Cal. Code Regs. tit. 10 § 260.140.117.2

Current through Register 2024 Notice Reg. No. 25, June 21, 2024
Section 260.140.117.2 - Offerings Registered with the Securities and Exchange Commission

With respect to offerings registered with the Securities and Exchange Commission under the Securities Act of 1933, as amended, and qualified with the Commissioner by coordination, a prospectus which is part of a registration statement which has been declared effective by such Commission shall be deemed to comply with all requirements as to form of these Rules; provided however, that the Commissioner reserves the right to exercise discretion to require additional disclosure of substance.

Cal. Code Regs. Tit. 10, § 260.140.117.2

1. Amendment filed 1-27-84; effective thirtieth day thereafter (Register 84, No. 4).

Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25140, Corporations Code.

1. Amendment filed 1-27-84; effective thirtieth day thereafter (Register 84, No. 4).