Cal. Code Regs. tit. 10 § 50.6000

Current through Register 2024 Notice Reg. No. 44, November 1, 2024
Section 50.6000 - Scope

This Article contains regulations relating to directors, officers, and employees of a licensee. This Subarticle contains general provisions relating to directors, officers, and employees of a licensee. (Subarticle 2 of this Article is reserved.) Subarticle 3 (commencing with Section 50.6200) of this Article contains regulations relating to reports regarding directors, officers, and employees of a licensee. Subarticle 4 (commencing with Section 50.6300) of this Article contains regulations relating to unsafe and unsound acts involving directors, officers, and employees of a licensee.

Cal. Code Regs. Tit. 10, § 50.6000

1. Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).
2. Editorial correction of article 6 heading (Register 97, No. 19).

Note: Authority cited: Section 31101, Financial Code. Reference: Chapters 4 and 11, Division 15, Financial Code.

1. Amendment of section and new Note filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).
2. Editorial correction of article 6 heading (Register 97, No. 19).