REGULATION E-EXEMPTION FOR SECURITIES OF SMALL BUSINESS INVESTMENT COMPANIES
- Section 230.601 - Definitions of terms used in Sections 230.601 to 230.610a
- Section 230.602 - Securities exempted
- Section 230.603 - Amount of securities exempted
- Section 230.604 - Filing of notification on Form 1-E
- Section 230.605 - Filing and use of the offering circular
- Section 230.606 - Offering not in excess of $100,000
- Section 230.607 - Sales material to be filed
- Section 230.608 - Prohibition of certain statements
- Section 230.609 - Reports of sales hereunder
- Section 230.610 - Suspension of exemption
- Section 230.610a - Schedule A: Contents of offering circular for small business investment companies; Schedule B: Contents of offering circular for business development companies
- Section 230.651-230.656 - Reserved
- Section 230.701 - Exemption for offers and sales of securities pursuant to certain compensatory benefit plans and contracts relating to compensation
- Section 230.702(T)-230.703(T) - Reserved