Cal. Code Regs. tit. 10 § 2603.09

Current through Register 2024 Notice Reg. No. 24, June 14, 2024
Section 2603.09 - Name or Label

Every application for an insurer securities permit shall be descriptively named or labeled so as to identify its nature, e.g.: "Application for Preorganization Permit," "Application for Subscription Permit," "Application for Organizational Permit" (for initial sale of stock), "Application for Negotiating Permit," and in all cases where a definitive permit is sought, "Application for Permit." Such descriptive names or labels shall be placed preferably opposite and to the right of the box containing the entitlement, unless space does not permit. In such latter event the label may be typed across the center of the page below the entitlement and file number and above the opening paragraph of the body of the paper in capital letters.

Applications filed subsequently to the original shall be appropriately identified, e.g.: "First (Second, or Third, etc.) Supplemental Application for Permit," "Application for Third Amendment to Permit," or "First Supplement to Application for Third Amendment to Permit," etc.

Cal. Code Regs. Tit. 10, § 2603.09