Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart G - FORMS FOR REPORTS TO BE MADE BY CERTAIN EXCHANGE MEMBERS, BROKERS, DEALERS, SECURITY-BASED SWAP DEALERS, AND MAJOR SECURITY-BASED SWAP PARTICIPANTS
Section 249.639 - Form custody

17 C.F.R. § 249.639

Download
PDF
Current through May 31, 2024
Section 249.639 - Form custody

This form shall be used for reports of information required by § 240.17a-5 of this chapter.

17 C.F.R. §249.639

78 FR 51994, Aug. 21, 2013

For FEDERAL REGISTER citations affecting Form Custody, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.