Manipulative and Deceptive Devices and Contrivances
- § 240.10b-1 Prohibition of use of manipulative or deceptive devices or contrivances with respect to certain securities exempted from registration
- § 240.10b-2 [Reserved]
- § 240.10b-3 Employment of manipulative and deceptive devices by brokers or dealers
- § 240.10b-4 [Reserved]
- § 240.10b-5 Employment of manipulative and deceptive devices
- § 240.10b5-1 Trading “on the basis of” material nonpublic information in insider trading cases
- § 240.10b5-2 Duties of trust or confidence in misappropriation insider trading cases
- §§ 240.10b-6--240.10b-8 [Reserved]
- § 240.10b-9 Prohibited representations in connection with certain offerings
- § 240.10b-10 Confirmation of transactions
- § 240.10b-13 [Reserved]
- § 240.10b-16 Disclosure of credit terms in margin transactions
- § 240.10b-17 Untimely announcements of record dates
- § 240.10b-18 Purchases of certain equity securities by the issuer and others
- § 240.10b-21 Deception in connection with a seller's ability or intent to deliver securities on the date delivery is due