Information collection requirement | 17 CFR part or section where identified and described | Current OMB control No. |
Regulation S-X | Part 210 | 3235-0009 |
Regulation S-B | Part 228 | 3235-0417 |
Regulation S-K | Part 229 | 3235-0071 |
Rule 154 | 230.154 | 3235-0495 |
Rule 155 | 230.155 | 3235-0549 |
Rule 236 | 230.236 | 3235-0095 |
Rule 237 | 230.237 | 3235-0528 |
Regulation A | 230.251 thru 230.263 | 3235-0286 |
Regulation C | 230.400 thru 230.494 | 3235-0074 |
Rule 425 | 230.425 | 3235-0521 |
Rule 477 | 230.477 | 3235-0550 |
Rule 489 | 230.489 | 3235-0411 |
Rule 498 | 230.498 | 3235-0488 |
Rule 498A | 230.498A | 3235-0765 |
Regulation D | 230.500 thru 230.508 | 3235-0076 |
Regulation E | 230.601 thru 230.610a | 3235-0232 |
Rule 604 | 230.604 | 3235-0232 |
Rule 605 | 230.605 | 3235-0232 |
Rule 609 | 230.609 | 3235-0233 |
Rule 701 | 230.701 | 3235-0522 |
Regulation S | 230.901 thru 230.905 | 3235-0357 |
Regulation S-T | Part 232 | 3235-0424 |
Form SB-1 | 239.9 | 3235-0423 |
Form SB-2 | 239.10 | 3235-0418 |
Form S-1 | 239.11 | 3235-0065 |
Form S-2 | 239.12 | 3235-0072 |
Form S-3 | 239.13 | 3235-0073 |
Form N-2 | 239.14 | 3235-0026 |
Form N-1A | 239.15A | 3235-0307 |
Form S-6 | 239.16 | 3235-0184 |
Form S-8 | 239.16b | 3235-0066 |
Form N-3 | 239.17a | 3235-0316 |
Form N-4 | 239.17b | 3235-0318 |
Form S-11 | 239.18 | 3235-0067 |
Form N-14 | 239.23 | 3235-0336 |
Form N-5 | 239.24 | 3235-0169 |
Form S-4 | 239.25 | 3235-0324 |
Form F-1 | 239.31 | 3235-0258 |
Form F-2 | 239.32 | 3235-0257 |
Form F-3 | 239.33 | 3235-0256 |
Form F-4 | 239.34 | 3235-0325 |
Form F-6 | 239.36 | 3235-0292 |
Form F-7 | 239.37 | 3235-0383 |
Form F-8 | 239.38 | 3235-0378 |
Form F-10 | 239.40 | 3235-0380 |
Form F-80 | 239.41 | 3235-0404 |
Form F-X | 239.42 | 3235-0379 |
Form F-N | 239.43 | 3235-0411 |
Form ID | 239.63 | 3235-0328 |
Form SE | 239.64 | 3235-0327 |
Form TH | 239.65 | 3235-0425 |
Form 1-A | 239.90 | 3235-0286 |
Form 2-A | 239.91 | 3235-0286 |
Form 144 | 239.144 | 3235-0101 |
Form 1-E | 239.200 | 3235-0232 |
Form CB | 239.800 | 3235-0518 |
Rule 6a-1 | 240.6a-1 | 3235-0017 |
Rule 6a-3 | 240.6a-3 | 3235-0021 |
Rule 6a-4 | 240.6a-4 | 3235-0554 |
Rule 6h-1 | 240.6h-1 | 3235-0555 |
Rule 8c-1 | 240.8c-1 | 3235-0514 |
Rule 9b-1 | 240.9b-1 | 3235-0480 |
Rule 10a-1 | 240.10a-1 | 3235-0475 |
Rule 10b-10 | 240.10b-10 | 3235-0444 |
Rule 10b-17 | 240.10b-17 | 3235-0476 |
Rule 10b-18 | 240.10b-18 | 3235-0474 |
Rule 10A-1 | 240.10A-1 | 3235-0468 |
Rule 11a1-1(T) | 240.11a1-1(T) | 3235-0478 |
Rule 12a-5 | 240.12a-5 | 3235-0079 |
Regulation 12B | 240.12b-1 thru 240.12b-36 | 3235-0062 |
Rule 12d1-3 | 240.12d1-3 | 3235-0109 |
Rule 12d2-1 | 240.12d2-1 | 3235-0081 |
Rule 12d2-2 | 240.12d2-2 | 3235-0080 |
Rule 12f-1 | 240.12f-1 | 3235-0128 |
Rule 13a-16 | 240.13a-16 | 3235-0116 |
Regulation 13D/G | 240.13d-1 thru 240.13d-7 | 3235-0145 |
Schedule 13D | 240.13d-101 | 3235-0145 |
Schedule 13G | 240.13d-102 | 3235-0145 |
Rule 13e-1 | 240.13e-1 | 3235-0305 |
Rule 13e-3 | 240.13e-3 | 3235-0007 |
Schedule 13E-3 | 240.13e-100 | 3235-0007 |
Schedule 13e-4F | 240.13e-101 | 3235-0375 |
Regulation 14A | 240.14a-1 thru 240.14a-12 | 3235-0059 |
Schedule 14A | 240.14a-101 | 3235-0059 |
Regulation 14C | 240.14c-1 | 3235-0057 |
Schedule 14C | 240.14c-101 | 3235-0057 |
Regulation 14D | 240.14d-1 thru 240.14d-9 | 3235-0102 |
Schedule TO | 240.14d-100 | 3235-0515 |
Schedule 14D-1 | 240.14d-101 | 3235-0102 |
Schedule 14D-9 | 240.14d-101 | 3235-0102 |
Schedule 14D-1F | 240.14d-102 | 3235-0376 |
Schedule 14D-9F | 240.14d-103 | 3235-0382 |
Regulation 14E | 240.14e-1 thru 240.14e-2 | 3235-0102 |
Rule 14f-1 | 240.14f-1 | 3235-0108 |
Rule 15a-4 | 240.15a-4 | 3235-0010 |
Rule 15a-6 | 240.15a-6 | 3235-0371 |
Rule 15b1-1 | 240.15b1-1 | 3235-0012 |
Rule 15b6-1(a) | 240.15b6-1(a) | 3235-0018 |
Rule 15c1-5 | 240.15c1-5 | 3235-0471 |
Rule 15c1-6 | 240.15c1-6 | 3235-0472 |
Rule 15c1-7 | 240.15c1-7 | 3235-0134 |
Rule 15c2-1 | 240.15c2-1 | 3235-0485 |
Rule 15c2-5 | 240.15c2-5 | 3235-0198 |
Rule 15c2-7 | 240.15c2-7 | 3235-0479 |
Rule 15c2-8 | 240.15c2-8 | 3235-0481 |
Rule 15c2-11 | 240.15c2-11 | 3235-0202 |
Rule 15c2-12 | 240.15c2-12 | 3235-0372 |
Rule 15c3-1 | 240.15c3-1 | 3235-0200 |
Rule 15c3-1(c)(13) | 240.15c3-1(c)(13) | 3235-0499 |
Appendix F to Rule 15c3-1 | 240.15c3-1f | 3235-0496 |
Rule 15c3-3 | 240.15c3-3 | 3235-0078 |
Rule 15c3-4 | 240.15c3-4 | 3235-0497 |
Rule 15d-16 | 240.15d-16 | 3235-0116 |
Rule 15g-2 | 240.15g-2 | 3235-0434 |
Rule 15g-3 | 240.15g-3 | 3235-0392 |
Rule 15g-4 | 240.15g-4 | 3235-0393 |
Rule 15g-5 | 240.15g-5 | 3235-0394 |
Rule 15g-6 | 240.15g-6 | 3235-0395 |
Rule 15g-9 | 240.15g-9 | 3235-0385 |
Rule 15Aj-1 | 240.15Aj-1 | 3235-0044 |
Rule 15Ba2-1 | 240.15Ba2-1 | 3235-0083 |
Rule 15Ba2-5 | 240.15Ba2-5 | 3235-0088 |
Rule 15Bc3-1 | 240.15Bc3-1 | 3235-0087 |
Rule 17a-1 | 240.17a-1 | 3235-0208 |
Rule 17a-2 | 240.17a-2 | 3235-0201 |
Rule 17a-3 | 240.17a-3 | 3235-0033 |
Rule 17a-3(a)(16) | 240.17a-3(a)(16) | 3235-0508 |
Rule 17a-4 | 240.17a-4 | 3235-0279 |
Rule 17a-4(b)(10) | 240.17a-4(b)(10) | 3235-0506 |
Rule 17a-5 | 240.17a-5 | 3235-0123 |
Rule 17a-5(c) | 240.17a-5(c) | 3235-0199 |
Rule 17a-6 | 240.17a-6 | 3235-0489 |
Rule 17a-7 | 240.17a-7 | 3235-0131 |
Rule 17a-8 | 240.17a-8 | 3235-0092 |
Rule 17a-9T | 240.17a-9T | 3235-0524 |
Rule 17a-10 | 240.17a-10 | 3235-0122 |
Rule 17a-11 | 240.17a-11 | 3235-0085 |
Rule 17a-12 | 240.17a-12 | 3235-0498 |
Rule 17a-13 | 240.17a-13 | 3235-0035 |
Rule 17a-19 | 240.17a-19 | 3235-0133 |
Rule 17a-22 | 240.17a-22 | 3235-0196 |
Rule 17a-25 | 240.17a-25 | 3235-0540 |
Rule 17f-1(b) | 240.17f-1(b) | 3235-0032 |
Rule 17f-1(c) | 240.17f-1(c) | 3235-0037 |
Rule 17f-1(g) | 240.17f-1(g) | 3235-0290 |
Rule 17f-2(a) | 240.17f-2(a) | 3235-0034 |
Rule 17f-2(c) | 240.17f-2(c) | 3235-0029 |
Rule 17f-2(d) | 240.17f-2(d) | 3235-0028 |
Rule 17f-2(e) | 240.17f-2(e) | 3235-0031 |
Rule 17f-5 | 240.17f-5 | 3235-0269 |
Rule 17h-1T | 240.17h-1T | 3235-0410 |
Rule 17h-2T | 240.17h-2T | 3235-0410 |
Rule 17Ab2-1 | 240.17Ab2-1(a) | 3235-0195 |
Rule 17Ac2-1 | 240.17Ac2-1 | 3235-0084 |
Rule 17Ad-2(c), (d), and (h) | 240.17Ad-2(c), (d) and (h) | 3235-0130 |
Rule 17Ad-3(b) | 240.17Ad-3(b) | 3235-0473 |
Rule 17Ad-4(b) and (c) | 240.17Ad-4(b) and (c) | 3235-0341 |
Rule 17Ad-6 | 240.17Ad-6 | 3235-0291 |
Rule 17Ad-7 | 240.17Ad-7 | 3235-0291 |
Rule 17Ad-10 | 240.17Ad-10 | 3235-0273 |
Rule 17Ad-11 | 240.17Ad-11 | 3235-0274 |
Rule 17Ad-13 | 240.17Ad-13 | 3235-0275 |
Rule 17Ad-15 | 240.17Ad-15 | 3235-0409 |
Rule 17Ad-16 | 240.17Ad-16 | 3235-0413 |
Rule 17Ad-17 | 240.17Ad-17 | 3235-0469 |
Rule 19b-1 | 240.19b-1 | 3235-0354 |
Rule 19b-4 | 240.19b-4 | 3235-0045 |
Rule 19b-4(e) | 240.19b-4(e) | 3235-0504 |
Rule 19b-5 | 240.19b-5 | 3235-0507 |
Rule 19b-7 | 240.19b-7 | 3235-0553 |
Rule 19d-1 | 240.19d-1(b) thru 240.19d-1(i) | 3235-0206 |
Rule 19d-2 | 240.19d-2 | 3235-0205 |
Rule 19d-3 | 240.19d-3 | 3235-0204 |
Rule 19h-1 | 240.19h-1(a), (c) thru (e), and (g) | 3235-0259 |
Rule 24b-1 | 240.24b-1 | 3235-0194 |
Rule 101 | 242.101 | 3235-0464 |
Rule 102 | 242.102 | 3235-0467 |
Rule 103 | 242.103 | 3235-0466 |
Rule 104 | 242.104 | 3235-0465 |
Rule 301 | 242.301 | 3235-0509 |
Rule 302 | 242.302 | 3235-0510 |
Rule 303 | 242.303 | 3235-0505 |
Rule 604 | 242.604 | 3235-0462 |
Rule 605 | 242.605 | 3235-0542 |
Rule 606 | 242.606 | 3235-0541 |
Rule 607 | 242.607 | 3235-0435 |
Rule 608 | 242.608 | 3235-0500 |
Rule 609 | 242.609 | 3235-0043 |
Rule 611 | 242.611 | 3235-0600 |
Regulation S-P | Part 248 | 3235-0537 |
Form 1 | 249.1 | 3235-0017 |
Form 1-N | 249.10 | 3235-0554 |
Form 25 | 249.25 | 3235-0080 |
Form 26 | 249.26 | 3235-0079 |
Form 3 | 249.103 | 3235-0104 |
Form 4 | 249.104 | 3235-0287 |
Form 5 | 249.105 | 3235-0362 |
Form 8-A | 249.208a | 3235-0056 |
Form 10 | 249.210 | 3235-0064 |
Form 10-SB | 249.210b | 3235-0419 |
Form 18 | 249.218 | 3235-0121 |
Form 20-F | 249.220f | 3235-0288 |
Form 40-F | 249.240f | 3235-0381 |
Form 6-K | 249.306 | 3235-0116 |
Form 8-K | 249.308 | 3235-0060 |
Form 10-Q | 249.308a | 3235-0070 |
Form 10-QSB | 249.308b | 3235-0416 |
Form 10-K | 249.310 | 3235-0063 |
Form 10-KSB | 249.310b | 3235-0420 |
Form 11-K | 249.311 | 3235-0082 |
Form 18-K | 249.318 | 3235-0120 |
Form 12B-25 | 249.322 | 3235-0058 |
Form 15 | 249.323 | 3235-0167 |
Form 13F | 249.325 | 3235-0006 |
Form SE | 249.444 | 3235-0327 |
Form ID | 249.446 | 3235-0328 |
Form DF | 249.448 | 3235-0482 |
Form BD | 249.501 | 3235-0012 |
Form BDW | 249.501a | 3235-0018 |
Form BD-N | 249.501b | 3235-0556 |
Form X-17A-5 | 249.617 | 3235-0123 |
Form X-17A-19 | 249.635 | 3235-0133 |
Form ATS | 249.637 | 3235-0509 |
Form ATS-R | 249.638 | 3235-0509 |
Form CRS | 249.640 | 3235-0766 |
Form X-15AJ-1 | 249.802 | 3235-0044 |
Form X-15AJ-2 | 249.803 | 3235-0044 |
Form 19b-4 | 249.819 | 3235-0045 |
Form 19b-4(e) | 249.820 | 3235-0504 |
Form Pilot | 249.821 | 3235-0507 |
Form SIP | 249.1001 | 3235-0043 |
Form MSD | 249.1100 | 3235-0083 |
Form MSDW | 249.1110 | 3235-0087 |
Form X-17F-1A | 249.1200 | 3235-0037 |
Form TA-1 | 249b.100 | 3235-0084 |
Form TA-W | 249b.101 | 3235-0151 |
Form TA-2 | 249b.102 | 3235-0337 |
Form CA-1 | 249b.200 | 3235-0195 |
Rule 7a-15 thru 7a-37 | 260.7a-15 thru 260.7a-37 | 3235-0132 |
Form T-1 | 269.1 | 3235-0110 |
Form T-2 | 269.2 | 3235-0111 |
Form T-3 | 269.3 | 3235-0105 |
Form T-4 | 269.4 | 3235-0107 |
Form ID | 269.7 | 3235-0328 |
Form SE | 269.8 | 3235-0327 |
Form T-6 | 269.9 | 3235-0391 |
Rule 0-1 | 270.0-1 | 3235-0531 |
Rule 2a-7 | 270.2a-7 | 3235-0268 |
Rule 2a19-1 | 270.2a19-1 | 3235-0332 |
Rule 3a-4 | 270.3a-4 | 3235-0459 |
Rule 6c-7 | 270.6c-7 | 3235-0276 |
Rule 6e-2 | 270.6e-2 | 3235-0177 |
Rule 7d-1 | 270.7d-1 | 3235-0311 |
Rule 7d-2 | 270.7d-2 | 3235-0527 |
Section 8(b) of the Investment Company Act of 1940 | 270.8b-1 thru 270.8b-32 | 3235-0176 |
Rule 10f-3 | 270.10f-3 | 3235-0226 |
Rule 11a-2 | 270.11a-2 | 3235-0272 |
Rule 11a-3 | 270.11a-3 | 3235-0358 |
Rule 12b-1 | 270.12b-1 | 3235-0212 |
Rule 17a-7 | 270.17a-7 | 3235-0214 |
Rule 17a-8 | 270.17a-8 | 3235-0235 |
Rule 17e-1 | 270.17e-1 | 3235-0217 |
Rule 17f-1 | 270.17f-1 | 3235-0222 |
Rule 17f-2 | 270.17f-2 | 3235-0223 |
Rule 17f-4 | 270.17f-4 | 3235-0225 |
Rule 17f-6 | 270.17f-6 | 3235-0447 |
Rule 17f-7 | 270.17f-7 | 3235-0529 |
Rule 17g-1(g) | 270.17g-1(g) | 3235-0213 |
Rule 17j-1 | 270.17j-1 | 3235-0224 |
Rule 18f-1 | 270.18f-1 | 3235-0211 |
Rule 18f-3 | 270.18f-3 | 3235-0441 |
Rule 19a-1 | 270.19a-1 | 3235-0216 |
Rule 20a-1 | 270.20a-1 | 3235-0158 |
Rule 22d-1 | 270.22d-1 | 3235-0310 |
Rule 23c-1 | 270.23c-1 | 3235-0260 |
Rule 23c-3 | 270.23c-3 | 3235-0422 |
Rule 27e-1 | 270.27e-1 | 3235-0545 |
Rule 30b2-1 | 270.30b2-1 | 3235-0220 |
Rule 30d-2 | 270.30d-2 | 3235-0494 |
Rule 30e-1 | 270.30e-1 | 3235-0025 |
Rule 30e-3 | 270.30e-3 | 3235-0758 |
Rule 31a-1 | 270.31a-1 | 3235-0178 |
Rule 31a-2 | 270.31a-2 | 3235-0179 |
Rule 32a-4 | 270.32a-4 | 3235-0530 |
Rule 34b-1 | 270.34b-1 | 3235-0346 |
Rule 35d-1 | 270.35d-1 | 3235-0548 |
Form N-5 | 274.5 | 3235-0169 |
Form N-8A | 274.10 | 3235-0175 |
Form N-2 | 274.11a-1 | 3235-0026 |
Form N-3 | 274.11b | 3235-0316 |
Form N-4 | 274.11c | 3235-0318 |
Form N-8B-2 | 274.12 | 3235-0186 |
Form N-6F | 274.15 | 3235-0238 |
Form 24F-2 | 274.24 | 3235-0456 |
Form N-18F-1 | 274.51 | 3235-0211 |
Form N-54A | 274.53 | 3235-0237 |
Form N-54C | 274.54 | 3235-0236 |
Form N-CEN | 274.101 | 3235-0729 |
Form N-27E-1 | 274.127e-1 | 3235-0545 |
Form N-27F-1 | 274.127f-1 | 3235-0546 |
Form N-PORT | 274.150 | 3235-0730 |
Form N-17D-1 | 274.200 | 3235-0229 |
Form N-23C-1 | 274.201 | 3235-0230 |
Form N-8F | 274.218 | 3235-0157 |
Form N-17F-1 | 274.219 | 3235-0359 |
Form N-17F-2 | 274.220 | 3235-0360 |
Form N-23c-3 | 274.221 | 3235-0422 |
Form ID | 274.402 | 3235-0328 |
Form SE | 274.403 | 3235-0327 |
Rule 0-2 | 275.0-2 | 3235-0240 |
Rule 203-3 | 275.203-3 | 3235-0538 |
Rule 204-2 | 275.204-2 | 3235-0278 |
Rule 204-3 | 275.204-3 | 3235-0047 |
Rule 206(3)-2 | 275.206(3)-2 | 3235-0243 |
Rule 206(4)-2 | 275.206(4)-2 | 3235-0241 |
Rule 206(4)-3 | 275.206(4)-3 | 3235-0242 |
Rule 206(4)-4 | 275.206(4)-4 | 3235-0345 |
Form ADV | 279.1 | 3235-0049 |
Schedule I to Form ADV | 279.1 | 3235-0490 |
Form ADV-W | 279.2 | 3235-0313 |
Form ADV-H | 379.3 | 3235-0538 |
Form 4-R | 279.4 | 3235-0240 |
Form 5-R | 279.5 | 3235-0240 |
Form 6-R | 279.6 | 3235-0240 |
Form 7-R | 279.7 | 3235-0240 |
Form ADV-E | 279.8 | 3235-0361 |
17 C.F.R. §200.800