17 C.F.R. § 39.25

Current through May 31, 2024

Section 39.25 - Conflicts of interest

A derivatives clearing organization shall:

(a) Establish and enforce rules to minimize conflicts of interest in the decision-making process of the derivatives clearing organization;

(b) Establish a process for resolving such conflicts of interest; and

(c) Have procedures for identifying, addressing, and managing conflicts of interest involving members of the board of directors.

17 C.F.R. §39.25

85 FR 4862, Jan. 27, 2020

85 FR 4862, 2/26/2020; 88 FR 53684, 9/7/2023