Zullman Nimis AlfonsoDownload PDFTrademark Trial and Appeal BoardJun 23, 2017No. 86547304 (T.T.A.B. Jun. 23, 2017) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: June 23, 2017 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Zullman Nimis Alfonso _____ Serial No. 86547304 _____ Simon Rosen of Law Office of Simon Rosen For Zullman Nimis Alfonso In Pyo Lee, Trademark Examining Attorney, Law Office 114, K. Margaret Le, Managing Attorney. _____ Before Wellington, Ritchie, and Goodman, Administrative Trademark Judges. Opinion by Wellington, Administrative Trademark Judge: Zullman Nimis Alfonso (“Applicant”) applied to register the mark J. CASANOVA, in standard characters, for the following goods: Decorative charms for eyewear; Eyewear; Eyewear accessories, namely, straps, neck cords and head straps which restrain eyewear from movement on a wearer; Eyewear pouches; Eyewear retainers; Eyewear, namely, Serial No. 86547304 - 2 - sunglasses, eyeglasses and ophthalmic frames and cases therefor; Safety eyewear; Sports eyewear in International Class 9.1 The Examining Attorney has refused registration under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that use of Applicant’s mark is likely to cause confusion with the following mark: for “eyeglasses; frames, lenses and cases for eyeglasses” in International Class 9.2 The refusal was made final and Applicant appealed. The appeal has been briefed. For the reasons discussed below, we affirm the refusal to register. Likelihood of Confusion Our determination under Section 2(d) involves an analysis of all of the probative evidence of record bearing on a likelihood of confusion. In re E.I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973) (setting forth factors to be considered, hereinafter the “du Pont factors”); see also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the relatedness of the goods or services. See In re Chatam Int’l Inc., 380 F.2d 1340, 71 USPQ2d 1944, 1945 (Fed. Cir. 2004); Federated Foods, Inc. v. Fort Howard Paper Co., 1 Application Serial Number 86547304, filed February 26, 2015, is based on an allegation of first use anywhere and in commerce on July 1, 2014, pursuant to Section 1(a) of the Trademark Act, 15 U.S.C § 1051(a). 2 Registration No. 1829254 issued on April 5, 1994; renewed. Serial No. 86547304 - 3 - 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the [services] and differences in the marks.”). Relatedness of the Goods/ Channels of Trade/ Classes of Purchasers We turn first to the relatedness of the involved goods. We note that Applicant’s goods include “eyewear”3 and “eyewear, namely, … eyeglasses.” These items are identical to or encompass Registrant’s “eyeglasses.” In circumstances such as these, where an applicant’s goods are in part identical to those of a registrant, we must presume that the channels of trade and classes of purchasers for those goods are the same. See In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (even though there was no evidence regarding channels of trade and classes of consumers, the Board was entitled to rely on this legal presumption in determining likelihood of confusion); In re Yawata Iron & Steel Co., 403 F.2d 752, 159 USPQ 721, 723 (CCPA 1968) (where there are legally identical goods, the channels of trade and classes of purchasers are considered to be the same). The Examining Attorney has also submitted evidence showing that Applicant’s eyeglass accessory goods, e.g., straps, neck cords, pouches, etc., are closely related to 3 We take judicial notice of the definition “eyewear (noun): devices worn to protect the eyes or improve the vision; eyeglasses, sunglasses, safety goggles, etc.” Webster’s New World College Dictionary, 4th Edition. Copyright © 2010 by Houghton Mifflin Harcourt. The Board may take judicial notice of dictionary definitions, Univ. of Notre Dame du Lac v. J.C. Gourmet Food Imp. Co., 213 USPQ 594 (TTAB 1982), aff'd, 703 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983); see also TBMP § 704.12 (June 2017). Serial No. 86547304 - 4 - Registrant’s “cases for eyeglasses.”4 Specifically, the record includes website printouts showing different entities using the same mark on these goods or offering these goods alongside each other. For example, the Chums website offers eyewear cases, eyewear retainers, eyewear pouches, and cleaning cloths.5 In her brief, Applicant asks, “How can you make a determination by comparing the goods when you have no idea as to the substance and specific nature/scope, etc. of registrant's goods?”6 and goes on to argue that Applicant’s and Registrant’s goods are not only different in the actual marketplace but are marketed to different classes of consumers in different trade channels. Applicant’s question and her arguments ignore the well-established principle that a likelihood of confusion analysis must be made based on the goods as they are identified in the application and the registration. Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1162 (Fed. Cir. 2014); Octocom Systems, Inc. v. Houston Computers Services Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). Applicant’s assertions regarding Registrant’s actual trade channels, even if supported by evidence, are irrelevant given that the recitation of goods in the cited registration, as well as the recitation of goods in the Application, are unrestricted and contain identical goods. Accordingly, we must presume that the respective goods are marketed in all usual trade channels and to all normal classes of purchasers for such goods and services. 4 Submitted with Office Actions issued on June 11, 2015 and February 26, 2016. 5 Attached to Office Action issued on June 11, 2015. TSDR 10-15. 6 9 TTABVUE 13. Serial No. 86547304 - 5 - Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1846 (Fed. Cir. 2000) (affirming Board finding that where the identification is unrestricted, “we must deem the goods to travel in all appropriate trade channels to all potential purchasers of such goods”); In re Wilson, 57 USPQ2d 1863, 1865 (TTAB 2001). Here, the website evidence, discussed supra, shows that the online retailers often market and offer for sale the parties’ respective goods together. The same classes of customers, namely, shoppers for eyewear and eyeglass accessories, will encounter these goods offered by the same sellers in the same stores or through the same websites. In sum, Applicant’s goods are, in part, identical to those of Registrant; and even where they are not identical, the record supports a finding that many of the goods, such as cases and pouches for eyeglasses are closely related. The trade channels and classes of purchasers for many of the parties’ identified goods will be the same. Accordingly, these du Pont factors favor a finding of likelihood of confusion. Sophistication of Purchasers Applicant argues that “purchasers of eyewear are sophisticated buyers,” and “[e]yeglasses are not an impulse purchase; rather they are a careful and sophisticated purchase.”7 However, as the Examining Attorney points out in response and as discussed supra, there are no restrictions in the application’s or registration’s identifications of goods, including the price points for the goods. Therefore, we must assume that all of the goods would be sold in all of the normal price ranges for the goods, including lower-end or budget, nonprescription eyewear. When the relevant 7 9 TTABVUE 15. Serial No. 86547304 - 6 - consumer would be both those purchasing goods in the higher price range (and thus would presumably take more care in their purchase), as well as those in the lower price range, the standard of care for purchasing the goods is that of the least sophisticated potential purchaser. See Stone Lion, LP, 746 F.3d. at 1325. Furthermore, the evidence shows that eyewear accessories may be inexpensive (e.g., eyeglass cases being sold for $ 1.68 and cords for $ 1.95).8 Thus, Applicant’s argument is not persuasive and the fourth du Pont factor, involving the conditions under which buyers make purchases, remains neutral in our analysis. Similarity of the Marks We turn now to consideration of the similarity of the marks. This du Pont factor focuses on “‘the similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression.”’ Palm Bay Imps. Inc. v. Veuve Cliquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005) (quoting du Pont, 177 USPQ at 567). “[L]ikelihood of confusion cannot be predicated on dissection of a mark, that is, on only part of a mark. On the other hand, in articulating reasons for reaching a conclusion on the issue of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion 8 See Office Action issued February 26, 2016. TSDR 12-13. Serial No. 86547304 - 7 - rests on consideration of the marks in their entireties.” In re Nat'l Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). “The proper test is not a side-by-side comparison of the marks, but instead whether the marks are sufficiently similar in terms of their commercial impression such that persons who encounter the marks would be likely to assume a connection between the parties.” Coach Servs., Inc. v. Triumph Learning LLC, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012) (quotation omitted). Where, as here, the goods or services are “offered to the general public, emphasis must also be placed on the recollection of the average purchaser, who normally retains a general rather than a specific impression of them.” In re Appetito Provisions Co., 3 USPQ2d 1553, 1554 (TTAB 1987). Because the goods here are legally-identical in part and otherwise “related, ‘the degree of similarity necessary to support a conclusion of likely confusion declines.”’ Shen Mfg. Co. v. Ritz Hotel Ltd., 393 F.3d 1238, 73 USPQ2d 1350, 1354 (Fed. Cir. 2004) (quoting Century 21 Real Estate Corp. v. Century Life of Am., 970 F.2d 874, 23 USPQ2d 1698, 1700 (Fed. Cir. 1992)). In this case, we find the respective marks to be extremely similar. The term CASANOVA is visually prominent in both marks. With respect to the registered mark: Serial No. 86547304 - 8 - “Casanova” appears first and alongside a circular design containing a stylized head with eyeglasses. When considering a composite mark containing both words and a design, the word portion may be more likely to indicate the origin of the goods and/or services because it is that portion of the mark that consumers use when referring to or requesting the goods and/or services. See Viterra, 101 USPQ2d at 1908; Bond v. Taylor, 119 USPQ2d 1049, 1055 (TTAB 2016). Likewise, the same term “Casanova” dominates Applicant’s mark, J. CASANOVA. The initial letter “J.” at the beginning is less prominent and does little to diminish its overall similarity to the registered mark. In terms of connotation and commercial impression, the term “Casanova” is defined as “a man who seduces or attempts to seduce women as a matter of habit.”9 Although the term has no demonstrated meaning in the context of eyewear or accessories therefor, consumers may understand the term, as it is used in both marks, as being playfully suggestive of eyewear or eyewear accessories to make a person more appealing. We have given consideration to Applicant’s argument that her mark is distinctive because of the letter J, and that “[w]hile ‘Casanova’ is a semi-well known term to define a male lover, ‘J Casanova’ has a distinctive impression giving a separate and 9 The American Heritage Dictionary of the English Language, Fifth Edition (2015) by Houghton Mifflin Harcourt Publishing Company. Definition attached to Office Action issued on February 26, 2016. Serial No. 86547304 - 9 - personal identity, not merely a ‘Casanova’ (lover).”10 However, even if Applicant’s mark is understood as connoting a ‘personal identity,’11 this would not obviate the similarity to the registered mark. That is, consumers already familiar with the registered mark may mistakenly believe that Applicant’s mark is a reference to the same individual, albeit with the addition of a first name initial. In sum, we find the marks to be overall similar in terms of appearance, sound, and meaning. Accordingly, the du Pont factor involving the similarity of the marks weighs in favor of finding a likelihood of confusion. Other Factors/ Arguments Applicant, in her brief, intersperses various attacks on the cited registration (e.g., “There is no evidence that [registrant] is involved in retail whatsoever, nor is there any evidence that one single person within the United States of America is even vaguely familiar with registrant or registrant's mark” and “Also, the ‘Casanova’ registered mark is weak because we are not aware of them”).12 Aside from the fact that the assertions lack evidentiary support, these are challenges to the validity of the cited registration, and as such, constitute impermissible collateral attacks on the registration. Section 7(b) of the Trademark Act, 15 U.S.C. § 1057(b), provides that a certificate of registration on the Principal Register shall be prima facie evidence of 10 9 TTABVUE 12. 11 Applicant has stated that her mark does not identify a particular living individual. See Applicant’s response filed January 13, 2016. TSDR 1. 12 9 TTABVUE 8, 9. Serial No. 86547304 - 10 - the validity of the registration, of the registrant's ownership of the mark and of the registrant's right to use the mark in connection with the goods or services identified in the certificate. Applicant also argues that “despite doing business for more then [sic] 2 1/2 years, there has been not one single incident of actual confusion between the marks. There have been no complaints from ‘J Casanova’ buyers who mistakenly believed they were buying the ‘Casanova’ brand.”13 In support, Applicant relies on the declaration of her counsel, submitted for the first time with her brief.14 Generally, the lack of evidence of actual confusion carries little, if any, weight in an ex parte proceeding. In re Majestic, 65 USPQ2d at 1205. That is, the records in an ex parte proceeding usually do not allow the Board to readily determine whether there has been a significant opportunity for actual confusion to have occurred and, thus, for the absence of confusion to be meaningful. See In re Opus One Inc., 60 USPQ2d 1812, 1817 (TTAB 2001); In re Kangaroos U.S.A., 223 USPQ 1025 (TTAB 1984). This case is no different. The declaration of Applicant’s counsel falls way short in this regard. Accordingly, this factor remains neutral. 13 9 TTABVUE 16. 14 The “Declaration of Simon J. Rosen, ESQ.” was submitted with the brief as “Appendix I,” and had not been previously submitted during the prosecution of the Application. Because the Examining Attorney did not object to this declaration as untimely, the objection has been waived and the declaration is considered. See TBMP § 1207.03. Serial No. 86547304 - 11 - We have carefully considered all evidence of record and Applicant's arguments, even if not specifically discussed herein, as they pertain to the relevant du Pont factors. We treat as neutral any du Pont factors for which there is no evidence. Conclusion Because the involved goods include identical (or legally identical) eyewear that move in the same trade channels, and also include closely related eyewear accessories that move in the same demonstrated trade channels, we find that confusion is likely between Applicant's mark J. CASANOVA and Registrant's mark . Decision: The refusal to register Applicant’s mark is affirmed. 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