Compliance Programs of Investment Companies

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Federal RegisterJul 23, 2004
69 Fed. Reg. 44070 (Jul. 23, 2004)

AGENCY:

Securities and Exchange Commission.

ACTION:

Notice of OMB approval of collections of information.

FOR FURTHER INFORMATION CONTACT:

Jamey Basham, Branch Chief, Office of Investment Adviser Regulation, Division of Investment Management, (202) 942-0719, at the Securities and Exchange Commission, 450 Fifth Street, NW., Washington, DC 20549-0506.

SUPPLEMENTARY INFORMATION:

The Office of Management and Budget has approved the collection of information requirements contained in Compliance Programs of Investment Companies and Investment Advisers, titled “Rule 206(4)-7,” (OMB Control No. 3235-0585); “Rule 204-2,” (OMB Control No. 3235-0278); and “Rule 38a-1,” (OMB Control No. 3235-0586).

Investment Advisers Act Rel. No. 2204 (Dec. 17, 2003) (68 FR 74714 (Dec. 24, 2003)).

Dated: July 19, 2004.

Margaret H. McFarland,

Deputy Secretary.

[FR Doc. 04-16787 Filed 7-22-04; 8:45 am]

BILLING CODE 8010-01-P