Article 2 - Exemptions from Qualification

Section 260.100 - Class Exemption for Persons Issuing Life Income Contracts
Section 260.100.1 - Form of Request for Designation
Section 260.100.2 - Definition of "Life Income Contract."
Section 260.100.3 - Request for Order of Exemption
Section 260.101 - Insurance Company Securities. [Repealed]
Section 260.101.1 - Definitions of Terms and Implementation of Section 25101 of the Code. [Repealed]
Section 260.101.2 - Certified National Securities Exchanges
Section 260.101.3 - Notice Under Section 25101 (b) of the Code. [Repealed]
Section 260.102 - Negotiating Permit
Section 260.102.1 - Non-Public Offering Under Subdivision (a) of Section 25102
Section 260.102.2 - Non-Public Offering and Sale
Section 260.102.3 - Evidence of Indebtedness
Section 260.102.4 - One Class of Stock
Section 260.102.5 - Beneficial Ownership of Securities
Section 260.102.6 - Transfer Restriction on Stock Issued Under Small Offering Exemption. (Repealed)
Section 260.102.7 - Selling Expenses
Section 260.102.8 - Notice of Issuance of Securities Pursuant to Small Offering Exemption
Section 260.102.9 - Proof of Mailing
Section 260.102.10 - Designation of Institutional Investors and Governmental Agencies and Instrumentalities by Class
Section 260.102.10.1 - Distribution Under Securities and Exchange Commission Rule 144A
Section 260.102.11 - Advances and Loans in Connection with Small Offering Exemption
Section 260.102.12 - Limited Offering Exemption Interpretations
Section 260.102.13 - Limited Offering Exemption Excluded Purchasers
Section 260.102.14 - Limited Offering Exemption Notice of Transaction
Section 260.102.15 - Distribution Under Securities and Exchange Commission Rule 144A
Section 260.102.16 - Limited Public Offering Exemption Notice of Transaction
Section 260.102.17 - Disclosure Statement Requirement for Section 25102(n)/Rule 504 Offerings
Section 260.102.18 - Distribution Under Securities and Exchange Commission Rule 144A
Section 260.102.19 - Notice of Transaction for Purchase or Option Plans or Agreements
Section 260.103 - Exemption from Qualification of Recapitalizations and Reorganizations
Section 260.103.1 - Authorization of New Classes of Stock
Section 260.103.2 - Stock Split
Section 260.103.3 - Voting Shares. [Repealed]
Section 260.103.4 - Traded in the Market
Section 260.103.5 - Legend or Escrow of Stock Dividend Shares or Split Shares
Section 260.103.6 - Limited Exchange Transaction-Notice of Exchange Transaction
Section 260.104 - Unsolicited Orders
Section 260.104.1 - Designation of Institutional Investors and Governmental Agencies and Instrumentalities by Class
Section 260.104.2 - Bona Fide Secured Party
Section 260.104.3 - Securities Subject to Legend or Escrow Condition. [Repealed]
Section 260.104.4 - Order Withholding Exemption
Section 260.105 - Exemption for Offers Prior to Sale
Section 260.105.1 - Exemption for Oil and Gas Interests Issued for Drillsite Rights or Transit Rights
Section 260.105.2 - Out-of-State Sales and Sales to Broker-Dealers
Section 260.105.3 - Effective Date of Requirement of Qualification for Secondary Trading. [Repealed]
Section 260.105.4 - Sale of Franchise. [Repealed]
Section 260.105.5 - Phantom Stock Plans
Section 260.105.6 - Professional Organizations
Section 260.105.7 - Inter-Dealer Quotations
Section 260.105.8 - Incentive Stock Option Plans
Section 260.105.9 - Split or Reverse Split of Beneficial Interests in Voting Trust
Section 260.105.10 - Securities of Foreign Issuers. [Repealed]
Section 260.105.11 - Securities of Foreign Issuers
Section 260.105.12 - Temporary Nonissuer Exemption. [Repealed]
Section 260.105.13 - Extended Eligibility for Nonissuer Transaction. [Repealed]
Section 260.105.13.1 - Private Resales Under Securities and Exchange Commission Rule 144A
Section 260.105.14 - Sales to Public Agencies
Section 260.105.15 - Exemption from Qualification of Certain Exchanges
Section 260.105.16 - Checks, Drafts, and Money Orders
Section 260.105.17 - Exemption for Certain Publicly Traded Common Shares
Section 260.105.18 - Commodity Contracts. [Repealed]
Section 260.105.19 - Exemption for Certain Commodity Contracts. [Repealed]
Section 260.105.20 - Exemption for Certain Nonprofit Organizations
Section 260.105.21 - Exemption for Amendments to Limited Partnership Agreements Pursuant to Corporations Code Section 15520.5. [Repealed]
Section 260.105.22 - Shares of Foreign Subsidiaries
Section 260.105.23 - Exemption for Advances to Corporations
Section 260.105.26 - Exemption for Preneed Funeral Trust Arrangements
Section 260.105.27 - Temporary Nonissuer Exemption. [Repealed]
Section 260.105.28 - Reliance on Eligible Securities List. [Repealed]
Section 260.105.29 - Use of Red Herring Offering Circulars in Regulation A Offerings
Section 260.105.30 - Real Estate Loans: Multiple Lender Transactions. [Repealed]
Section 260.105.31 - Limited Offering Exemption-Transitional Exemption. [Repealed]
Section 260.105.33 - Senior to Listed or Designated Securities
Section 260.105.34 - Exemption for Rated Debt Securities
Section 260.105.35 - Exchange-Traded Options on Stock Indices
Section 260.105.36 - Exchange-Traded Options on Foreign Currencies
Section 260.105.37 - Exemption for Certain Securities Listed on the Chicago Board Options Exchange. [Repealed]
Section 260.105.38 - Guarantees of Governmental Securities
Section 260.105.39 - Resales of Units in Unit Investment Trusts
Section 260.105.40 - Certain Canadian Tax-Deferred Retirement Savings Accounts and Canadian Residents