UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
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SANDRA GUZMAN,
PlaintiFf, No. 09 Civ. 9323 (LGS)
v.
NYP HOLDINGS INC., d/b/a
THE NEW YORK POST,
and COL ALLAN, in his official and
individual capacities,
Defendants.
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PLAINTIFF'S MEMORANDUM OF LAW IN OPPOSITION TO DEFENDANTS'
MOTION IN LIMINE TO EXCLUDE EVIDENCE RELATING TO IRRELEVANT
PURPORTED COMPLAINTS
THOMPSON WIGDOR LLP
85 Fifth Avenue
New York, NY 10003
Telephone: (212) 257-6800
Facsimile: (212) 257-6845
Counsel for Plaintiff Sandra Guzman
Case 1:09-cv-09323-LGS Document 211 Filed 11/27/13 Page 1 of 7
Plaintiff Sandra Guzman submits this memorandum of law in opposition to the motion in
limine of Defendants NYP Holdings, Inc. d/b/a The New York Post (the "Post" or the
"Company") and Col Allan to Exclude Evidence Relating to Irrelevant Purported Complaints.
I. Legal Standard
Defendants' motion begins with an intentional misrepresentation —their false argument
that, "[a]s a matter of law, liability for a purported hostile work environment may attach under
Title VII, Section 1981 and the NYSHRL only if Guzman followed the Post's anti-
discrimination policies." Def. MOL at p. 1. "Phis statement is indefensible, particularly since
this issue was briefed at least twice in this case. Ex. 1 at pp. 27-28; Ex. 2. This is typical of
Defendants' motion (as well as their 13 other similarly meritless motions in limine), which
represents nothing more than a wasteful attempt to burden Plaintiff's counsel and relitigate issues
already decided against Defendants. See U.S. Underwriters v. Falcon Constr., 02 Civ. 4182,
2006 WL 3146422 at *2-3 (S.D.N.Y. Oct.30, 2006) (denying motion
in limine where party's
argument was "an improper attempt to relitigate an issue that [the court) previously decided in
her opinion denying [defendant's] prior motion for summary judgment"); NIC v. Lukoil, OS Civ
093772(MEA), 2009 WL 996408 at *2 (S.D.N.Y. Apr. 14, 2009); Baxter Diagnostics, Inc. v,
Novatek Med., Inc., 94 Civ. 5220, 1998 WL 665138 at *10 (S.D.N.Y. Sept. 25, 1998).
Under Title VII, Section 1981 and the NYSHRL, an employer is always liable for a
hostile work environment created by a supervisor, such as Col Allan and harasser Les Goodstein.
Vance v. Ball State Univ., 133 S. Ct. 2434, 2442 (2013) ("[A]n employer is vicariously liable
when a supervisor takes a tangible employment action."). Moreover, "an employer will always
be liable when its negligence leads to the creation or continuation of a hostile work
environment." Id. at 2452; Petrosino v. Bell Atl., 385 F.3d 210, 225 (2d Cir. 2004) ("vicarious
Case 1:09-cv-09323-LGS Document 211 Filed 11/27/13 Page 2 of 7
liability depends on the plaintiff showing that the employer knew (or reasonably should have
known) about the harassment but failed to take appropriate remedial action."); Feingold v. New
York, 366 F.3d 138, 152 (2d Cir. 2004).1 Fed. R. Evid. 403 only permits the exclusion of
otherwise relevant evidence if the probative value of such evidence is "substanti~rlly outweighed
by a danger of ...unfair prejudice." (emphasis added).
II. Ms. Guzman's Complaints to Mitsy Wilson and Rick Ramirez Are Admissible
Ms. Wilson and Mr. Ramirez are members of HR at News Corp, served on News Corp.'s
diversity committee, and engaged in HR functions for the Post, such as recruiting. Ex. 3 at 153-
157; Ex. 4 at ¶ 20. Ms. Guzman complained to both about the hostile work environment at the
Post. Id. Defendants argue that the complaints are inadmissible because they purportedly do not
go to the Post's liability for a hostile work environment. As a diapositive threshold matter, Ms.
Guzman's complaints to Ms. Wilson and Mr. Ramirez are indisputably relevant to whether she
was offended by her work environment. Defendants previously argued that Ms. Guzman could
not establish a hostile work environment because "she never complained." Ex. 5 at p. 23. Now,
Defendants seek to exclude evidence that Ms, Guzman did, in fact, complain. Evidence of these
complaints, therefore, is necessary to demonstrate that Ms. Guzman was offended by the
harassing conduct, and to rebut the argument that Ms. Guzman was not subjectively offended
because she purportedly failed to complain.Z See Anderson v. Nassau Cnty. Dept of Corr., 558
F. Supp. 2d 283, 296 (E.D,N.Y. 2008) ("[t]he fact that the plaintiff complained ... is sufficient
to raise an inference that the plaintiff subjectively believed her environment l~ be hostile.");
~ The New York City Human Rights Law ("NYCHRL") likewise provides for employer liability if the employer
knew or should have known of the offending conduct. Zakrzewska v. New Sch., 14 N.Y.3d 469, 477 (2010).
2 Defendants also argue that Ms. Guzman's claim of offense is undercut by purported civility with her harassers.
This argument was rejected by the Court on summary judgment. See Guzman v. News Corn., 09 Civ. 09323(LGS),
2013 WL 5807058 at *14 (S.D.N.Y. Oct. 28, 2013). However, Plaintiff's complaints concerning the conduct to
which she was subjected would demonstrate that any civility towards her harassers was merely professionalism, as
she was concurrently taking steps to remedy the harassment to which she was subjected.
2
Case 1:09-cv-09323-LGS Document 211 Filed 11/27/13 Page 3 of 7
Sommerville v. Geissler's, 3:10 Civ. 292(VLB), 2012 WL 253345 at *2 (D. Conn. Jan, 26, 2012)
(complaint indicated subjective perception of hostility.) No further inquiry is necessary.
Ms. Guzman's complaints also are relevant to the Post's liability. The Post misrepresents
its complaint procedures in order to invoke the Faragher-Ellerth defense. Defendants' Exhibit 2
includes three pages from the purportedly applicable policy, which permits complaints to "the
Company" generally ("employees ...should report the matter as soon as possible to the
Company"), as well as "a manager in the Human Resources Department or an attorney in the
Legal Department." Defendants, however, fail to include the cover page and Introduction in the
exhibit. The cover page explicitly indicates that the document is a News Corp. policy and the
Introduction defines the Company as "News Corporation." Ex. 6 at NYP0000058, 60.
Therefore, to the extent these procedures even apply to the Post, they permit complaints to
employees of News Corp. (i. e., "the Company") and Ms. Guzman complied with the policy. In
any event, even if she had not complied with the policy, Ms. Guzman's complaints are relevant
to whether the Post should have known about the hostile work environment considering the roles
of Ms. Wilson (head of the diversity committee) and Mr. Ramirez (an attorney) at the Company.3
Finally, Defendants already litigated and lost this issue. Guzman, 2013 WL 5807058 at
* 15-16 (Plaintiff "complained to members of the News Corp. diversity committee [Ms. Wilson
and Mr. Ramirez]," among others, and "Plaintiffs' complaints [ ]are sufficient to raise an issue
of fact for the jury as to ...whether her complaints constituted her reasonable availment of
corrective opportunities."). There is no basis to deviate from this rationale.n
3 Defendants' citation to Levitant v. N.Y.C. Human Resources Admin., OS Civ. 230(KAM)(MDG), 2011 WL
795050 at *3 (Feb. 28, 2011) is misplaced. In Levitant, the court excluded evidence of certain complaints because
they related to claims for retaliation that had been dismissed. Id. By contrast, Ms. Guzman does not seek to
introduce complaints to Ms. Wilson and Mr. Ramirez with regard to her still-pending retaliation claims.
4 Indeed, Defendants identify no prejudice whatsoever other than their unexplained and conclusory assertion that
admission of these highly probative complaints "will only confuse the jury."
Kj
Case 1:09-cv-09323-LGS Document 211 Filed 11/27/13 Page 4 of 7
III. Ms. Guzman's Complaints to Management Are Admissible
Dede Brown, Lisa Barnett and Paul Armstrong are management or executive employees
of the Post to whom Ms. Guzman complained. Ex. 7 at ¶ 47. Defendants previously argued that
these complaints to purportedly "non-qualifying individuals" must be disregarded. Ex. 8 at p. 9-
10. The Court rejected the argument: "[Plaintiff) also testified that she complained to three
members of the Post's executive management team. Plaintiff has adduced sufficient evidence to
raise an issue of fact about the adequacy of her complaints." Guzman, 2013 WL 5807058 at * 15.
Indeed, because the Post's purported complaint procedure permits complaints to "the Company,"
Ms. Guzman's complaints to three members of management adheres to the policy. In any event,
Defendants' argument that these complaints have no bearing on whether the Post knew or should
have known about the hostile work environment is ridiculous. The fact that several such officials
were aware of the hostile environment is plainly relevant to the Post's awareness of same.
Finally, as with her complaints to Ms. Wilson and Mr. Rodriguez, Ms. Guzman's
complaints to Ms. Brown, Mr. Barnett and Mr. Armstrong are necessary to show that she was
subjectively offended, and to rebut the argument that she could not have been offended because
she purportedly failed to complain about the environment. See su~ra.s
IV. Ms. Guzman's Complaints Regarding the Racist Cartoon Are Admissible
Defendants also seek to exclude evidence regarding an email sent by Ms. Guzman
concerning a racist cartoon published in the Post in February 2009. They argue that the email
5 Defendants' argument that Plaintiff failed to complain in a timely manner and, as a result, that they cannot be held
liable for the hostile work environment, is without merit. In making this argument, Defendants openly disregard the
complaints Ms. Guzman made prior to February 2009 by claiming in completely conclusory fashion that they are
not relevant to impute liability under Fara~her-Ellerth. As explained herein, all of Ms. Guzman's complaints were
in accordance with the Post's policies and, even if they were not, also are relevant to (i) whether the Post should
have known about the hostile work environment, and (ii) whether Ms. Guzman was subjectively offended by same.
Moreover, unlike those herein, the complaints in Eichler v. Am. Int'1 Grp., Inc., OS Civ. 5167(FM), 2007 WL
963279 at * 10 (S.D.N.Y. Mar. 30, 2007), "made no mention of sexual harassment [and] were insufficient to put AIG
on notice that she was complaining about asexually-hostile work environment or any other violation of the
employment laws."
Case 1:09-cv-09323-LGS Document 211 Filed 11/27/13 Page 5 of 7
does not raise a complaint concerning employment discrimination. However, Ms. Guzman's
complaints concerning the racist cartoon are covered under § 1981, which does not require that a
complaint concern an employment relationship. Thus, even if Plaintiff's complaints concerning
the racist cartoon were not protected under Title VII, the NYSHRL or NYCHRL, they would be
protected under § 1981.6 This point has been raised numerous times both in this case and in a
related case, Fenner, et al. v. News Corporation, et al., No. 09 Civ. 9832(LGS), yet Defendants
ignore it in the hopes that the Court will overlook this important distinction between the laws at
issue.
Defendants' argument that the Cartoon email cannot be introduced to show that Ms.
Guzman complained to management because such would be hearsay is complete nonsense, as
Ms. Guzman sent the email to management and human resources. Ex. 9 (email sent to Col
Allan, Defendant and Editor-in-Chief of the Post); Ex. 10 (email sent to Human Resources).
Therefore, Ms. Guzman would not be introducing the email for the purpose of proving the truth
of its contents, but rather to demonstrate that the email, which contains a protected complaint,
was sent to the Post's management. This is no different from introducing evidence of any other
complaint. Furthermore, Defendant Allan testified to being "disappointed" at Guzman's public
complaints concerning the Cartoon. Ex. 11 at 63 :21-64:12. This reaction, which requires
introduction of the complaint, is highly probative of Mr. Allan's attitude towards employee
complaints and, in turn, his retaliatory animus towards Ms. Guzman.
6 See also Guzman, 2013 WL 5807058 at *20-21 ("Plaintiff has submitted evidence sufficient for a jury to conclude
that Defendants were aware of Ms. Guzman's complaints about the Cartoon and the racist and sexist environment at
the Post ...The evidence is sufficient for a jury to find a ̀but-for' causal connection between Ms. Guzman's
complaints about the Cartoon and her termination.").
5
Case 1:09-cv-09323-LGS Document 211 Filed 11/27/13 Page 6 of 7
CONCLUSION
Accordingly, Plaintiff respectfully requests that Defendants' motion in limine to Exclude
Evidence Relating to Irrelevant Purported Complaints be denied in its entirety.
Dated: November 27, 2013
New York, New York
Respectfully submitted,
THOMPSON WIGDOR LLP
Douglas H. Wigdor
Lawrence M. Pearson
Michael J. Willemin
Christopher R. Lepore
85 Fifth Avenue, 5th Floor
New York, New York 10003
Telephone: (212) 257-6800
Facsimile: (212) 257-6829
dwi dor(a,thompsonwi~dor.com
1pearsonnthom~sonwigdor.com
mwil lemin(a~thompsonwi~dor.com
clepore(a~thompsonwi Fodor. com
Counsel for Plaintiff Sandra Guzman
D
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