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Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934Subpart A - RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934REGULATION 15D: REPORTS OF REGISTRANTS UNDER THE SECURITIES ACT OF 1933
EXEMPTION OF CERTAIN TRANSACTIONS FROM SECTION 16(C)
Section 240.16c-4 - Derivative securities

17 C.F.R. § 240.16c-4

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Current through October 31, 2024
Section 240.16c-4 - Derivative securities

Establishing or increasing a put equivalent position shall be exempt from section 16(c) of the Act, so long as the amount of securities underlying the put equivalent position does not exceed the amount of underlying securities otherwise owned.

17 C.F.R. §240.16c-4