17 C.F.R. § 210.12-13B

Current through September 30, 2024
Section 210.12-13B - Open forward foreign currency contracts

[For management investment companies only]

Col. ACol. BCol. CCol. DCol. E
Amount and description of currency to be purchased1Amount and description of currency to be sold1CounterpartySettlement dateUnrealized appreciation/
depreciation.2 3 4

1 Forward foreign currency contracts where description of currency purchased, description of currency sold, counterparty, or settlement dates differ shall be listed separately.

2 Indicate by an appropriate symbol each investment which cannot be sold because of restrictions or conditions applicable to the investment.

3 Indicate by an appropriate symbol each investment whose value was determined using significant unobservable inputs.

4 Column E shall be totaled and shall agree with the total of correlative amount(s) shown on the related balance sheet.

17 C.F.R. §210.12-13B

81 FR 82017, Nov. 18, 2016
81 FR 82017, 1/17/2017