17 C.F.R. § 270.2a-6

Current through October 31, 2024

Section 270.2a-6 - Certain transactions not deemed assignments

A transaction which does not result in a change of actual control or management of the investment adviser to, or principal underwriter of, an investment company is not an assignment for purposes of section 15(a)(4) or section 15(b)(2) of the act, respectively.

17 C.F.R. §270.2a-6

45 FR 1861, Jan. 9, 1980

Secs. 6(c) and 38(a) (15 U.S.C. 80a-6(c) and 80a-37(a)