Section 232.100 - Persons and entities subject to mandated electronic filingThe following persons or entities shall be subject to the electronic filing requirements of this part 232:
(a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;(b) Persons or entities whose filings are subject to review by the Division of Investment Management;(c) Persons or entities whose filings are subject to review by the Division of Market Regulation; and(d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.62 FR 36456, July 8, 1997, as amended at 67 FR 36699 , May 24, 2002; 72 FR 14417 , Mar. 28, 2007; 73 FR 10616 , Feb. 27, 2008; 87 FR 38964 , June 30, 2022