Cal. Code Regs. tit. 10 § 260.204.7
Current through Register 2024 Notice Reg. No. 19, May 10, 2024
Exempt from the provisions of Sections 25210 and 25230 of the Code are any individuals who pursuant to Section 22205.2 of the Education Code contract to perform investment management or advisory services only for the State Teachers' Retirement System; provided, that the securities transactions are effected by or through a broker-dealer who is licensed under Section 25210 of the Code or exempt from licensure under Section 25200 of the Code.
Cal. Code Regs. Tit. 10, § 260.204.7
Note: Authority cited: Sections 25204 and 25610, Corporations Code. Reference: Section 25204, Corporations Code.