13 C.F.R. § 108.506

Current through May 31, 2024
Section 108.506 - Safeguarding the NMVC Company's assets/Internal controls

You must adopt a plan to safeguard your assets and monitor the reliability of your financial data, personnel, Portfolio, funds and equipment. You must provide your bank and custodian with a certified copy of your resolution or other formal document describing your control procedures.

13 C.F.R. § 108.506