Statutes, codes, and regulations
Arizona Administrative Code
Title 20 - COMMERCE, FINANCIAL INSTITUTIONS, AND INSURANCEChapter 04 - DEPARTMENT OF INSURANCE AND FINANCIAL INSTITUTIONS - FINANCIAL INSTITUTIONS
Article 18 - MORTGAGE BANKERS
Section R20-4-1804 - Requirements for a Person Intended to Oversee a Branch Office

Ariz. Admin. Code § 20-4-1804

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Current through Register Vol. 30, No. 25, June 21, 2024
Section R20-4-1804 - Requirements for a Person Intended to Oversee a Branch Office

A person designated to oversee the operations of a branch office shall be knowledgeable about the branch activities of the licensee, supervise compliance by the branch with applicable law and rules, and have sufficient authority to ensure such compliance. One person may oversee more than one branch.

Ariz. Admin. Code § R20-4-1804

New Section adopted by final rulemaking at 5 A.A.R. 2094, effective June 10, 1999 (Supp. 99-2).