17 C.F.R. § 39.9

Current through May 31, 2024
Section 39.9 - Scope

Except as otherwise provided by Commission order, the provisions of this subpart B apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and § 1.3 of this chapter, that is registered with the Commission as a derivatives clearing organization pursuant to section 5b of the Act. The provisions of this subpart B do not apply to any exempt derivatives clearing organization, as defined under § 39.2 .

17 C.F.R. §39.9

86 FR 968, Jan. 7, 2021
85 FR 67187, 11/20/2020; 86 FR 968, 1/7/2021