Ariz. Admin. Code § tit. 14, ch. 4, art. 1, tbl. A

Current through Register Vol. 30, No. 25, June 21, 2024
Table A - Arizona Corporation Commission Securities Division - Time-frames

Security Offering Statutory or Administrative Code Reference Administrative Completeness Review (in days) Substantive Review (in days) Overall Time-frame (in days)
Nonexempt government securities A.R.S. § 44-1843.01 10 10 20
Exempt transactions - existing stockholders and/or employees A.A.C. R14-4-101 5 5 10
Exempt transactions - restricted public offerings A.A.C. R14-4-102 5 5 10

Ariz. Admin. Code tit. 14, ch. 4, art. 1, tbl. A

Adopted effective September 17, 1998 (Supp. 98-3).