Part 5 - OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
- Section 5.1 - Definitions
- Section 5.2 - Prohibited transactions
- Section 5.3 - Registration of persons engaged in retail forex transactions
- Section 5.4 - Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors
- Section 5.5 - Distribution of "Risk Disclosure Statement" by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions
- Section 5.6 - Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions
- Section 5.7 - Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions
- Section 5.8 - Aggregate retail forex assets
- Section 5.9 - Security deposits for retail forex transactions
- Section 5.10 - Risk assessment recordkeeping requirements for retail foreign exchange dealers
- Section 5.11 - Risk assessment reporting requirements for retail foreign exchange dealers
- Section 5.12 - Financial reports of retail foreign exchange dealers
- Section 5.13 - Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements
- Section 5.14 - Records to be kept by retail foreign exchange dealers and futures commission merchants
- Section 5.15 - Unlawful representations
- Section 5.16 - Prohibition of guarantees against loss
- Section 5.17 - Authorization to trade
- Section 5.18 - Trading and operational standards
- Section 5.19 - Pending legal proceedings
- Section 5.20 - Special calls for account and transaction information
- Section 5.21 - Supervision
- Section 5.22 - Registered futures association membership
- Section 5.23 - Notice of bulk transfers and bulk liquidations
- Section 5.24 - Applicability of other parts of this chapter
- Section 5.25 - Applicability of the Act