17 C.F.R. § 242.808

Current through October 31, 2024
Section 242.808 - Availability of public information
(a) The Commission shall make publicly available on its website the following parts of an application to register as a security-based swap execution facility, unless confidential treatment is obtained pursuant to § 240.24b-2 of this chapter:
(1) Transmittal letter and first page of the application cover sheet;
(2) Exhibit C;
(3) Exhibit G;
(4) Exhibit L; and
(5) Exhibit M.
(b) The Commission shall make publicly available on its website, unless confidential treatment is obtained pursuant to § 240.24b-2 of this chapter, a security-based swap execution facility's filing of new products pursuant to the self-certification procedures of § 242.804 , new products for Commission review and approval pursuant to § 242.805 , new rules and rule amendments for Commission review and approval pursuant to § 242.806 , and new rules and rule amendments pursuant to the self-certification procedures of § 242.807 .
(c) The terms and conditions of a product submitted to the Commission pursuant to § 242.804 , 242.805 , 242.806 , or 242.807 shall be made publicly available at the time of submission unless confidential treatment is obtained pursuant to § 240.24b-2 of this chapter.

17 C.F.R. §242.808

88 FR 87285 , 2/13/2024