17 C.F.R. § 165.19

Current through September 30, 2024
Section 165.19 - Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes
(a)Non-waiver. The rights and remedies provided for in this part may not be waived by any agreement, policy, form, or condition of employment, including by a predispute arbitration agreement. No predispute arbitration agreement shall be valid or enforceable if the agreement requires arbitration of a dispute arising under this part.
(b)Protected communications. No person may take any action to impede an individual from communicating directly with the Commission's staff about a possible violation of the Commodity Exchange Act, including by enforcing, or threatening to enforce, a confidentiality agreement or predispute arbitration agreement with respect to such communications.

17 C.F.R. §165.19

82 FR 24501, May 30, 2017
82 FR 24501, 7/31/2017