SECURITY-BASED SWAP DEALER AND PARTICIPANT DEFINITIONS
- Section 240.3a67-1 - Definition of "major security-based swap participant."
- Section 240.3a67-2 - Categories of security-based swaps
- Section 240.3a67-3 - Definition of "substantial position."
- Section 240.3a67-4 - Definition of "hedging or mitigating commercial risk."
- Section 240.3a67-5 - Definition of "substantial counterparty exposure."
- Section 240.3a67-6 - Definition of "financial entity."
- Section 240.3a67-7 - Definition of "highly leveraged."
- Section 240.3a67-8 - Timing requirements, reevaluation period, and termination of status
- Section 240.3a67-9 - Calculation of major participant status by certain persons
- Section 240.3a67-10 - Foreign major security-based swap participants