17 C.F.R. § 230.410

Current through October 31, 2024
Section 230.410 - Disclaimer of control

If the existence of control is open to reasonable doubt in any instance, the registrant may disclaim the existence of control and any admission thereof; in such case, however, the registrant shall state the material facts pertinent to the possible existence of control.

17 C.F.R. §230.410

Reg. C, 12 FR 4073, June 24, 1947