Cal. Code Regs. tit. 10 § 1805.206.1

Current through Register 2024 Notice Reg. No. 39, September 27, 2024

Section 1805.206.1 - Proxy Statement and Proxy Distribution

Any statement and proxy received by the securities depository with respect to depositors' securities shall be forwarded immediately to the depositor. Further, no securities depository shall vote any such proxies, except in accordance with and pursuant to the written instructions of the depositor.

Cal. Code Regs. Tit. 10, § 1805.206.1

1. New section filed 9-12-73; effective thirtieth day thereafter (Register 73, No. 37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No. 26).

Note: Authority cited: Section 30006, Financial Code. Reference: Sections 30206, 30603 and 30608, Financial Code.

1. New section filed 9-12-73; effective thirtieth day thereafter (Register 73, No. 37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No. 26).