Krys et al v. Sugrue et alMOTION for Leave to Make Substituted Service on Defendant Christopher Sugrue Pursuant to Fed. R. Civ. P. 4S.D.N.Y.July 24, 2008David Molton (DM 1106) Andrew Dash (AD 7913) BROWN RUDNICK LLP Seven Times Square New York, New York 10036 Telephone: (212) 209-4800 Leo R. Beus pro hac vice Dennis K. Blackhurst pro hac vice BEUS GILBERT PLLC 4800 North Scottsdale Road, Suite 6000 Scottsdale, Arizona 85251 Telephone: (480) 429-3000 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ------------------------------------------------------------------X : In re REFCO INC. SECURITIES LITIGATION : Case No. 07-md-1902 (GEL) : ------------------------------------------------------------------X This Document Relates to: ---------------------------------------------------------------------X KENNETH M. KRYS and CHRISTOPHER : STRIDE, as JOINT OFFICIAL LIQUIDATORS : of SPHINX LTD., SPHINX STRATEGY FUND : Case No. 08-cv-3065 (GEL) LTD.; : Case No. 08-cv-3086 (GEL) SPHINX PLUS SPC LTD., SPHINX : DISTRESSED LTD., SPHINX MERGER : ARBITRAGE LTD.; SPHINX SPECIAL : SITUATIONS LTD., SPHINX MACRO LTD.; : SPHINX LONG/SHORT EQUITY LTD.; : SPHINX MANAGED FUTURES LTD.; SPHINX : NOTICE OF MOTION FOR EQUITY MARKET NEUTRAL LTD.; SPHINX : LEAVE TO MAKE CONVERTIBLE ARBITRAGE LTD.; SPHINX : SUBSTITUTED SERVICE FIXED INCOME ARBITRAGE LTD.; SPHINX : ON DEFENDANT DISTRESSED FUND SPC; SPHINX MERGER : CHRISTOPHER SUGRUE ARBITRAGE FUND SPC; SPHINX SPECIAL : PURSUANT TO SITUATIONS FUND SPC; SPHINX MACRO : FED. R. CIV. P. 4(f)(3) FUND SPC; SPHINX LONG/SHORT EQUITY : FUND SPC; SPHINX MANAGED FUTURES : FUND SPC; SPHINX EQUITY MARKET : NEUTRAL FUND SPC; SPHINX : CONVERTIBLE ARBITRAGE FUND SPC; : Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 1 of 9 SPHINX FIXED INCOME ARBITRAGE FUND : SPC; PLUSFUNDS MANAGED ACCESS FUND : SPC LTD.; KENNETH M. KRYS and : CHRISTOPHER STRIDE as assignees of claims : assigned by MIAMI CHILDREN’S HOSPITAL : FOUNDATION, OFI, GREEN & SMITH : INVESTMENT MANAGEMENT LLC, THALES : FUND MANAGEMENT LLC, KELLNER : DILEO & CO., LLC, MARTINGALE ASSET : MANAGEMENT LP, LONGACRE FUND : MANAGEMENT LLC, ARNHOLD & S. : BLEICHROEDER ADVISERS LLC, PICTET & : CIE, RGA AMERICA REINSURANCE : COMPANY, DEUTSCHE BANK (SUISSE) SA, : ARAB MONETARY FUND, HANSARD : INTERNATIONAL LTD., CONCORDIA : ADVISORS LLC, GABELLI SECURITIES, INC., : CITCO GLOBAL CUSTODY; and JAMES : P. SINCLAIR as Trustee of the SPHINX TRUST, : : Plaintiffs, : : -against- : : CHRISTOPHER SUGRUE; MARK : KAVANAGH; BRIAN OWENS; : PRICEWATERHOUSECOOPERS L.L.P.; MARI : FERRIS; PRICEWATERHOUSECOOPERS : CAYMAN ISLANDS; GIBSON, DUNN & : CRUTCHER LLP; REFCO ALTERNATIVE : INVESTMENTS LLC; GRANT THORNTON : LLP; MARK RAMLER; ERNST & YOUNG U.S. : LLP; MAYER BROWN LLP f/k/a MAYER : BROWN ROWE & MAW LLP; JOSEPH : COLLINS; EDWARD S. BEST; PAUL KOURY; : PHILLIP R. BENNETT; ROBERT C. TROSTEN; : TONE GRANT; SANTO MAGGIO; THOMAS : HACKL; DENNIS KLEJNA; BAWAG P.S.K. : BANK FUR ARBEIT UND WIRTSCHAFT UND : OSTERREICHISCHE POSTPARKASSE : AKTIENGESELLSCHAFT; JP MORGAN : CHASE & CO.; CREDIT SUISSE SECURITIES : (USA) LLC f/k/a CREDIT SUISSE FIRST : BOSTON LLC; BANC OF AMERICA : SECURITIES LLC; THOMAS H. LEE : Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 2 of 9 PARTNERS, L.P.; THOMAS H. LEE : ADVISORS, LLC; THL MANAGERS V, LLC; : THL EQUITY ADVISORS V, L.P.; THOMAS H. : LEE EQUITY FUND V, L.P.; THOMAS H. LEE : PARALLEL FUND V, L.P.; THOMAS H. LEE : EQUITY (CAYMAN) FUND V, L.P.; THOMAS : H. LEE INVESTORS LIMITED PARTNERSHIP; : 1997 THOMAS H. LEE NOMINEE TRUST; : THOMAS H. LEE; DAVID V. HARKINS; : SCOTT L. JAECKEL; SCOTT A. SCHOEN; : WILLIAM T. PIGOTT; LIBERTY CORNER : CAPITAL STRATEGIES, LLC; EMF : FINANCIAL PRODUCTS LLC; EMF CORE : FUND LTD.; DELTA FLYER FUND LLC; ERIC : M. FLANAGAN; INGRAM MICRO, INC.; CIM : VENTURES, INC.; BECKENHAM TRADING : CO., INC.; ANDREW KRIEGER; COAST : ASSET MANAGEMENT, LLC, f/k/a COAST : ASSET MANAGEMENT LP; CS LAND : MANAGEMENT LLC; CHRISTOPHER : PETTIT; and REFCO GROUP HOLDINGS, : INC.; and REFCO ASSOCIATES, INC., : : Defendants : -------------------------------------------------------------------X PLEASE TAKE NOTICE that, upon the annexed Declaration of Jessica C. Calagione dated July 24, 2008 (the “Calagione Declaration”), and the exhibits attached thereto, and the accompanying Memorandum of Law in Support of Plaintiffs’ Motion for Substituted Service dated July 24, 2008, plaintiffs Kenneth M. Krys, et al., by and through their undersigned counsel, will move this Court for an Order, pursuant to Federal Rule of Civil Procedure 4(f)(3), permitting substituted service of process on defendant Christopher Sugrue. PLEASE TAKE FURTHER NOTICE that, pursuant to Local Civil Rule 6.1(b), any opposition to this motion shall be served within ten (10) business days after service of the moving papers. Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 3 of 9 - 2 Dated: New York, New York July 24, 2008 Respectfully submitted, BROWN RUDNICK LLP By: s/ Andrew Dash David J. Molton (DM 1106) Andrew Dash (AD 7913) Seven Times Square New York, New York 10036 Telephone: (212) 209-4800 dmolton@brownrudnick.com adash@brownrudnick.com and BEUS GILBERT PLLC Leo R. Beus pro hac vice Dennis K. Blackhurst pro hac vice 4800 North Scottsdale Road, Suite 6000 Scottsdale, Arizona 85251 Telephone: (480) 429-3000 lbeus@beusgilbert.com dblackhurst@beusgilbert.com Co-Counsel for Plaintiffs TO: Phillip D. Anker, Esq. Wilmer Cutler Pickering Hale and Dorr LLP 399 Park Avenue New York, New York 10022 Counsel to Defendants JP Morgan Chase & Co., Credit Suisse Securities (USA) LLC (formerly Credit Suisse First Boston LLC), and Banc of America Securities LLC Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 4 of 9 - 3 David Mollon, Esq. Winston & Strawn LLP 200 Park Avenue New York, New York 10166 Counsel to Defendants Grant Thornton LLP and Mark Ramler Thomas G. Ward, Esq. Williams & Connolly LLP 725 12th Street, N.W. Washington, D.C. 20005 Counsel to Defendants Mayer Brown LLP and Edward S. Best Anthony M. Candido, Esq. Clifford Chance US LLP 31 West 52nd Street New York, New York 10019 Counsel to the UK Limited Liability Partnership Mayer Brown International LLP Greg Danilow, Esq. Weil, Gotshal & Manges LLP 767 Fifth Avenue New York, New York 10153-0119 Counsel to Defendants Thomas H. Lee Partners L.P., Thomas H. Lee Advisors LLC, THL Managers V, LLC, THL Equity Advisors V., L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V., L.P., Thomas H. Lee Equity (Cayman) Fund V., L.P., Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee, David V. Harkins, Scott A. Schoen, and Scott L. Jaeckel James J. Capra, Esq. Orrick, Herrington & Sutcliffe LLP 666 Fifth Avenue New York, New York 10103-0001 Counsel to Defendants PricewaterhouseCoopers LLP and Mari Ferris Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 5 of 9 - 4 Nicolle L. Jacoby, Esq. Dechert LLP 1095 Avenue of the Americas New York, New York 10036 Counsel to Defendant BAWAG David W. Wiltenburg, Esq. Hughes Hubbard & Reed LLP One Battery Park Plaza New York, New York 10004 Counsel to Defendant PricewaterhouseCoopers Cayman Islands Gregory P. Joseph, Esq. Gregory P. Joseph Law Offices LLC 485 Lexington Ave, 30th Floor New York, New York 10017 Counsel to Defendant Gibson, Dunn & Crutcher LLP Christopher R. Harris, Esq. Latham & Watkins LLP 885 Third Avenue New York, New York 10022 Counsel to Defendant Ernst & Young U.S., LLP Jonathan P. Bach, Esq. Cooley Godward Kronish LLP 1114 Avenue of the Americas New York, New York 10036 Counsel to Defendant Joseph Collins Charles E. Clayman, Esq. Clayman & Rosenberg 305 Madison Avenue, Suite 1301 New York, New York 10165 Counsel to Defendant Paul Koury Jeffrey T. Golenbock, Esq. Golenbock Eiseman Assor Bell & Peskie LLP 437 Madison Avenue New York, New York 10022-7302 Counsel to Defendants Phillip R. Bennett and Refco Group Holdings Inc. Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 6 of 9 - 5 Barbara Moses, Esq. Morvillo, Abramowitz, Grand, Iason, Anello, & Bohrer, P.C. 565 Fifth Avenue New York, New York 10017 Counsel to Defendant Robert C. Trosten Laura Neish, Esq. Zuckerman Spaeder LLP 1540 Broadway, Suite 1604 New York, New York 10036 Counsel to Defendant Tone Grant Scott E. Hershman, Esq. Hunton & Williams LLP 200 Park Avenue New York, New York 10166-0091 Counsel to Defendant Santo C. Maggio Helen B. Kim, Esq. Katten Muchin Rosenman LLP 2029 Century Park East Suite 2600 Los Angeles, California 90067-3012 Counsel to Defendant Dennis Klejna John D. Tortorella, Esq. Marino Tortorella PC 437 Southern Boulevard Chatham, New Jersey 07928 Counsel to Defendants Liberty Corner Capital Strategies, LLC and William T. Pigott Veronica E. Rendon, Esq. Arnold & Porter LLP 399 Park Avenue New York, New York 10022-4690 Counsel to Defendants Eric M. Flanagan, EMF Financial Products, LLC and Delta Flyer Fund, LLC Christopher Sugrue Av. Amilar Cabral No 110-2 Ed. Sonangol Distribuidora Luanda, Angola Robert F. Wise, Jr., Esq. Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 7 of 9 - 6 Davis Polk & Wardell 450 Lexington Avenue New York, New York 10017 Counsel to Defendants Ingram Micro Inc. and CIM Ventures, Inc. Aaron E. Albert, Esq. Fischer Porter Thomas & Reinfeld, P.C. 180 Sylvan Avenue, 2nd Floor Englewood Cliffs, NJ 07632 Counsel to Defendants Beckenham Trading Co. Inc. and Andrew Krieger Brian Woo Hyon Song, Esq. Kirkland & Ellis LLP Citigroup Center 153 East 53rd Street New York, New York 10022 and James C. Joslin, Esq. Micah E. Marcus, Esq. Reed S. Oslan, Esq. Kirkland & Ellis LLP 200 East Randolph Street Chicago, IL 60601 Counsel to Defendants Coast Asset Management LLC f/k/a Coast Asset Management LP and CS Land Management, LLC Ronald M. Lepinskas, Esq. DLA Piper 203 North LaSalle Street, Suite 1900 Chicago, Illinois 60601-1293 Counsel to Defendant Christopher Petitt Jared R. Clark, Esq. Bingham McCutchen LLP 399 Park Avenue New York, New York 10022-4689 Counsel to Defendants Refco Associates, Inc. and Refco Alternative Investments LLC Thomas Hackl Acies Asset Management S.A. 118 Rue du Rhône 1204 Geneve Switzerland Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 8 of 9 - 7 Mark Kavanagh Ballyorney House Waterfall Road Enniskerry County Wicklow, Ireland Brian Owens 2 Beresford Green Griffith Avenue Dublin 9, Ireland EMF Core Fund Ltd. c/o Maples & Calder PO Box 309, Ugland House South Church Street, George Town Grand Cayman KY1-1104 Cayman Islands # 8188143 v1 Case 1:08-cv-03086-GEL Document 106 Filed 07/24/2008 Page 9 of 9 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ------------------------------------------------------------------X : In re REFCO INC. SECURITIES LITIGATION : Case No. 07-md-1902 (GEL) : ------------------------------------------------------------------X This Document Relates to: ---------------------------------------------------------------------X KENNETH M. KRYS and CHRISTOPHER : STRIDE, as JOINT OFFICIAL LIQUIDATORS : of SPHINX LTD., SPHINX STRATEGY FUND : Case No. 08-cv-3065 (GEL) LTD.; : Case No. 08-cv-3086 (GEL) SPHINX PLUS SPC LTD., SPHINX : DISTRESSED LTD., SPHINX MERGER : ARBITRAGE LTD.; SPHINX SPECIAL : SITUATIONS LTD., SPHINX MACRO LTD.; : SPHINX LONG/SHORT EQUITY LTD.; : SPHINX MANAGED FUTURES LTD.; SPHINX : [PROPOSED] ORDER EQUITY MARKET NEUTRAL LTD.; SPHINX : AUTHORIZING SERVICE CONVERTIBLE ARBITRAGE LTD.; SPHINX : OF SUMMONS AND FIXED INCOME ARBITRAGE LTD.; SPHINX : COMPLAINT ON DISTRESSED FUND SPC; SPHINX MERGER : DEFENDANT CHRISTOPHER ARBITRAGE FUND SPC; SPHINX SPECIAL : SUGRUE PURSUANT TO SITUATIONS FUND SPC; SPHINX MACRO : FED. R. CIV. P. 4(f)(3) FUND SPC; SPHINX LONG/SHORT EQUITY : FUND SPC; SPHINX MANAGED FUTURES : FUND SPC; SPHINX EQUITY MARKET : NEUTRAL FUND SPC; SPHINX : CONVERTIBLE ARBITRAGE FUND SPC; : SPHINX FIXED INCOME ARBITRAGE FUND : SPC; PLUSFUNDS MANAGED ACCESS FUND : SPC LTD.; KENNETH M. KRYS and : CHRISTOPHER STRIDE as assignees of claims : assigned by MIAMI CHILDREN’S HOSPITAL : FOUNDATION, OFI, GREEN & SMITH : INVESTMENT MANAGEMENT LLC, THALES : FUND MANAGEMENT LLC, KELLNER : DILEO & CO., LLC, MARTINGALE ASSET : MANAGEMENT LP, LONGACRE FUND : MANAGEMENT LLC, ARNHOLD & S. : BLEICHROEDER ADVISERS LLC, PICTET & : CIE, RGA AMERICA REINSURANCE : COMPANY, DEUTSCHE BANK (SUISSE) SA, : Case 1:08-cv-03086-GEL Document 106-2 Filed 07/24/2008 Page 1 of 3 ARAB MONETARY FUND, HANSARD : INTERNATIONAL LTD., CONCORDIA : ADVISORS LLC, GABELLI SECURITIES, INC., : CITCO GLOBAL CUSTODY; and JAMES : P. SINCLAIR as Trustee of the SPHINX TRUST, : : Plaintiffs, : : -against- : : CHRISTOPHER SUGRUE; MARK : KAVANAGH; BRIAN OWENS; : PRICEWATERHOUSECOOPERS L.L.P.; MARI : FERRIS; PRICEWATERHOUSECOOPERS : CAYMAN ISLANDS; GIBSON, DUNN & : CRUTCHER LLP; REFCO ALTERNATIVE : INVESTMENTS LLC; GRANT THORNTON : LLP; MARK RAMLER; ERNST & YOUNG U.S. : LLP; MAYER BROWN LLP f/k/a MAYER : BROWN ROWE & MAW LLP; JOSEPH : COLLINS; EDWARD S. BEST; PAUL KOURY; : PHILLIP R. BENNETT; ROBERT C. TROSTEN; : TONE GRANT; SANTO MAGGIO; THOMAS : HACKL; DENNIS KLEJNA; BAWAG P.S.K. : BANK FUR ARBEIT UND WIRTSCHAFT UND : OSTERREICHISCHE POSTPARKASSE : AKTIENGESELLSCHAFT; JP MORGAN : CHASE & CO.; CREDIT SUISSE SECURITIES : (USA) LLC f/k/a CREDIT SUISSE FIRST : BOSTON LLC; BANC OF AMERICA : SECURITIES LLC; THOMAS H. LEE : PARTNERS, L.P.; THOMAS H. LEE : ADVISORS, LLC; THL MANAGERS V, LLC; : THL EQUITY ADVISORS V, L.P.; THOMAS H. : LEE EQUITY FUND V, L.P.; THOMAS H. LEE : PARALLEL FUND V, L.P.; THOMAS H. LEE : EQUITY (CAYMAN) FUND V, L.P.; THOMAS : H. LEE INVESTORS LIMITED PARTNERSHIP; : 1997 THOMAS H. LEE NOMINEE TRUST; : THOMAS H. LEE; DAVID V. HARKINS; : SCOTT L. JAECKEL; SCOTT A. SCHOEN; : WILLIAM T. PIGOTT; LIBERTY CORNER : CAPITAL STRATEGIES, LLC; EMF : FINANCIAL PRODUCTS LLC; EMF CORE : FUND LTD.; DELTA FLYER FUND LLC; ERIC : M. FLANAGAN; INGRAM MICRO, INC.; CIM : Case 1:08-cv-03086-GEL Document 106-2 Filed 07/24/2008 Page 2 of 3 VENTURES, INC.; BECKENHAM TRADING : CO., INC.; ANDREW KRIEGER; COAST : ASSET MANAGEMENT, LLC, f/k/a COAST : ASSET MANAGEMENT LP; CS LAND : MANAGEMENT LLC; CHRISTOPHER : PETTIT; and REFCO GROUP HOLDINGS, : INC.; and REFCO ASSOCIATES, INC., : : Defendants : -------------------------------------------------------------------X Upon the motion of plaintiffs Kenneth M. Krys, et al. (“Plaintiffs”) for an order authorizing substituted service of the summons and complaint in this action on defendant Christopher Sugrue pursuant to Fed. R. Civ. P. 4(f)(3), Plaintiffs’ Memorandum of Law in support thereof and the Declaration of Jessica C. Calagione and the exhibits thereto; IT IS HEREBY ORDERED that Plaintiffs may serve Mr. Sugrue by international courier service at Av. Amilar Cabral No 110-2, Ed. Sonangol Distribuidora, Luanda, Angola and by electronic mail at chris.sugrue@yahoo.com.sg; and it is FURTHER ORDERED that Plaintiffs shall serve Mr. Sugrue with a copy of this order along with the summons and complaint. Dated: New York, New York July __, 2008 ____________________________ Hon. Gerard E. Lynch U.S.D.J. Case 1:08-cv-03086-GEL Document 106-2 Filed 07/24/2008 Page 3 of 3
