Part 1500 - MERCHANT BANKING INVESTMENTS
- Section 1500.1 - What type of investments are permitted by this part, and under what conditions may they be made?
- Section 1500.2 - What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
- Section 1500.3 - What are the holding periods permitted for merchant banking investments?
- Section 1500.4 - How are investments in private equity funds treated under this part?
- Section 1500.5 - What aggregate thresholds apply to merchant banking investments?
- Section 1500.6 - What risk management, record keeping and reporting policies are required to make merchant banking investments?
- Section 1500.7 - How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
- Section 1500.8 - Definitions