Ariz. Admin. Code § 14-4-128
Current through Register Vol. 30, No. 25, June 21, 2024
A non-issuer transaction effected by or through a dealer registered under the provisions of Article 9 of the Securities Act pursuant to an unsolicited order or offer to buy shall be added to the class of transactions exempted by A.R.S. § 44-1844.
Ariz. Admin. Code § R14-4-128