RECORDKEEPING
- Section 1.31 - Regulatory records; retention and production
- Section 1.32 - Reporting of segregated account computation and details regarding the holding of futures customer funds
- Section 1.33 - Monthly and confirmation statements
- Section 1.34 - Monthly record, "point balance"
- Section 1.35 - Records of commodity interest and related cash or forward transactions
- Section 1.36 - Record of securities and property received from customers
- Section 1.37 - Customer's name, address, and occupation recorded; record of guarantor or controller of account
- Section 1.38 - Execution of transactions
- Section 1.39 - Simultaneous buying and selling orders of different principals; execution of, for and between principals