Statutes, codes, and regulations
California Code Of Regulations
Title 11 - LawDivision 1 - Attorney GeneralChapter 18 - Electronic Recording Delivery System
Article 9 - Audits and Oversight
Section 999.221 - Suspension and Termination of Certification

Cal. Code Regs. tit. 11 § 999.221

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Current through Register 2024 Notice Reg. No. 38, September 20, 2024
Section 999.221 - Suspension and Termination of Certification
(a) System certification may be suspended or terminated. Grounds for suspension or termination shall include, but are not limited to, all of the following:
(1) Unsatisfactory audit findings by a Computer Security Auditor.
(2) Failure to respond to a notice of corrective action for non-compliance issues as a result of a local inspection.
(3) Failure to comply with the audit and local inspection schedule.
(4) Non-payment of a County's proportionate cost of the system administration fee.
(5) A reported incident that has been determined to compromise the security of an ERDS.
(6) Non-compliance with the Statement of Understanding form #ERDS 0011.
(7) For good cause.

Cal. Code Regs. Tit. 11, § 999.221

1. New section filed 7-31-2007; operative 8-30-2007 (Register 2007, No. 31).
2. Amendment of subsection (a)(6) filed 8-11-2014; operative 10-1-2014 (Register 2014, No. 33).
3. Amendment filed 10-7-2019; operative 1-1-2020 (Register 2019, No. 41).
4. Change without regulatory effect amending Statement of Understanding form #ERDS 0011 (incorporated by reference) and amending subsection (a)(6) filed 5-27-2021 pursuant to section 100, title 1, California Code of Regulations (Register 2021, No. 22). Filing deadline specified in section 100, title 1, California Code of Regulations extended 60 calendar days pursuant to Executive Order N-40-20 and an additional 60 calendar days pursuant to Executive Order N-71-20.

Note: Authority cited: Sections 27393, 27396(a) and 27396(b), Government Code. Reference: Sections 27392(a), 27393(b)(2), 27393(c), 27394(c)-(f), 27396(a) and 27396(b), Government Code.

1. New section filed 7-31-2007; operative 8-30-2007 (Register 2007, No. 31).
2. Amendment of subsection (a)(6) filed 8-11-2014; operative 10/1/2014 (Register 2014, No. 33).
3. Amendment filed 10-7-2019; operative 1/1/2020 (Register 2019, No. 41).
4. Change without regulatory effect amending Statement of Understanding form #ERDS 0011 (incorporated by reference) and amending subsection (a)(6) filed 5-27-2021 pursuant to section 100, title 1, California Code of Regulations (Register 2021, No. 22). Filing deadline specified in section 100, title 1, California Code of Regulations extended 60 calendar days pursuant to Executive Order N-40-20 and an additional 60 calendar days pursuant to Executive Order N-71-20.