Part 14 - RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
- Section 14.1 - Scope
- Section 14.2 - Definitions of appearance and practice
- Section 14.3 - Hearings
- Section 14.4 - Violation of Commodity Exchange Act
- Section 14.5 - Criminal conviction
- Section 14.6 - Disbarment or suspension by licensing authority
- Section 14.7 - Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding
- Section 14.8 - Lack of requisite qualifications, character and integrity
- Section 14.9 - Duty to file information concerning adverse judicial or administrative action
- Section 14.10 - Reinstatement