Subpart H - BUSINESS CONDUCT STANDARDS FOR SWAP DEALERS AND MAJOR SWAP PARTICIPANTS DEALING WITH COUNTERPARTIES, INCLUDING SPECIAL ENTITIES
- Appendix A to Subpart H of Part 23 - Guidance on the Application of Sections 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities
- Section 23.400 - Scope
- Section 23.401 - Definitions
- Section 23.402 - General provisions
- Section 23.403-23.409 - Reserved
- Section 23.410 - Prohibition on fraud, manipulation, and other abusive practices
- Section 23.411-23.429 - Reserved
- Section 23.430 - Verification of counterparty eligibility
- Section 23.431 - Disclosures of material information
- Section 23.432 - Clearing disclosures
- Section 23.433 - Communications-fair dealing
- Section 23.434 - Recommendations to counterparties-institutional suitability
- Section 23.435-23.439 - Reserved
- Section 23.440 - Requirements for swap dealers acting as advisors to Special Entities
- Section 23.441-23.449 - Reserved
- Section 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities
- Section 23.451 - Political contributions by certain swap dealers