Statutes, codes, and regulations
Alaska Administrative Code
Title 3 - Commerce, Community, and Economic DevelopmentPart 1 - Banking, Securities, Small Loans and CorporationsChapter 08 - Securities
Article 1 - Registration, Notice, and Regulation of Broker-Dealers, Agents, State Investment Advisers, and Federal Covered Advisers, and Investment Adviser Representatives
Section 3 AAC 08.062 - Fraudulent practices of issuers and persons acting on an issuer's behalf

3 Alaska Admin. Code § 08.062

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Current through December 21, 2024
Section 3 AAC 08.062 - Fraudulent practices of issuers and persons acting on an issuer's behalf

The administrator will consider an issuer responsible under AS 45.55.010 for the fraudulent actions of a person acting on the issuer's behalf that violate AS 45.55.025, 45.55.027, or 45.55.028, regardless of whether the person acting on the issuer's behalf is registered or required to be registered under AS 45.55.030(a) or is excluded from the definition of "agent" under AS 45.55.990(5)(A).

3 AAC 08.062

Eff. 4/19/2000, Register 154

Authority:AS 45.55.010

AS 45.55.950