Cal. Code Regs. tit. 10 § 10.3855

Current through Register 2025 Notice Reg. No. 2, January 10, 2025

Section 10.3855 - Policies

Not less than five business days before commencing trust business, an applicant shall, by resolution of its board, adopt the following policies:

(a) Trust investment policy which complies with the requirements of Section 10.3512(c) of this Chapter.

(b) Trust conflict of interest policy which complies with the requirements of Section 10.3512(d) of this Chapter.

Cal. Code Regs. Tit. 10, § 10.3855

1. Amendment of section and new NOTE filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).

Note: Authority cited: Section 215, Financial Code. Reference: Section 1500.1, Financial Code.

1. Amendment of section and new Note filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).