Ariz. Admin. Code § 14-4-111
Current through Register Vol. 30, No. 25, June 21, 2024
No commission or sales fee will be allowed either directly or indirectly to officers, directors or promoters of an issuer, when such issuer is a dealer in its own securities, for sale of such securities, unless such officers, directors, or promoters receive no other salary or remuneration from such issuer and do not sell securities in more than one issue at the same time.
Ariz. Admin. Code § R14-4-111