Yarnell Ice Cream, LLCDownload PDFTrademark Trial and Appeal BoardJul 9, 201986824279 (T.T.A.B. Jul. 9, 2019) Copy Citation This Opinion is a Precedent of the TTAB Mailed: July 9, 2019 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Yarnell Ice Cream, LLC _____ Serial No. 86824279 _____ Daniel L. Kegan and Jay Giusti of Kegan & Kegan, Ltd., for Yarnell Ice Cream, LLC. Melissa Sturman, Trademark Examining Attorney, Law Office 125, Mark Pilaro, Managing Attorney. _____ Before Kuhlke, Bergsman, and Larkin, Administrative Trademark Judges. Opinion by Larkin, Administrative Trademark Judge: Yarnell Ice Cream, LLC (“Applicant”) seeks registration on the Principal Register of the proposed mark SCOOP in standard characters for goods ultimately identified as “frozen confections and ice cream promoted and distributed by a mascot named SCOOP at product promotions and distributions of the frozen confections and ice cream,” in International Class 30.1 1 Application Serial No. 86824279 was filed on November 18, 2015 under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), on the basis of Applicant’s claim of first use of the proposed mark and first use in commerce since at least as early as February 1, 2012. As Serial No. 86824279 - 2 - The Trademark Examining Attorney has refused registration of Applicant’s proposed mark on three grounds: 1. Under Sections 1, 2, 3, and 45 of the Trademark Act, 15 U.S.C. §§ 1051, 1052, 1053, and 1127, on the ground that the applied-for mark fails to function as a mark for the goods identified in the application; 2. Under Section 2(e)(1) of the Trademark Act, 15 U.S.C. § 1052(e)(1), on the ground that the applied-for mark is merely descriptive of the goods identified in the application and has not acquired distinctiveness under Section 2(f) of the Trademark Act, 15 U.S.C. § 1052(f); and 3. Under Sections 1 and 45 of the Trademark Act, 15 U.S.C. §§ 1051 and 1127, on the ground that Applicant’s specimens do not show use of the applied- for mark in commerce in connection with the goods identified in the application. When the Examining Attorney made the refusal final, Applicant appealed and requested reconsideration, 4 TTABVUE,2 which was denied. 5 TTABVUE. The appeal is fully briefed. We affirm the refusal to register on all three grounds. discussed below, the identification of services was first amended during prosecution and then again on appeal. 2 Citations to the briefs and other docket entries in this opinion refer to TTABVUE, the Board’s online docketing system. Turdin v. Tribolite, Ltd., 109 USPQ2d 1473, 1476 n.6 (TTAB 2014). Specifically, the number preceding TTABVUE corresponds to the docket entry number, and any numbers following TTABVUE refer to the page number(s) of the docket entry where the cited materials appear. Serial No. 86824279 - 3 - I. Prosecution and Procedural History We summarize below the prosecution history of the application and the procedural history of the appeal because they provide useful background for our analysis of the several grounds for refusal. A. Prosecution History and Record on Appeal Applicant initially sought registration of its proposed mark for “frozen confections; ice cream” based on the specimen reproduced below: 3 Applicant described its specimen as a “[p]hoto of mascot SCOOP with Applicant’s ice cream, in one of his many public appearances with Applicant’s ice cream.”4 3 November 18, 2015 Application at TSDR 3. All citations to the application file record in this opinion are to pages in the Trademark Status & Document Retrieval (“TSDR”) database of the United States Patent and Trademark Office (“USPTO”). 4 Id. at TSDR 1. Serial No. 86824279 - 4 - The Examining Attorney issued a first Office Action refusing registration on three grounds: (1) likelihood of confusion with multiple registered SCOOP-formative marks; (2) mere descriptiveness; and (3) the insufficiency of Applicant’s specimen.5 The Examining Attorney made of record a dictionary definition of the word “scoop,”6 and webpages showing the use of the word “scoop” in connection with ice cream.7 Applicant responded by making of record materials regarding third-party company spokespersons “The Maytag Repairman,” “The Marlboro Man,” Dos Equis beer’s “Most Interesting Man in the World,” and the “Culligan Man,”8 pages from the USPTO’s Trademark Electronic Search System (“TESS”) database regarding third- party registrations of certain mascot marks,9 a list of the scheduled public appearances of the mascot Scoop from 2012-2016,10 a Wikipedia entry on the “foot” unit of measure,11 multiple other photographs or other depictions of, or references to, the mascot, including photographs at appearances at stores or events,12 a video of an appearance by the mascot,13 and point-of-sale displays, including displays of other characters and what Applicant described in its main appeal brief as a “live sampling 5 March 11, 2016 Office Action at TSDR 1. 6 Id. at TSDR 17-28 (MERRIAM-WEBSTER DICTIONARY). 7 Id. at TSDR 29-36. 8 August 4, 2016 Response to Office Action at TSDR 2-23, 27-31. 9 Id. at TSDR 24-26, 32-37. 10 Id. at TSDR 48-51. 11 Id. at TSDR 52-55. Applicant offered this entry to show that historically the human body has been used as a basis for units of measurement. 12 Id. at TSDR 56-97. 13 Id. at TSDR 98. Serial No. 86824279 - 5 - person.” 7 TTABVUE 17.14 Applicant also stated that “SCOOP is not the name of a particular living individual.”15 The Examining Attorney then issued a second Office Action making final the three grounds for refusal.16 The Examining Attorney made of record webpages regarding the use of the word “scoop” to measure a serving portion of ice cream,17 and third- party registrations of marks in which the exclusive right to use the words “scoop” or “scoops,” or a pictorial equivalent, were disclaimed.18 B. Procedural History of Appeal Applicant appealed on all three grounds of the final refusal, 1 TTABVUE, and requested reconsideration. 4 TTABVUE. In its request, Applicant claimed that its proposed mark had acquired distinctiveness under Section 2(f) of the Trademark Act, 15 U.S.C. § 1052(f). Id. at 7. Applicant made of record pages from a book entitled BRAND MASCOTS,19 third-party registrations from the TESS database, and webpages, regarding the “Burger King” and “Beanie” mascots,20 a schedule of the appearances of the mascot Scoop from 2012-2016, and photographs taken at some of the 14 Id. at TSDR 99-117. 15 Id. at TSDR 118. 16 August 26, 2016 Final Office Action at TSDR 1. 17 Id. at TSDR 17-30. 18 Id. at TSDR 31-77. 19 4 TTABVUE 15-18. 20 Id. at 19-38. Serial No. 86824279 - 6 - appearances,21 and the declaration of Rob Bell (“Bell Decl.”), a principal at Applicant’s advertising agency, in support of Applicant’s acquired distinctiveness claim.22 The Examining Attorney denied Applicant’s request for reconsideration, 5 TTABVUE, and the appeal was resumed. 6 TTABVUE. After Applicant filed its main brief, 7 TTABVUE (“Initial Brief”), the Examining Attorney requested suspension of the appeal and a remand of the application to examine Applicant’s claim of acquired distinctiveness, to issue a new refusal, and to supplement the record. 9 TTABVUE 1- 2. The Board suspended the appeal and remanded the application. 10 TTABVUE 1- 2. Following remand, the Examining Attorney issued a new non-final Office Action in which she continued the likelihood of confusion, mere descriptiveness, and specimen refusals, and issued new refusals that SCOOP failed to function as a trademark and that Applicant’s showing of acquired distinctiveness was insufficient.23 In connection with the new ground of failure to function, the Examining Attorney made of record webpages that she asserted showed that the term “scoop” was widely used in connection with ice cream to refer to a unit of measurement for the goods, which indicated to the Examining Attorney that “consumers will perceive this term merely as informational matter indicating the applicant offers a serving or scoop of ice cream.”24 The Examining Attorney also noted that the term, as displayed 21 Id. at 39-94. 22 Id. at 130-32. 23 July 17, 2017 Office Action at TSDR 1. 24 Id. Serial No. 86824279 - 7 - on the specimen, would not be perceived as indicating the source of Applicant’s ice cream, but rather to identify Applicant’s mascot, and thus “does not show a direct association between the applied-for mark and applicant’s identified goods.”25 Applicant responded to the new non-final Office Action by proposing to amend its identification of goods from “frozen confections; ice cream” to “frozen confections, ice cream, as promoted or distributed by a mascot named SCOOP, at product promotions and distributions of Applicant’s ice cream and frozen confections,”26 and making of record an email from a member of the public requesting Applicant’s permission to use what the email described as “Yarnells [sic] trademark” in the phrase “Getting scoops like Yarnell” on t-shirts for members of a high school football team.27 The Examining Attorney then issued a new final Office Action in which she withdrew the Section 2(d) refusal, but maintained the other grounds for refusal.28 She made of record an additional dictionary definition of the word “scoop,”29 and additional webpages regarding use of the words “scoop” and “scoops” in connection with ice cream.30 In response to Applicant’s proposed amended identification of goods, the Examining Attorney issued an advisory stating that an “applicant should not use its own registered or unregistered mark in an identification of goods and/or services,” 25 Id. 26 January 12, 2018 Response to Office Action at TSDR 1. 27 Id. at TSDR 2-3. 28 February 15, 2018 Final Office Action at TSDR 1 (11 TTABVUE). 29 Id. at TSDR 2. 30 Id. at TSDR 3-16. Serial No. 86824279 - 8 - and that “[i]dentifications of goods and/or services should generally be comprised of generic everyday wording for the goods and/or services, and exclude proprietary or potentially-proprietary wording.”31 The appeal resumed, and Applicant was granted leave to file a supplemental brief on the new issues raised in the new final refusal. 12 TTABVUE. Applicant addressed the Section 2(f), failure-to-function, and mere descriptiveness grounds in a supplemental brief. 13 TTABVUE 2-7 (“First Supplemental Brief”). Following the filing of the Examining Attorney’s brief, 15 TTABVUE, and Applicant’s reply brief, 16 TTABVUE, the Board, acting sua sponte, remanded the application to the Examining Attorney to consider the presence of the word “Applicant’s” in Applicant’s amended identification of goods. 19 TTABVUE 3-5.32 On remand, Applicant agreed to delete the word “Applicant’s” from its amended identification of goods and further amended the identification to read “frozen confections and ice cream promoted and distributed by a mascot named SCOOP at product promotions and distributions of the frozen confections and ice creams.”33 The Examining Attorney entered an Examiner’s Amendment accepting the amended 31 Id. at TSDR 1. Section 1402.09 of the TRADEMARK MANUAL OF EXAMINING PROCEDURE (“TMEP”) (Oct. 2018) states that “[g]enerally, an applicant should not use its own registered or unregistered mark in an identification of goods or services,” but that if an applicant chooses to do so, “the applicant should be careful to use the mark as an adjective modifying the generic name of the goods or services.” Applicant’s use of SCOOP in the amended identification is not “as an adjective modifying the generic name of the goods or services,” but the Examining Attorney’s advisory did not focus on this preferred practice. 32 Section 1402.09 of the TMEP instructs examining attorneys that “the words ‘applicant’ or ‘registrant’ must not appear in the identification of goods or services.” 33 March 6, 2019 Examiner’s Amendment at TSDR 1. Serial No. 86824279 - 9 - identification, but maintaining the grounds for refusal, and the Board resumed the appeal.34 On resumption of the appeal, Applicant was given leave to file another supplemental brief limited to the impact, if any, of the deletion of the word “Applicant’s” from its identification of goods, and the Examining Attorney was given leave to file “a brief limited to responding to Applicant’s supplemental brief.” 20 TTABVUE 1-2. In response, Applicant filed a second supplemental brief stating that “the amended goods identification, deleting the word ‘Applicant’s’, has no impact on any of the objections raised by the Examiner, nor on any of the issues raised by Applicant,” id. at 2, obviating the need for a response from the Examining Attorney. Applicant noted the absence of a response from the Examining Attorney in a subsequent and final filing, stating that the “matter is therefore fully briefed and appears ripe for the Board’s consideration.” 22 TTABVUE 2. We will analyze the several grounds for the final refusal based on the briefing previously submitted by Applicant and the Examining Attorney, but in light of the ultimate amended identification of goods.35 II. Analysis of Grounds for Refusal A. The Significance of the Ultimate Identification of Goods Applicant complains in its reply brief that the Examining Attorney has engaged in what Applicant calls “goods mutilation,” 16 TTABVUE 2, because the Examining 34 Id. (20 TTABVUE 1.) 35 The prosecution history and the progress of the appeal are not models of efficiency and are not templates that should be repeated. Serial No. 86824279 - 10 - Attorney’s brief “ignores throughout that Applicant applied for registration for ‘Frozen confections, Ice cream, as promoted or distributed by a mascot, named SCOOP, at product promotions and distribution of Applicant’s ice cream and frozen confections,’” id. at 3,36 and “Applicant’s goods description is not simply for ‘ice cream’ as the Examiner inexplicably overlooks.” Id. (emphasis supplied by Applicant). Applicant argues that it “does not seek to register its mark for all ice cream, but only ‘as promoted or distributed by a mascot, named SCOOP, at product promotions and distributions of Applicant’s ice cream and frozen confections,’” and that “[n]either the final refusal nor the Examiner’s Brief contend with the actual description.” Id. Each of the substantive refusals requires us to apply the pertinent law to the goods identified in the application, so we will first determine the significance of the language “promoted and distributed by a mascot named SCOOP at product promotions and distributions of the frozen confections and ice creams” that was added to the original goods identification “frozen confections; ice cream.” In making that determination, we find instructive the Federal Circuit’s analysis of a similarly unusual clause in a goods identification in In re i.am.symbolic, llc, 866 F.3d 1315, 123 USPQ2d 1744 (Fed. Cir. 2017). 36 Applicant’s reply brief was filed before the word “Applicant’s” was deleted from the identification following the second remand. We have read all of Applicant’s briefs in light of that amendment because, as noted above, Applicant’s position is that the deletion of the word has no impact on the appeal. Serial No. 86824279 - 11 - In i.am.symbolic, the applicant included in its identifications of various goods in Classes 3, 9, and 14 the clause that the goods are “associated with William Adams, professionally known as ‘will.i.am’.”37 The Board view[ed] the language “associated with William Adams, professionally known as ‘will.i.am’” in [Symbolic’s] identification of goods as merely highlighting an association with [Symbolic’s] presumed principal, Mr. Adams. Contrary to [Symbolic’s] assertion, we do not see the language as imposing a meaningful limitation on [Symbolic’s] goods in any fashion, most especially with respect to either trade channels or class of purchasers. The language does not, in any meaningful way, alter the nature of the goods identified; nor does it represent that the goods will be marketed in any particular, limited way, through any particular, limited trade channels, or to any particular class of customers. It does not even represent that Mr. Adams will be named, or otherwise identified, in the promotion of the goods. The language “associated with William Adams, professionally known as ‘will.i.am’” is precatory language, and not binding on consumers when they encounter Applicant’s mark. Id. at 1746-47 (quoting In re i.am.symbolic, llc, 116 USPQ2d 1406, 1410 (TTAB 2015)). The Federal Circuit agreed with the Board’s interpretation of the purported limitation, holding that The Board . . . did not err in holding that the will.i.am restriction does not: (1) limit the goods “with respect to either trade channels or class of purchasers”; (2) “alter the nature of the goods identified”; or (3) “represent that the goods will be marketed in any particular, limited way, through any particular, limited trade channels, or to any particular class of customers.” 37 For example, the applicant’s Class 9 identification read “sunglasses and sunglass cases associated with William Adams, professionally known as will.i.am.” 123 USPQ2d at 1746. Serial No. 86824279 - 12 - Id. at 1750 (quoting the Board’s opinion in i.am.symbolic, 116 USPQ2d at 1410). Although the Federal Circuit construed the identification in the context of a likelihood of confusion refusal, the court’s analysis is useful in deciding whether the identification here “limit[s] the goods with respect to either trade channels or class of purchasers,” “alter[s] the nature of the goods identified,” or “represent[s] that the goods will be marketed in any particular, limited way, through any particular, limited trade channels, or to any particular class of customers.” Id. The language “as promoted and distributed by a mascot named SCOOP at product promotions and distributions of the frozen confections and ice creams” in the final goods identification at most specifies “that the goods will be marketed in [a] particular, limited way,” id., namely, through “product promotions and distributions” of the goods “by a mascot named SCOOP.”38 It does not “alter the nature of the goods identified” in any meaningful way, id., or restrict the nature or type of the “frozen confections and ice creams” that are “promoted or distributed by a mascot named SCOOP at product promotions and distributions.” Similarly, the identification does not “represent that the goods will be marketed . . . to any particular class of customers.” Id. The record shows that members of the general public who consume ice cream and frozen confections are present at the “product promotions and 38 The record shows that these “promotions and distributions” occur in a variety of settings, including in retail stores and restaurants, at public events such as football games, festivals, races and triathlons, farmers markets, fishing derbies, and fairs, and at media events. August 4, 2016 Response to Office Action at TSDR 49-51, 59-78, 81-92; 4 TTABVUE 40-70, 74-93, 130-34 (February 22, 2017 Request for Reconsideration (Bell Decl. ¶¶ 6-8)). Serial No. 86824279 - 13 - distributions” of the goods.39 We acknowledge that the additional language in the identification specifies that SCOOP is the name of Applicant’s mascot, but Applicant seeks registration of SCOOP for “frozen confections and ice cream,” not live appearances by a mascot. Accordingly, notwithstanding the limitation that the goods are marketed by a mascot named Scoop at product promotions and distributions, we must assess the registrability of Applicant’s proposed mark for “frozen confections and ice cream” consumed by members of the general public. B. Mere Descriptiveness Section 2(e)(1) of the Trademark Act prohibits registration on the Principal Register of “a mark which, (1) when used on or in connection with the goods of the applicant is merely descriptive . . . of them,” unless the mark has been shown to have acquired distinctiveness under Section 2(f) of the Trademark Act, 15 U.S.C. § 1052(f). A mark is “merely descriptive” within the meaning of § 2(e)(1) “if it immediately conveys information concerning a feature, quality, or characteristic of the goods or services for which registration is sought.” In re N.C. Lottery, 866 F.3d 1363, 123 USPQ2d 1707, 1709 (Fed. Cir. 2017) (citing In re Bayer Aktiengesellschaft, 488 F.3d 960, 82 USPQ2d 1828, 1831 (Fed. Cir. 2007)). “A mark need not recite each feature of the relevant goods or services in detail to be descriptive, it need only describe a single feature or attribute.” In re Chamber of Commerce of the U.S., 675 F.3d 1297, 102 USPQ2d 1217, 1219 (Fed. Cir. 2012) (citation and internal quotation omitted). 39 August 4, 2016 Response to Office Action at TSDR 59-63, 65-67, 70-71, 74-75, 78, 81, 83- 85, 88, 90, 92; 4 TTABVUE 40-55, 60-67, 70, 80-84. Serial No. 86824279 - 14 - Whether a mark is merely descriptive is “evaluated ‘in relation to the particular goods for which registration is sought, the context in which the mark is used, and the possible significance that the term would have to the average consumer of the goods because of the manner of its use or intended use,’” id., (quoting Bayer, 82 USPQ2d at 1831), and “not in the abstract or on the basis of guesswork.” In re Fat Boys Water Sports, LLC, 118 USPQ2d 1511, 1513 (TTAB 2016) (citing In re Abcor Dev. Corp., 588 F.2d 811, 200 USPQ 215, 218 (CCPA 1978)). We ask “not whether someone presented with only the mark could guess what the goods or services are. Rather, the question is ‘whether someone who knows what the goods and services are will understand the mark to convey information about them.” DuoProSS Meditech Corp. v. Inviro Med. Devices, Ltd., 695 F.3d 1247, 103 USPQ2d 1753, 1757 (Fed. Cir. 2012) (citation and internal quotation omitted). The Examining Attorney argues that SCOOP is merely descriptive of the identified goods “because the mark conveys an immediate idea of a unit or serving of applicant’s frozen confections and ice cream.” 15 TTABVUE 7. She argues that “a ‘scoop of ice cream’ is a commonly understood serving or unit of measurement, and thus this wording merely describes the manner and portion size in which applicant’s goods are served.” Id. She cites a dictionary definition of “scoop” as “a quantity taken up by a scoop ‘an apple pie with scoops of ice cream on top’,”40 third-party uses of “scoop” to “describe a serving size of ice cream,” including news articles using “scoop” 40 February 15, 2018 Final Office Action at TSDR 2 (OXFORD LIVING DICTIONARIES (US English)). Another dictionary defines a “scoop” as “the amount held by a scoop Copy with citationCopy as parenthetical citation