Cal. Code Regs. tit. 10 § 1034

Current through Register 2024 Notice Reg. No. 45, November 8, 2024
Section 1034 - [Operative 2/15/2025] Notice of Changes
(a) A registrant shall, upon any change to the application information contained in Form MU1, Item Numbers 2, 4, and 6, file the changed information with the Commissioner. The registrant shall file this information within thirty (30) days of the date of the occurrence of the event that results in the information becoming inaccurate or incomplete.
(b) Between December 1 and December 31 of each calendar year, a registrant shall file with the Commissioner any changes to its application information that occurred since October 31 of the prior calendar year contained in Forms MU1 (other than Item Numbers 2, 4, and 6) and MU2 and any other exhibits and supporting documents submitted with its application. An education financing registrant shall submit any changes since October 31 of the prior calendar year to October 31 of the current calendar year to the investor prospectuses and other marketing materials filed with the application pursuant to section 1025, subdivision (d).

Cal. Code Regs. Tit. 10, § 1034

Note: Authority cited: Sections 90009 and 90010, Financial Code. Reference: Sections 90003, 90006, 90009, 90009.5, 90010 and 90018, Financial Code.

1. New section filed 10-11-2024; operative 2/15/2025 (Register 2024, No. 41).