Part 49 - SWAP DATA REPOSITORIES

Appendix A to Part 49 - Form SDR
Section 49.1 - Scope
Section 49.2 - Definitions
Section 49.3 - Procedures for registration
Section 49.4 - Withdrawal from registration
Section 49.5 - Equity interest transfers
Section 49.6 - Request for transfer of registration
Section 49.7 - Swap data repositories located in foreign jurisdictions
Section 49.8 - Procedures for implementing swap data repository rules
Section 49.9 - Open swaps reports provided to the Commission
Section 49.10 - Acceptance and validation of data
Section 49.11 - Verification of swap data accuracy
Section 49.12 - Swap data repository recordkeeping requirements
Section 49.13 - Monitoring, screening and analyzing swap data
Section 49.14 - Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities
Section 49.15 - Real-time public reporting by swap data repositories
Section 49.16 - Privacy and confidentiality requirements of swap data repositories
Section 49.17 - Access to SDR data
Section 49.18 - Confidentiality arrangement
Section 49.19 - Core principles applicable to swap data repositories
Section 49.20 - Governance arrangements (Core Principle 2)
Section 49.21 - Conflicts of interest (Core Principle 3)
Section 49.22 - Chief compliance officer
Section 49.23 - Emergency authority policies and procedures
Section 49.24 - System safeguards
Section 49.25 - Financial resources
Section 49.26 - Disclosure requirements of swap data repositories
Section 49.27 - Access and fees
Section 49.28 - Operating hours of swap data repositories
Section 49.29 - Information relating to swap data repository compliance
Section 49.30 - Form and manner of reporting and submitting information to the Commission
Section 49.31 - Delegation of authority to the Director of the Division of Market Oversight relating to certain part 49 matters
Appendix B to Part 49 - Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to Sections 49.17(d)(6) and 49.18(a)