YOUR CITY SAMPLER, LLCDownload PDFPatent Trials and Appeals BoardFeb 20, 202013843015 - (D) (P.T.A.B. Feb. 20, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 13/843,015 03/15/2013 SID T. SHUGART 39519.180965 1054 5251 7590 02/20/2020 SHOOK, HARDY & BACON LLP INTELLECTUAL PROPERTY DEPARTMENT 2555 GRAND BLVD KANSAS CITY, MO 64108-2613 EXAMINER MPAMUGO, CHINYERE ART UNIT PAPER NUMBER 3621 NOTIFICATION DATE DELIVERY MODE 02/20/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): BPARKERSON@SHB.COM docket.shb@clarivate.com ipdocket@shb.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte SID T. SHUGART, DAWNUA M. DAWSON, and CECILIO WEBB Appeal 2019-003988 Application 13/843,015 Technology Center 3600 Before ST. JOHN COURTENAY III, LARRY J. HUME, and PHILLIP A. BENNETT, Administrative Patent Judges. HUME, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant,1 Sid T. Shugart et al., appeals from the Examiner’s decision rejecting claims 1–13 and 21–27. Claims 14–20 are canceled. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM-IN-PART. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as Your City Sampler, LLC. Appeal Br. 3. Appeal 2019-003988 Application 13/843,015 2 STATEMENT OF THE CASE2 The Invention The claims are directed to management of electronic vendor offers. Spec. ¶ 2. Exemplary Claim Claims 1, 9, and 21, reproduced below, are illustrative of the subject matter on appeal (formatting and emphases added to dispositive and/or contested limitations): 1. One or more non-transitory computer-readable media having computer-executable instructions embodied thereon for performing a method of providing a graphical user interface on a user computing device for managing vendor offers, the method comprising: providing, on the user computing device, a graphical user interface element comprising a visual representation of a virtual loyalty card; providing at least a portion of the virtual loyalty card on the graphical user interface, the virtual loyalty card having a plurality of loyalty portions associated with a vendor that indicate loyalty of a user based on interaction with the vendor, wherein each of the plurality of loyalty portions are concurrently visually presented on the virtual loyalty card and correspond to a unique item or monetary amount for utilization in connection with an upcoming purchase; 2 Our decision relies upon Appellant’s Appeal Brief (“Appeal Br.,” filed Nov. 5, 2018); Reply Brief (“Reply Br.,” filed April 26, 2019); Examiner’s Answer (“Ans.,” mailed Feb. 26, 2019); Final Office Action (“Final Act.,” mailed May 4, 2018); and the original Specification (“Spec.,” filed Mar. 15, 2013). Appeal 2019-003988 Application 13/843,015 3 receiving an indication to fulfill one of the loyalty portions provided on the virtual loyalty card; and upon fulfilling the one of the loyalty portions concurrently visually presented on the virtual loyalty card, providing an indication on the graphical user interface that the one of the loyalty portions is completed by visually modifying the one of the loyalty portions concurrently visually provided on the virtual loyalty card to indicate the one of the loyalty portions was used and is unavailable for subsequent utilization, wherein the visually modified loyalty portion remains presented on the virtual loyalty card. 9. A method of providing a graphical user interface on a mobile device for managing offers, the method comprising: activating a virtual loyalty card associated with an entity such that the virtual loyalty card can be accessed and used in association with the entity via the mobile device, the entity comprising an educational institution or a non-profit organization; providing, on the mobile device, a graphical user interface element comprising a visual representation of the virtual loyalty card, the virtual loyalty card having a plurality of participation portions associated with the entity that indicate participation of a user based on attendance of events associated with the entity, wherein each of the plurality of participation portions are concurrently visually presented on the virtual loyalty card and represent an upcoming event in association with the entity; receiving an indication, via the mobile device, that an event associated with the entity has been attended; upon attending the event, providing an indication on the graphical user interface that the event has been attended by visually modifying a participation portion visually provided on the virtual loyalty card that represents the event to indicate the event was attended; determining that attendance has been completed for a predetermined number of entity events; and Appeal 2019-003988 Application 13/843,015 4 providing an offer via the graphical user interface for completing attendance of the predetermined number of entity events. 21. One or more non-transitory computer-readable media having computer executable instructions embodied thereon for performing a method of managing entity offers, the method comprising: providing, on a mobile device, a graphical user interface element comprising a visual representation indicating a plurality of electronic fundraising cards; receiving a user selection of an electronic fundraising card associated with a non-profit organization; receiving an indication of a purchase by the user of the selected electronic fundraising card; and based on the purchase of the selected electronic fundraising card associated with the non-profit organization, initiating electronic distribution of a payment of sales proceeds from the purchase of the electronic fundraising card to the non- profit organization, wherein the payment of the sales proceeds of the electronic fundraising card is a portion of an amount of the purchase of the electronic fundraising card, wherein the purchase of the selected electronic fundraising card enables redemption of a plurality of offers provided via the electronic fundraising card. Appeal 2019-003988 Application 13/843,015 5 Prior Art The Examiner relies upon the following prior art as evidence in rejecting the claims on appeal: Newman et al. (“Newman”) US 2006/0089874 A1 April 27, 2006 Byerley et al. (“Byerley”) US 2009/0036103 A1 Feb. 5, 2009 Blass US 2010/0114685 Al May 6, 2010 Roeding et al. (“Roeding”) US 2011/0029362 A1 Feb. 3, 2011 LaPorte et al. (“LaPorte”) US 2011/0307318 A1 Dec. 15, 2011 Witherspoon, Jr. et al. (“Witherspoon”) US 2013/0085831 A1 Apr. 4, 2013 Rejections on Appeal3 R1. Claims 21–23, 25, and 26 stand rejected under 35 U.S.C. § 102(b) as being anticipated by Newman. Final Act. 8. R2. Claims 1–8 and 27 stand rejected under pre-AIA 35 U.S.C. § 103(a) as being unpatentable over the combination of Newman and Byerley. Final Act. 10. 3 The Examiner has withdrawn the rejection under 35 U.S.C. § 101. Ans. 3. However, in the event of further prosecution, the Examiner is invited to evaluate the claims for compliance with the subject matter eligibility requirements of 35 U.S.C. § 101 in view of the Director’s Revised Guidance, i.e., 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (January 7, 2019) (https://www.govinfo.gov/content/pkg/FR- 2019-01-07/pdf/2018-28282.pdf). Although the Board is authorized to reject claims under 37 C.F.R. § 41.50(b), no inference should be drawn when the Board elects not to do so. See Manual of Patent Examining Procedure (MPEP) § 1213.02. Appeal 2019-003988 Application 13/843,015 6 R3. Claims 9 and 11–13 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Newman, Witherspoon, and Roeding. Final Act. 14. R4. Claim 10 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Newman, Witherspoon, Roeding and LaPorte. Final Act. 17. R5. Claim 24 stands rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Newman and Blass. Id. CLAIM GROUPING Based on Appellant’s arguments (Appeal Br. 8–11) and our discretion under 37 C.F.R. § 41.37(c)(1)(iv), we decide the appeal of obviousness Rejection R2 of claims 1–8 and 27 on the basis of representative independent claim 1; and we decide the appeal of obviousness Rejection R3 of claims 9 and 11–13 on the basis of representative independent claim 9. We address anticipation rejection R1 of independent claim 21, and associated dependent claims 23, 25, and 26, infra. We address remaining dependent claims 10 and 24 rejected under obviousness Rejections R4 and R5, respectively, infra.4 4 “Notwithstanding any other provision of this paragraph, the failure of appellant to separately argue claims which appellant has grouped together shall constitute a waiver of any argument that the Board must consider the patentability of any grouped claim separately.” 37 C.F.R. § 41.37(c)(1)(iv). In addition, when Appellant does not separately argue the patentability of dependent claims, the claims stand or fall with the claims from which they depend. In re King, 801 F.2d 1324, 1325 (Fed. Cir. 1986). Appeal 2019-003988 Application 13/843,015 7 ISSUES AND ANALYSIS In reaching this decision, we consider all evidence presented and all arguments actually made by Appellant. To the extent Appellant has not advanced separate, substantive arguments for particular claims, or other issues, such arguments are waived. 37 C.F.R. § 41.37(c)(1)(iv). As discussed herein, we agree with particular arguments set forth by Appellant with respect to anticipation Rejection R1 of claims 21–23, 25, and 26. We also reverse claim 24, which depends directly from independent claim 21, for the reasons discussed infra. However, we disagree with Appellant’s arguments with respect to the obviousness rejections of all remaining claims 1–13, and 27 and, unless otherwise noted, we incorporate by reference herein and adopt as our own: (1) the findings and reasons set forth by the Examiner in the action from which this appeal is taken, and (2) the reasons and rebuttals set forth in the Examiner’s Answer in response to Appellant’s arguments. We highlight and address specific findings and arguments regarding claims 1, 9, and 21 for emphasis as follows. 1. § 103(a) Rejection R1 of Claims 21–23, 25, and 26 Issue 1 Appellant argues (Appeal Br. 18–20; Reply Br. 3–4) the Examiner’s rejection of claim 21 under 35 U.S.C. § 102(b) as anticipated by Newman is in error. These contentions present us with the following issues: Did the Examiner err in finding Newman discloses a “non-transitory computer-readable media having computer-executable instructions Appeal 2019-003988 Application 13/843,015 8 embodied thereon for performing a method of providing a graphical user interface on a user computing device for managing vendor offers,” wherein the method includes, inter alia, the step of “receiving an indication of a purchase by the user of the selected electronic fundraising card; and based on the purchase of the selected electronic fundraising card associated with the non-profit organization,” as recited in claim 21? Analysis5 Appellant contends Newman’s description of a monetary amount generated by purchases using the card does not teach “a purchase by the user of the selected electronic fundraising card,” as recited in independent claim 21. See generally, Appeal Br. 19–20 (emphasis added). Appellant explains, “[t]his is because Newman describes a monetary amount generated by purchases using the card — not a purchase of the selected electronic fundraising card, as recited in claim 21. The Office Action cannot interpret the claimed feature as ‘purchases using the card’[ ] as this interpretation contradicts the broadest reasonable interpretation of the claim.” Appeal Br. 20 (citation omitted). Turning to the cited evidence, paragraph 66 of Newman, as relied upon by the Examiner (Final Act. 9), at best merely describes: “Alternatively, a card could be provided with a display which is updated only when a purchase takes place, by ‘swiping’ it through a terminal of a retail establishment participating in the loyalty scheme.” (emphasis added). 5 Throughout this opinion, we give the claim limitations the broadest reasonable interpretation consistent with the Specification. See In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997). Appeal 2019-003988 Application 13/843,015 9 We agree with Appellant that the Examiner’s claim interpretation is overly broad and unreasonable. We find a preponderance of the evidence supports Appellant’s contention that a purchase of an item made using a card does not disclose a purchase of a card. See Appeal Br. 20. Accordingly, ,we are persuaded the Examiner erred in finding that paragraph 66 of Newman discloses the dispositive limitation of independent claim 21.6 Accordingly, Appellant has provided sufficient evidence or argument to persuade us of at least one reversible error in the Examiner's finding of anticipation for independent claim 21. Therefore, we are constrained on this record to reverse the Examiner’s anticipation rejection of independent claim 21. For the same reasons, we do not sustain the Examiner's rejection of dependent claims 22, 23, 25, and 26, which each depend directly from claim 21. We address infra claim 24, which also depends directly from claim 1, and was rejected under § 103(a) based upon the combined teachings and suggestions of Newman and Blass. 2. § 103(a) Rejection R2 of Claims 1–8 and 27 Issue 2 Appellant argues (Appeal Br. 20–24; Reply Br. 4–6) the Examiner's rejection of claims 1–8 and 27 under 35 U.S.C. § 103(a) as being obvious over the combination of Newman and Byerley is in error. These contentions present us with the following issue: 6 Because we agree with at least one of the arguments advanced by Appellant, we need not reach the merits of Appellant’s other arguments. See Beloit Corp. v. Valmet Oy, 742 F.2d 1421, 1423 (Fed. Cir. 1984) (finding an administrative agency is at liberty to reach a decision based on “a single dispositive issue”). Appeal 2019-003988 Application 13/843,015 10 Did the Examiner err in finding the cited prior art combination teaches or suggests a “providing an indication on the graphical user interface that the one of the loyalty portions is completed by visually modifying the one of the loyalty portions concurrently visually provided on the virtual loyalty card to indicate the one of the loyalty portions was used and is unavailable for subsequent utilization,” as recited in claim 1 (emphasis added)? The Examiner finds Byerley’s “delete message to the mobile wallet” teaches or suggests the disputed “visually modifying” limitation. Id, citing Byerley, ¶ 71. See Final Act. 11–12. Appellant argues: Deleting an offer, as in Byerley, is very different from providing an indication on the graphical user interface that the one of the loyalty portions is completed by visually modifying one loyalty portion concurrently visually provided on the virtual loyalty card to indicate that loyalty portion is used and unavailable for subsequent utilization, as in claim 1. Similarly, removing an offer from the wallet is unlike providing an indication on the graphical user interface that the one of the loyalty portions is completed by visually modifying one loyalty portion concurrently visually provided on the virtual loyalty card to indicate the loyalty portion is used and unavailable for subsequent utilization, as in claim 1. Appeal Br. 22. In the Answer, the Examiner disagrees with Appellant, and further explains the basis for the rejection. As an issue of claim construction, the Examiner explains: “[u]sing the broadest reasonable interpretation, modifying an offer can be interpreted as deleting an offer and Paragraph [0071] of Byerley discloses sending ‘the delete message to the mobile wallet.’ Thus, there is a visual representation of the modification.” Ans. 4. Appeal 2019-003988 Application 13/843,015 11 Turning to the cited evidence, we note Byerley generates a delete message when an offer is redeemed and sends the delete message to the mobile wallet of the mobile device, after which the mobile wallet application removes the offer from the wallet. See Byerley, ¶ 71. Because we find deleting an offer modifies the offer, we are not persuaded the Examiner erred. Therefore, we find Byerley’s “redemption message” ¶ 71 indicating redemption of the marketing offer, and deleting the offer from the mobile wallet upon receipt of the redemption message teaches or at least suggests the disputed imitation: “providing an indication on the graphical user interface that the one of the loyalty portions is completed by visually modifying the one of the loyalty portions concurrently visually provided on the virtual loyalty card to indicate the one of the loyalty portions was used and is unavailable for subsequent utilization,” as recited in claim 1 (emphasis added). Accordingly, we sustain the Examiner rejection of representative claim 1. 3. § 103(a) Rejection R3 of Claims 9 and 11–13 Issue 3 Appellant argues (Appeal Br. 24–29; Reply Br. 6–10) the Examiner's rejection of claims 9 and 11–13 under 35 U.S.C. § 103(a) as being obvious over the combination of Newman, Witherspoon, and Roeding is in error. These contentions present us with the following issue: Did the Examiner err in finding the cited prior art combination teaches or suggests “[a] method of providing a graphical user interface on a mobile device for managing offers,” that includes, inter alia, the steps of: Appeal 2019-003988 Application 13/843,015 12 providing, on the mobile device, a graphical user interface element comprising a visual representation of the virtual loyalty card, the virtual loyalty card having a plurality of participation portions associated with the entity that indicate participation of a user based on attendance of events associated with the entity, and wherein each of the plurality of participation portions are concurrently visually presented on the virtual loyalty card and represent an upcoming event in association with the entity, [and] upon attending the event, providing an indication on the graphical user interface that the event has been attended by visually modifying a participation portion visually provided on the virtual loyalty card that represents the event to indicate the event was attended, as recited in claim 9? Appellant argues that Newman’s Internet Reward Bar does not teach or suggest a GUI element having a virtual loyalty card. Appeal Br. 25–26 (citing Newman Figs. 3 and 5). Appellant argues “[a] physical reward card having an LCD strip display is different than a GUI element having a virtual loyalty card, as recited in independent claim 9.” Appeal Br. 26. Appellant further argues “the references do not teach or suggest upon attending the event, providing an indication on the graphical user interface that the event has been attended by visually modifying a participation portion visually provided on the virtual loyalty card that represents the event to indicate the event was attended, as in claim 9.” Appeal Br. 27. The Examiner finds Newman’s Figs. 3 and 5 show an insert forming a part of a webpage and Newman’s card, shown in an active browse state, teach or at least suggest the disputed limitation “a graphical user interface element comprising a visual representation of the virtual loyalty card, the virtual loyalty card having a plurality of participation portions associated Appeal 2019-003988 Application 13/843,015 13 with the entity.” Final Act. 15. The Examiner finds the user display showing the amount earned in points for an organization teaches or suggests “participation.” Ans. 4–5. We find a preponderance of the cited evidence supports the Examiner’s findings, because Appellant has not pointed to a definition in its Specification that would preclude the Examiner’s broad but reasonable interpretation. Therefore, we find Newman’s Fig. 5, depicting a graphical user interface element showing generated accumulated points, teaches or at least suggests the disputed limitation, particularly the “participation portions associated with the entity,” as recited in independent claim 9. Similarly, we find a preponderance of the cited evidence supports the Examiner’s findings regarding the second disputed limitation of claim 9 (Ans. 5, citing Witherspoon Fig. 44 and ¶ 177), because we find Witherspoon’s game attendance report, indicating whether or not a person attended the game, teaches or at least suggests the disputed limitation “upon attending the event, providing an indication on the graphical user interface that the event has been attended by visually modifying a participation portion visually provided on the virtual loyalty card that represents the event to indicate the event was attended.” The right-most column of Witherpoon’s Fig. 44 shows whether a member has attended a game, and, we find the combination of Newman, Witherspoon, and Roeding teach or suggest this disputed limitation. Accordingly, under the broadest reasonable interpretation, we find the prior art combination teaches or suggests the disputed limitations of representative claim 9. Appeal 2019-003988 Application 13/843,015 14 3. § 103(a) Rejections R4 and R5 of Claims 10 and 24 Claim 10 In view of the lack of any substantive, separate arguments traversing the Examiner’s legal conclusion of obviousness regarding Rejection R4 of claim 10, we sustain the Examiner’s rejection of claim 10, which depends directly from independent claim 9. Arguments not made are waived. See 37 C.F.R. § 41.37(c)(1)(iv). Claim 24 Claim 24 depends directly from independent claim 21. In light of our reversal of independent claim 21 in Rejection R1, above, we also reverse the Examiner’s Rejection R5 of claim 24, because the Examiner has not shown that the cited secondary Blass reference overcomes the aforementioned deficiencies of Newman, as discussed above regarding anticipation Rejection R1 of claim 21. REPLY BRIEF To the extent Appellant may advance new arguments in the Reply Brief (Reply Br. 3–12) not in response to a shift in the Examiner’s position in the Answer, arguments raised in a Reply Brief that were not raised in the Appeal Brief or are not responsive to arguments raised in the Examiner’s Answer will not be considered except for good cause (see 37 C.F.R. § 41.41(b)(2)), which Appellant has not shown. Appeal 2019-003988 Application 13/843,015 15 CONCLUSION The Examiner erred with respect to anticipation Rejection R1 of claims 21–23, 25, and 26, and also erred with respect to obviousness Rejection R5 of claim 24, such that we reverse the rejections of claims 21–26. The Examiner did not err with respect to obviousness Rejections R2 through R4 of claims 1–13 and 27 under 35 U.S.C. § 103(a) over the cited prior art combinations of record, and we sustain the rejections. DECISION SUMMARY Claims Rejected 35 U.S.C. § Basis / Reference(s) Affirmed Reversed 21–23, 25, 26 102 Anticipation Newman 21–23, 25, 26 1–8, 27 103 Obviousness Newman, Byerley 1–8, 27 9, 11–13 103 Obviousness Newman, Witherspoon, Roeding 9, 11–13 10 103 Obviousness Newman, Witherspoon, Roeding, LaPorte 10 24 103 Obviousness Newman, Blass 24 Overall Result 1–13, 27 21–26 Appeal 2019-003988 Application 13/843,015 16 FINALITY AND RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). See 37 C.F.R. § 41.50(f). AFFIRMED-IN-PART Copy with citationCopy as parenthetical citation