SECURITIES WHISTLEBLOWER INCENTIVES AND PROTECTIONS
- Section 240.21F-1 - General
- Section 240.21F-2 - Whistleblower status, award eligibility, confidentiality, and retaliation protections
- Section 240.21F-3 - Payment of awards
- Section 240.21F-4 - Other definitions
- Section 240.21F-5 - Amount of award
- Section 240.21F-6 - Criteria for determining amount of award
- Section 240.21F-7 - Confidentiality of submissions
- Section 240.21F-8 - Eligibility and forms
- Section 240.21F-9 - Procedures for submitting original information
- Section 240.21F-10 - Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000
- Section 240.21F-11 - Procedures for determining awards based upon a related action
- Section 240.21F-12 - Materials that may form the basis of an award determination and that may comprise the record on appeal
- Section 240.21F-13 - Appeals
- Section 240.21F-14 - Procedures applicable to the payment of awards
- Section 240.21F-15 - No amnesty
- Section 240.21F-16 - Awards to whistleblowers who engage in culpable conduct
- Section 240.21F-17 - Staff communications with individuals reporting possible securities law violations
- Section 240.21F-18 - Summary disposition