Xavier P.,1 Complainant,v.Steven T. Mnuchin, Secretary, Department of the Treasury (Internal Revenue Service), Agency.Download PDFEqual Employment Opportunity CommissionOct 25, 20180120170081 (E.E.O.C. Oct. 25, 2018) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Xavier P.,1 Complainant, v. Steven T. Mnuchin, Secretary, Department of the Treasury (Internal Revenue Service), Agency. Appeal No. 0120170081 Hearing No. 520-2015-00005X Agency No. IRS-1306-99-F DECISION On September 29, 2016, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s September 2, 2016 final order concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. For the following reasons, the Commission AFFIRMS the Agency’s final order. BACKGROUND Complainant worked as a Revenue Officer, GS-1169-12, at the Agency’s Field Office in Paramus, New Jersey. On December 14, 2013, Complainant filed an EEO complaint in which he alleged that the Agency discriminated against him on the basis of race (Caucasian) by not promoting him to a Supervisory Revenue Officer, GS-1169-13, position.2 He identified as the responsible management officials a Supervisory Revenue Officer in his capacity as the reviewing official 1This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 2 The decision to promote the Selectee was made in July 2013, but Complainant did not find out about it until September 18, 2013. 0120170081 2 (RO), the Territory Manager (TM), and the Area Manager in her capacity as the selecting official (SO). At the conclusion of the investigation, the Agency provided Complainant with a copy of the investigative report (IR) and notice of his right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely requested a hearing. On July 13, 2015, the AJ assigned to the matter issued the parties a notice indicating his intention to issue a summary judgment decision. The parties responded and, over Complainant’s objections, the AJ issued a summary judgment decision in favor of the Agency on June 13, 2016. The Agency subsequently issued a final order adopting the AJ’s finding that Complainant failed to prove that the Agency subjected him to discrimination as alleged. CONTENTIONS ON APPEAL On appeal, Complainant contends that the AJ erred in granting summary judgment in favor of the Agency. Complainant argues that Agency officials gave conflicting and inconsistent statements during the investigation and credibility issues remain. In addition, Complainant challenges the reasons given for his non-selection and claims that the TM engaged in a pattern of discrimination. Accordingly, Complainant requests that the Commission reverse the final order. ANALYSIS AND FINDINGS The Commission’s regulations allow an AJ to issue a decision without a hearing when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). This regulation is patterned after the summary judgment procedure set forth in Rule 56 of the Federal Rules of Civil Procedure. The U.S. Supreme Court has held that summary judgment is appropriate where a court determines that, given the substantive legal and evidentiary standards that apply to the case, there exists no genuine issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). In ruling on a motion for summary judgment, a court’s function is not to weigh the evidence but rather to determine whether there are genuine issues for trial. Id. at 249. The evidence of the non-moving party must be believed at the summary judgment stage and all justifiable inferences must be drawn in the non-moving party’s favor. Id. at 255. An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. To prevail in a disparate treatment claim such as this, Complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973). As a first step, he must generally establish a prima facie case by demonstrating that he was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Construction Co. v. Waters, 438 U.S. 567, 576 (1978). The prima facie inquiry may be dispensed in this case, however, since the RO and the SO articulated a legitimate and nondiscriminatory reason for choosing the selectee, namely that in their assessment of the qualifications of the applicants, the selectee was among best-qualified while 0120170081 3 Complainant was not. See U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 713-17 (1983); Holley v. Dep't of Veterans Affairs, EEOC Request No. 05950842 (Nov. 13, 1997). To ultimately prevail, Complainant must prove, by a preponderance of the evidence, that this explanation is a pretext for race discrimination. Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133 (2000); St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 519 (1993); Tx. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 256 (1981); Holley, supra; Pavelka v. Dep't of the Navy, EEOC Request No. 05950351 (Dec. 14, 1995). Pretext can be demonstrated by showing such weaknesses, implausibilities, inconsistencies, incoherencies, or contradictions in the Agency's proffered legitimate reasons for its action that a reasonable fact finder could rationally find them unworthy of credence. Qpare-Addo v. U.S. Postal Service, EEOC Appeal No. 0120060802 (Nov. 20, 2007), req. for recon. den’d EEOC Request No. 0520080211 (May 30, 2008). In this case, the SO and the RO both averred that while Complainant was highly qualified for the position, he was not among the best qualified. The other applicants who were rated as best qualifies had application scores of 95 and 100. IR 222, 265. The RO averred that Complainant was not specific enough in identifying actions on his application that separated him from the other candidates, and that Complainant did not communicate in his application narrative his knowledge of specific collection programs. IR 75. The RO also averred that Complainant had a lower score on his annual appraisal in comparison to those applicants who had made the best-qualified list. IR 75. On their most recent performance appraisals prior to the vacancy opening up, Complainant had received an annual appraisal rating of “Exceeds Fully Successful” while the selectee and other candidates who made the best-qualified list had received an annual appraisal rating of “Outstanding.” IR 155, 161, 213, 262. Additionally, the RO noted that Complainant only had acting management experience while the BQ candidates had actual permanent management experience. IR 75. The RO further noted that while Complainant did provide an example of a case he had worked, he did not address or communicate how the actions he took promoted compliance on behalf of the taxpayer. IR 75. In addition, the RO pointed out that Complainant did not complete the “Front-Line Readiness Program,” an assessment of managerial potential, while the candidates who made the best-qualified list had completed that program. IR 75. In nonselection cases, Complainant could demonstrate pretext by showing that his qualifications for the position were plainly superior to those of the Selectee. Hung P. v. Dep't of Veterans Affairs, EEOC Appeal No. 0120141721 (Dec. 3, 2015). Complainant should bear in mind, however, that agencies have broad discretion to choose among equally qualified candidates as long as the selection is not based on unlawful considerations. Complainant v. Dep’t of Homeland Sec., EEOC Appeal No. 0120141478 (Jul. 31, 2015). Beyond his own assertions, Complainant has presented no evidence that contradict the determinations of the RO and the SO that the selectee was the best- qualified candidate or which otherwise demonstrate that Complainant’s qualifications for the Supervisory Revenue Officer position were plainly superior to those of the Selectee. Other indicators of pretext include discriminatory statements or past personal treatment attributable to those responsible for the personnel action that led to the filing of the complaint, comparative or statistical data revealing differences in treatment across various protected-group 0120170081 4 lines, unequal application of Agency policy, deviations from standard procedures without explanation or justification, or inadequately explained inconsistencies in the evidentiary record. Mellissa F. v. U.S. Postal Serv., EEOC Appeal No. 0120141697 (Nov. 12, 2015). On appeal, Complainant contends that there was a contradiction in the TM’s affidavit regarding the control that she allegedly exercised over the selection process. He also argues that the TM, an African- American, had demonstrated a pattern of excluding White males from career advancement opportunities. The TM averred that she had been asked by the RO to have one of the first-line supervisors under her authority review the applications for the supervisory vacancy, and that she delegated this task to the RO without participating in the selection process herself. IR 83-84. The TM had, on three occasions assessed Complainant’s readiness to assume managerial positions. In the most recent evaluation, dated December 15, 2012, the TM had determined that Complainant was ready in three of four elements and was a year or two away in the fourth. IR 28, 30, 32. We find Complainant’s arguments insufficient to demonstrate a contradiction in the TM’s sworn statements or any other indicator of pretext. We therefore agree with the AJ that these unsupported and conclusory assertions are insufficient to raise a genuine issue of material fact with respect to the motives of the RO and the SO in filling the Supervisory Revenue Officer vacancy at issue in this complaint. As a result, we find that Complainant failed to show that he was subjected to discrimination as alleged. CONCLUSION Based on a thorough review of the record and the contentions on appeal, we AFFIRM the Agency’s final order. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. 0120170081 5 Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The Agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. 0120170081 6 The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations October 25, 2018 Date Copy with citationCopy as parenthetical citation