Willia M.,1 Complainant,v.Robert Wilkie, Secretary, Department of Veterans Affairs (Veterans Health Administration), Agency.Download PDFEqual Employment Opportunity CommissionNov 7, 20180120171396 (E.E.O.C. Nov. 7, 2018) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Willia M.,1 Complainant, v. Robert Wilkie, Secretary, Department of Veterans Affairs (Veterans Health Administration), Agency. Appeal No. 0120171396 Agency No. 2003-0741-2016103904 DECISION On March 8, 2017, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s February 7, 2017, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. ISSUES PRESENTED 1. Whether the Agency discriminated against Complainant based on her disability when it allegedly failed to provide a reasonable accommodation. 2. Whether the Agency discriminated against Complainant based on her disability, and in reprisal for prior EEO activity, when it removed her. 3. Whether the Agency subjected Complainant to a hostile work environment based on her disability, and in reprisal for EEO activity. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120171396 2 BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Contact Representative at the Agency’s Chief Business Office, Purchased Care, in Denver, Colorado. On July 22, 2015, Complainant’s first-line supervisor (S1) (disability, no prior EEO activity) issued Complainant a Written Counseling for inappropriate conduct and providing false information to a caller. Report of Investigation (ROI) at pgs. 151-152. On August 14, 2015, S1 issued Complainant a Proposed Admonishment for two instances of inappropriate conduct when she intentionally disconnected calls with customers. The Admonishment was sustained on September 4, 2015. ROI at pgs. 153-156. On October 1, 2015, the Deputy Chief (DC) (no disability, prior EEO activity) issued Complainant a Proposed 5-Day Suspension for three instances of inappropriate conduct with customers, and four instances of failure to follow instructions when she did not report technology issues to her supervisor. On October 30, 2015, the Chief of the Customer Service Center (CCSC) (no disability, prior EEO activity) sustained the proposal, and Complainant was suspended from November 17- 19, 2015. CCSC reduced the suspension to three days because Complainant took full responsibility for her actions, and indicated that she was under stress. ROI at pgs. 158-163. On January 27, 2016, Complainant was issued a proposed removal for Inappropriate Conduct and Lack of Candor. ROI at pg. 49. On January 28, 2016, Complainant received a tentative job offer as an Accounts Receivable Technician. ROI at pg. 241. On February 2, 2016, the Selecting Official (SO) (no disability, prior EEO activity) rescinded the job offer after receiving negative feedback from CCSC. ROI at pgs. 46,54. On February 24, 2016, Complainant signed a Last Chance Agreement (“LCA”) with the Agency. The Agency affirmed its decision to remove Complainant, but held the removal action in abeyance for one year and six months, as long as Complainant did not engage in inappropriate conduct, and maintained a fully successful level of work performance. Complainant was also suspended from March 1-10, 2016. Complainant agreed that if she violated a condition of the LCA, her removal would be effective immediately. ROI at pgs. 172-174. On March 21, 2016, Complainant requested a reasonable accommodation of a reassignment from her current position. ROI at pgs. 95-96. On April 11, 2016, Complainant’s second-line supervisor (S2) (disability, prior EEO activity) denied her request for a reassignment, but granted her additional breaks, not to exceed thirty (30) minutes per work day; Complainant was instructed to make up any time no later than 6:00 p.m. each day, or by taking a form of leave. ROI at pgs. 97- 98. On April 15, 2016, Complainant requested a reconsideration of her request; Complainant’s third-line supervisor (S3) (no disability, prior EEO activity) denied her reconsideration. ROI at pgs. 108-110, 119. Complainant initially declined the breaks as an accommodation, but changed her mind on or about May 5, 2016. ROI at pgs. 103-105. 0120171396 3 On June 3, 2016, the Director of Customer Experience (DCE) (no disability, prior EEO activity) removed Complainant, in accordance with the LCA. The removal was based on two instances when Complainant inappropriately transferred callers. ROI at pgs. 175-176. On July 19, 2016, Complainant filed an EEO complaint alleging that the Agency discriminated against her on the bases of disability (depression and severe anxiety), and reprisal for prior protected EEO activity arising under the Rehabilitation Act,2 when: A. from March 21, 2016, it did not provide a reasonable accommodation; B. on June 3, 2016, it terminated her employment; and C. it subjected her to a hostile work environment when: 1. on February 2, 2016, an Agency official rescinded a job offer;3 2. from March 21, 2016, through July 19, 2016, Agency officials have not responded to Complainant’s request for a reasonable accommodation; and 3. on June 3, 2016, Agency officials terminated Complainant’s employment. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an EEOC Administrative Judge (AJ). When Complainant did not request a hearing within the time frame provided in 29 C.F.R. § 1614.108(f), the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. The Agency affirmed its earlier partial dismissal of Complainant’s allegation that she was discriminated against when the Agency rescinded a job offer because the claim is untimely. With regards to Complainant’s reasonable accommodation claim, the Agency found that Complainant received an alternative accommodation, which she initially rejected, but the later accepted. The Agency noted that Complainant requested a reassignment as an accommodation, which is the accommodation of last resort after determining that there were no effective accommodations or that all other accommodations would impose an undue hardship. 2 The Agency noted that Complainant stated that her protected EEO activity was a complaint against the local union, which is not considered protected EEO activity. However, the Agency found that Complainant’s request for a reasonable accommodation is protected EEO activity. The Agency found that Complainant established protected EEO activity for claims B and C3, but not for claims A, C1, and C2 because these events occurred prior to the protected activity. 3 On September 2, 2016, the Agency dismissed this event as an independent claim of discrimination due to untimely contact with an EEO counselor on May 17, 2016. However, the Agency included it as part of the harassment allegation. 0120171396 4 In this case, the Agency determined that Complainant did not report that the granted accommodation of additional work breaks was ineffective after she accepted it, and prior to her removal. For claim B, the Agency did not include a prima facie analysis on the bases of disability and reprisal for prior EEO activity, and found that the management officials articulated legitimate, nondiscriminatory reasons for their actions. The Agency found that the collective statements by S1, S2, S3, CCSC, and DCE, revealed that Complainant repeatedly engaged in inappropriate conduct, even after receiving counseling and disciplinary action to correct this conduct. The Agency then found that Complainant had not shown that its reasons were pretext for discrimination. Complainant stated that she did not understand how she violated the LCA when she recently received a Fully Successful performance appraisal. However, the Agency noted that Complainant had not rebutted the Agency’s evidence showing that she violated the LCA with repeated inappropriate conduct. The Agency further noted that when an employee’s misconduct leads to discipline, an agency does not have a duty to excuse the misconduct as a form of reasonable accommodation. The Agency found that Complainant had not met her burden of proof to show a discriminatory motive by management officials when she was removed. For Complainant’s harassment allegation, the Agency noted that since it already determined that claims A, B, C2, and C3 were not found to be discriminatory, the only claim that remained was C1. The Agency found that C1 was only one incident involving a normal business-related decision, and that SO did not have knowledge of Complainant’s protected categories, and was not involved in her chain of command. The Agency found that there was no evidence of abusive or demeaning behavior, or actions directed against Complainant. The Agency concluded that Complainant had not demonstrated by a preponderance of the evidence that she was discriminated against based on her disability, or in reprisal for her EEO activity. Complainant filed the instant appeal and submitted a statement in support of her appeal on April 7, 2017. The Agency filed a response to her appeal on April 27, 2017. CONTENTIONS ON APPEAL On appeal, Complainant states that she denied the offered accommodation because she was already afforded a 10-minute break for each hour worked, and that the accommodation would not accommodate her disability. Complainant argues that she has still not received a formal denial of her request. For her removal claim, Complainant alleges that the management officials were aware of her disability prior to her termination, and that her Employee Assistance Program (EAP) “classes were not taken serious[ly].” Complainant also asserts that CCSC retaliated against her by giving a false statement in warning other departments not to hire her. Complainant provided additional documents with her statement. The Agency argues that Complainant has not proffered any factual allegations that the alleged actions were based on any discriminatory animus, and requests that the Commission affirm its final decision. 0120171396 5 ANALYSIS AND FINDINGS Standard of Review As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency’s decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). We note that Complainant provided some new documents with her appeal, while some are already contained in the record. As a general rule, no new evidence will be considered on appeal absent an affirmative showing that the evidence was not reasonably available prior to or during the investigation or during the hearing process. See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Ch. 9, § VI.A.3 (Aug. 5, 2015). The new documents include an email from Complainant’s union representative dated March 31, 2017, regarding CCSC’s statements to SO;4 an email chain between Complainant and CCSC regarding use of leave without pay; and Complainant’s personal prescription information. Complainant has not shown that this evidence was not reasonably available prior to or during the investigation, and accordingly, we will not consider these submissions on appeal. Failure to Provide Reasonable Accommodation Under the Commission’s regulations, an agency is required to make reasonable accommodation to the known physical and mental limitations of an otherwise qualified individual with a disability unless the Agency can show that accommodation would cause an undue hardship. 29 C.F.R. § 1630.9. In order to establish that Complainant was denied a reasonable accommodation, Complainant must show that: (1) she is an “individual with a disability,” as defined by 29 C.F.R. § 1630.2(g); (2) she is a “qualified” individual with a disability pursuant to 29 C.F.R. § 1630.2(m); and (3) the Agency failed to provide a reasonable accommodation. See EEOC Enforcement Guidance: Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act, EEOC No. 915.002 (Oct. 17, 2002) (Reasonable Accommodation Guidance). For the purposes of this decision, we will assume that Complainant is a qualified individual with a disability, and we find that the Agency granted her a reasonable accommodation. While Complainant asked to be reassigned as a reasonable accommodation, the Commission has long held that reassignment is the reasonable accommodation of last resort, and is required only after it has been determined that there are no effective accommodations that will enable Complainant to 4 Complainant’s union representative provided a similar statement that is part of the record of evidence. ROI at pg. 242. 0120171396 6 perform the essential functions of her current position or all other reasonable accommodations would impose an undue hardship. Zachary K. v. Department of Veterans Affairs, EEOC Appeal No. 0120130795 (November 19, 2015) citing EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act, EEOC Notice No. 915.002 (October 17, 2002). In this case, Complainant has not shown that the additional work breaks that the Agency granted as an accommodation were in any way ineffective. While Complainant argues on appeal that she was already afforded ten (10) minute breaks for each hour worked, we note that the accommodation granted her additional breaks from work, on top of her regular breaks. Additionally, Complainant argues that the granted accommodation “was not going to accommodate [her] disability;” however, she has not shown this to be the case during the timeframe during which she utilized the accommodation. Consequently, we find that the Agency fulfilled its obligation to provide Complainant with a reasonable accommodation. With respect to Complainant’s argument that she never received a final determination on her request for reasonable accommodation, the record shows that S3 emailed Complainant on April 28, 2016, confirming that she made the “final decision” to deny a reassignment, and reminded Complainant that she did not accept the alternate accommodation. ROI at pg. 108. While Complainant argues that she never received an Agency form or “denial document,” S3’s email is clear in notifying Complainant of the denial of her requested reasonable accommodation of a reassignment. Disparate Treatment Generally, claims of disparate treatment are examined under the analysis first enunciated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Hochstadt v. Worcester Found. for Experimental Biology, Inc., 425 F. Supp. 318, 324 (D. Mass.), aff’d, 545 F.2d 222 (1st Cir. 1976). For Complainant to prevail, she must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. McDonnell Douglas, 411 U.S. at 802; Furnco Constr. Corp. v. Waters, 438 U.S. 567 (1978). Once Complainant has established a prima facie case, the burden then shifts to the Agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). If the Agency is successful, the burden reverts back to Complainant to demonstrate by a preponderance of the evidence that the Agency’s reason(s) for its action was a pretext for discrimination. At all times, Complainant retains the burden of persuasion, and it is her obligation to show by a preponderance of the evidence that the Agency acted on the basis of a prohibited reason. St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502 (1993); U.S. Postal Service v. Aikens, 460 U.S. 711, 715-716 (1983). As an initial matter, we note that the Agency properly gave Complainant appeal rights to the Merit Systems Protection Board (MSPB) for her removal claim. 0120171396 7 It is not clear if Complainant filed an appeal with the MSPB, but she appears to be appealing the finding of no discrimination for her removal to the Commission.5 Nevertheless, the Commission properly may assume initial jurisdiction of a mixed case issue (i.e., an adverse action which is properly within the jurisdiction of the MSPB) when, for example, the allegation is so firmly enmeshed in the EEO process that it would unduly delay justice and create unnecessary procedural complications to remand it to the MSPB. See Richardson v. Dep’t of Veterans Affairs, EEOC Appeal Nos. 01982915, 01984977 (Nov. 5, 2001). In this case, we find that this claim is so firmly enmeshed in the EEO forum that it would better serve the interests of administrative economy to address it in the instant appeal. We also affirm the Agency’s dismissal of incident C1 as a discrete claim of discrimination due to its untimeliness, and will only consider it as part of her harassment allegation. Assuming, arguendo, that Complainant established a prima facie case of discrimination based on disability and in reprisal for prior EEO activity, we find that the management officials articulated legitimate, nondiscriminatory reasons for their actions. For claim B, S1 stated that Complainant was given progressive discipline for her conduct. S1 noted that on the day that Complainant returned from a suspension, she hung up on a caller, making it clear that her behavior was not going to change. ROI at pg. 78. DCE stated that S1 proposed Complainant’s termination, and that she supported the removal because Complainant showed no remorse for her actions, and repeated the same behavior. ROI at pg. 82. We find that Complainant has not shown that these reasons are pretext for discrimination. Complainant can establish pretext in two ways: “(1) indirectly, by showing that the employer’s proffered explanation is unworthy of credence because it is internally inconsistent or otherwise not believable, or (2) directly, by showing that unlawful discrimination more likely motivated the employer.” Chuang v. Univ. of Cal. Davis Bd. of Trs., 225 F.3d 1115, 1127 (9th Cir. 2000) (internal quotation marks omitted); see also, McDonnell Douglas, 411 U.S. at 804-05. On appeal, Complainant states that her managers were aware of her disability prior to her removal, and that they did not take her EAP classes seriously. However, we do not find this to prove pretext for discrimination. Accordingly, we find that the Agency did not discriminate against Complainant based on her disability, or in reprisal for prior EEO activity, when it removed her from the Agency. Harassment Harassment is actionable if it is sufficiently severe or pervasive such that it results in an alteration of the conditions of the Complainant’s employment. See EEOC Notice No. 915.002, Enforcement Guidance on Harris v. Forklift Systems, Inc., at 3 (Mar. 8, 1994). 5 The Commission notes that in the LCA, Complainant waived her right to challenge her removal to the MSPB, or any other administrative or judicial body. ROI at pg. 173. However, the Agency has not sought to enforce this provision, and accordingly, we will address Complainant’s removal claim in the instant appeal. 0120171396 8 To establish a claim of harassment a Complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on the statutorily protected class; (4) the harassment had the purpose or effect of unreasonably interfering with his work performance and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Humphrey v. United States Postal Service, EEOC Appeal No. 01965238 (Oct. 16, 1998). For Complainant’s claim that she was subjected to a hostile work environment, we find that she has not shown that any of the complained of conduct was based on her protected classes. As noted above, the Agency did not discriminate against Complainant based on her disability because it provided her with a reasonable accommodation; and the Agency removed Complainant based on multiple instances of inappropriate conduct. For incident C1, SO stated that CCSC informed him that there was a pending removal action against Complainant, but that she did not provide any details about the action. SO also stated that he was not aware of Complainant’s disability or her EEO activity, until he was contacted for the instant complaint. ROI at pgs. 55, 53. Additionally, Complainant has not provided any evidence showing that CCSC made a false statement to SO. Accordingly, we find that the Agency did not subject Complainant to a hostile work environment based on her disability, or in reprisal for her EEO activity. CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we AFFIRM the Agency’s final decision finding that the Agency did not discriminate against, or subject Complainant to harassment, based on her disability, or in reprisal for prior EEO activity, when it allegedly failed to provide a reasonable accommodation; removed her; and rescinded a job offer. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment 0120171396 9 Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operation November 7, 2018 Copy with citationCopy as parenthetical citation