Wayne Electric, Inc.Download PDFNational Labor Relations Board - Administrative Judge OpinionsSep 25, 200716-CB-007421 (N.L.R.B. Sep. 25, 2007) Copy Citation JD(ATL)-27-07 Houston, TX UNITED STATES OF AMERICA BEFORE THE NATIONAL LABOR RELATIONS BOARD ATLANTA BRANCH OFFICE DIVISION OF JUDGES INTERNATIONAL BROTHERHOOD OF ELECTRICAL WORKERS, LOCAL 716 (Wayne Electric, Inc.) and Case 16-CB-7421 JEFF CLARK, an Individual and Case 16-CB-7474 ARNOLD GUARDIOLA, an Individual and Case 16-CB-7477 DALE DRAY, an Individual Jamal M. Allen, Esq. for the General Counsel. Patrick M. Flynn, Esq., of Houston, TX, for the Respondent. DECISION Statement of the Case JOHN H. WEST, Administrative Law Judge. This case was tried in Houston, Texas on August 2, 2007. The charges in 16-CB-7421, 16-CB-7474 and 16-CB-7477 were filed, respectively, on February 12, May 15, and May 17, 20071 by Jeff Clark, Arnold Guardiola, and Dale Dray, respectively. As here pertinent, a consolidated complaint (complaint) was issued on July 19. The complaint alleges that International Brotherhood of Electrical Workers, Local 716 (Union or Respondent) violated Section 8(b)(1)(A) of the National Labor Relations Act, as amended (Act) by (a) on or about January 18 imposed a fine on employee Guardiola, (b) on or about January 20 imposed a fine on employee Clark, (c) on or about March 23 expelled Guardiola, (d) on or about January 9, 11, and 17 failed to accept a valid union resignation from employee Dray, and (e) on or about April 26 expelled Dray because the Respondent became aware that the involved employees resigned membership and accepted work with a nonunion employer. It is alleged that the conduct was engaged in notwithstanding that the involved employees had previously tendered to the Union valid membership resignations and were not members of the Union; and that the Union engaged in the conduct described above in (d) to preclude Dray from resigning union membership and accepting work with a nonunion employer. Respondent denies violating the Act as alleged. On the entire record, including my observation of the demeanor of the witnesses, and after considering the briefs filed by General Counsel and the Union, I make the following 1 All dates are in 2007 unless otherwise indicated. JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 2 Findings of Fact I. Jurisdiction Wayne Electric, Inc. (Employer or Wayne), a Texas Corporation with a facility in Houston, has been engaged in the business of commercial and industrial electrical service installation. The complaint alleges, it is admitted, and I find that during the 12 months before the complaint was issued the Employer purchased and received at its Houston facility goods valued in excess of $50,000 from other enterprises, including Consolidated Electric Distributors, Wholesale Electric, and Hughes Supply, located within the State of Texas, each of which other enterprises had received these goods directly from points outside the State of Texas; and that at all material times, the Employer has been an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. It is admitted, and I find that the Union is a labor organization within the meaning of Section 2(5) if the Act. II. Alleged Unfair Labor Practices Jeffrey Clark testified that he worked for Wayne for 9.5 years, and the last position he held with that Company was foreman; that he was in the Union for 19.5 years; that General Counsel's Exhibit 2 is the letter of resignation which he tendered to Wayne, faxing a copy to Wayne's office and hand delivering a copy to Wayne's Vice President, Mike Pesl2; that Pesl read the letter and asked him where he was going; that on December 5, 2006 he mailed a letter, General Counsel's Exhibit 3, to John Easton, Jr. who is Local 716's Business Manager, informing him that he, Clark, was resigning his membership effective December 9, 20063; that the attachment to the letter is the certified return receipt requested card which indicates that Dora Moline, who is the secretary at Local 716 who handled most of Easton's work, signed for receipt of the letter; that he telephoned Local 716's Union hall on December 7, 2006, could not reach Easton, and was told by Assistant Business Manager Bob Priest that the letter was sitting on Easton's desk; that he went to work at Power Design, Inc. (Power) as a site project manager; that General Counsel's Exhibit 4 is a "VERIFICATION OF CONDITIONAL JOB OFFER" from Power dated "12-10-06"; that he actually signed the document on Monday December 11, 2006 in Florida but he mistakenly put the 10th on the form because the date on his watch was wrong; that General Counsel's Exhibit 5 is the Form W-4 (2006) that Power gave him to fill out and sign when he was in Florida; that he also placed the wrong date on this form for the same reason; that he officially started working for Power on December 11, 2006; and that the first jobsite that he worked on for Power was the Park 8 on the Beltway between Bellaire and Bissonnet in Houston. By letter dated December 21, 2006, Joint Exhibit 1, the Union advised Jeffrey Clark as follows: Please be advised you are hereby notified to appear before the Trial Board of I.B.E.W., Local Union #716, meeting at 1475 North Loop West, Houston, Texas on Wednesday, January 17, 2007 at 5:00 p.m., to answer charges filed against you by John E. Easton, Jr. for an alleged violation of Article 19, Section 5 of the Local Union 716 2 The letter is dated "11/30/06" and it indicates that December 8, 2006 will be Jeffrey Clark's last day of employment at Wayne. 3 The letter is dated "12/4/2006" and it reads as follows: "This letter is to inform you that I am resigning my membership in the I.B.E.W. and Local 716 effective December 9th 2006. Please forward this information to any and all persons concerned." JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 3 Bylaws; and Article XXV, Section 1, Subsections (a), (e) and (q) of the IBEW Constitution. Enclosed is a copy of the original charge filed against you. You may bring witnesses to give evidence in your behalf. You will be afforded the opportunity at the hearing to present any relevant evidence and to cross-examine any witnesses you may desire. You may, if you desire, have an I.B.E.W. member act as your counsel. [Emphasis in original] The attached Union charge by Easton alleges that the violation of the Union's Bylaws and Constitution occurred on December 6, 2006 at approximately 2:30 p.m. at McGregor and Almeda and involved "working for a nonunion contractor." The cited subsections of the Constitution read as follows: Sec.1. Any member may be penalized for committing any one or more of the following offenses: (a) Violation of any provision of this Constitution and the rules herein, or the bylaws, working agreements, or rules of a L.U. [Local Union] …. (e) Engaging in any act or acts which are contrary to the member's responsibility toward the I.B.E.W., or any of its L.U.'s, as an institution, or which interfere with the performance by the I.B.E.W. or a L.U. with its legal or contractual obligations. …. (q) Working for any individual or company declared in difficulty with a L.U. or the I.B.E.W., in accordance with this Constitution. Jeffrey Clark testified that he received Joint Exhibit 1, the Union letter with its attachment; that on the afternoon of December 6, 2006 he was working for Wayne at the Methodist Outpatient Center until the usual quitting time at 3 p.m. when he took the employees in the Company truck over to Wayne's field office, turned in the keys, and discussed the job with Dray, who was the individual who was taking over his position, and with his supervisor; that he stayed at the field office for 10 to 15 minutes; that then he headed home, stopping on the way to talk to his brother, Greg Clark, who was working at the Mosaic job site at McGregor and Almeda; that he spoke with his brother about family matters at that jobsite for 15 to 20 minutes; that he did not conduct any work on December 6, 2006 for Power or any other non-signatory contractor; that on January 9 he mailed a response to the Union charges, General Counsel's Exhibit 6; that the response letter with attachments was sent by certified mail return receipt requested to the Union4; that the last day he worked for Wayne was December 8, 2006, and his last pay stub from Wayne shows that he worked 40.5 hours his last week; that he did not attend the Executive Board meeting regarding the charges against him by Easton because he had 4 The envelope was addressed as follows: I.B.E.W. Local Union 716 1475 North Loop West Houston, Tx. 77008 Attn: John E. Easton, Jr. The envelope also has Jeff Clark's name and return address on the upper right hand corner. It is stamped "UNCLAIMED." The exhibit includes Jeffrey Clark's last pay stub from Wayne, the original letter of resignation which he mailed to the Union with a copy of the receipt for the letter signed by Moline, a letter from Power indicating that he started working for that Company on December 11, 2006, and an unsigned certified return receipt for the his response letter. JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 4 already resigned from the Union and he did not believe that he had standing to appear before the board because he was no longer a member of the Union; that he became aware that the Union had refused delivery of his response letter when it showed up in his mailbox in late February or early March 2007; and that the mailing address on the envelope he used for his response letter is exactly the same as the address he placed on his resignation letter. On cross-examination Jeffery Clark testified that his brother Greg Clark works for Power at the Mosaic Condominium jobsite at Almeda and McGregor; that he started on the Beltway job for Power on December 13, 2006; that he left Wayne because with the new collective bargaining agreement "[w]e didn't get hardly any money on our contract [and] … [he] had stuck with it as long as … [he] could, decided … [he] had enough" (transcript page 31); that while he was making about $23 an hour5 at Wayne, the Company had not given him a raise and the new collective bargaining agreement did not have "any significant money on it" (transcript page 32); that in mid-November 2006 he gave his resume to his brother Greg to submit to Power6; that Asia Cameron from Power's human resources department contacted him in late November and she sent him information describing Power's pay and benefits; that his brother Greg gave him the airline tickets for his trip to Florida when he met him at the airport on Sunday December 10, 2006; that his brother Greg went with him to Florida so that his brother could attend a project managers meeting on December 11, 2006; that he did not fill out an application for Power before December 10, 2006, and the only conversation he had with a representative of Power was with Cameron when she told him what the job would entail, the pay, and the benefits; that his brother Greg worked for Wayne before going with Power; and that he signed (in 1989) Respondent's Exhibit 1, which indicates that he agrees "to conform to and abide by the Constitution and laws of the I.B.E.W. and its Local Unions. I will further the purposes for which the I.B.E.W. is instituted. I will bear true allegiance to it and will not sacrifice its interest in any manner." On redirect Jeffrey Clark testified that he was interviewed at Power in Florida on Monday December 11, 2006; and that he accepted a job offer from Power on the afternoon of December 11, 2006. Easton testified that regularly at Union meetings he would state that if a member felt that he needed to work for a non-signatory contractor, the organizing department of Local 716 would help them get that job; that the three Charging Parties did not contact Local 716's organizing department before they went to work for Power; that other members of Local 716 left Wayne for Power prior to the three Charging Parties, namely Greg Clark and Jim Michna; that the Union filed internal charges against Greg Clark and Michna, and they neither resigned from the Union nor did they file charges with the National Labor Relations Board (Board); that the Recording Secretary reads charges, which are placed in his mailbox, at the following regular union meeting, which is held the first Wednesday of every month; that the charge is then sent to the Trail Board of Local 716 to decide on a date for the trial, and then a letter is sent to the charged party; that none of the three Charging Parties in this proceeding showed up for their internal union trials; that he filed the charge against Jeffrey Clark after a member informed him that Jeffrey Clark had accepted a nonunion job; and that Respondent's Exhibit 4 is the International Brotherhood of Electrical Workers constitution, and while it is the new one, there are no language changes in it regarding the involved articles from the prior constitution which 5 Jeffrey Clark testified that he earned 5 percent over scale as a foreman and, as indicated on page two of General Counsel's Exhibit 6, his pay as foreman was $24.89 an hour. 6 He also sent his resume to his older brother in New York regarding a possible job in that State with the nonunion Company his brother worked for. JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 5 was in effect at the time the involved incidents occurred. On cross-examination Easton testified that Article 25 of the constitution deals with misconduct, offenses, and penalties; that it is a violation for a member to either apply for or solicit work from a nonunion contractor; and that this situation is covered by the general catch all rule in Article 25, Section 1, subsection (e); that Article 25, Section 1, subsection (f) deals with working for or on behalf of a contractor whose position is adverse or detrimental to the IBEW; that Article 25, Section 1, subsection (q) states "working for any individual or company declared in difficulty with a local union or the IBEW in accordance with this constitution" (transcript page 114); that the difference between Article 25, Section 1, subsection (f) and (q) is that only one includes other unions; that specific language that prohibits a member from soliciting or applying for work for a nonunion employer is found in Article 25, Section 1, subsection (e), which is set forth above; that there is no specific language in the constitution that states that it is a violation for a member to apply for work with a nonunion employer; that when he was referring to getting a job with a nonunion contractor he was referring to organizing activities on behalf of Local 716; that he cited the three Charging Parties for accepting work with a nonunion employer; that in each of the involved internal union charges he filed he did not write accepting or soliciting work with a nonunion employer but in each instance he wrote working for a nonunion or nonsignatory contractor; that when the internal union charge was brought against Greg Clark he had not even attempted to resign his membership in the Union when he was working for Power; that with respect to one of the three Charging Parties, Wayne Smith of Wayne telephoned him to tell him that he was losing an employee to Power but he, Easton, did not recall which of the three Charging Parties was the subject of that telephone call; that a member notified him that Jeffrey Clark had accepted a nonunion job; that individual union members who alleged misconduct on the part of the Charging Parties could have filed the internal union charges themselves and they are not required to have Easton file the charge; that there are no written rules requiring a member to submit his resignation from the Union in writing; that he was sanctioning the three Charging Parties because they had solicited and accepted a job with a nonsignatory contractor, and this was the case even though the dates of the violations he alleged regarding Guardiola and Dray were after they were already working for Power; that submitting an application to a nonunion employer is a violation in his opinion; and that he recognizes that the three Charging Parties have a right to resign from the Union if they so choose. On or about December 21, 2006, the Union sent the same letter, Joint Exhibit 7, to Guardiola that it sent to Clark, Joint Exhibit 1 described above, except that Guardiola's letter does not allege a violation of Article 19, Section 5 of the Local Union 716 Bylaws, and the date of Guardiola's meeting is January 16. The attached charge refers to a violation which allegedly occurred on November 6, 2006 at McGregor and Almeda involving working for a nonunion contractor. Guardiola testified that he had been a member of the Union and worked for Wayne for about 10 years or since May 1996; that when he left Wayne on November 2, 2006 he was a service truck driver foreman; that he accepted a job with Power on October 12, 2006; that he notified Wayne on October 23, 2006 that he would be leaving them in that he told his supervisor Juan Hernandez that he was giving him 2 weeks notice and he had already accepted an offer from another company; that Hernandez guessed that he was going to work for Power since Hernandez knew Greg Clark, who left Wayne, was working for Power; that on November 1, 2006 while he was working for Wayne, Adrian Sauceda, who is an official at the Union and also a high school friend, telephoned him during a break and told him that he wanted to meet with him about leaving Wayne; that he agreed to meet Sauceda at the Union hall around 12:10 p.m.; that Sauceda, in the Union hall lobby, told him that he was making a big mistake in leaving Wayne and he told Sauceda that he had already accepted an offer; that he met with three union JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 6 representatives in Easton's Union hall office, namely Easton, David Alley, who is President of he Union, and Sauceda; that the meeting lasted 30 minutes and Easton did most of the talking; that they discussed what it meant to be a member of the Union, his family, Power, and his pension; that with respect to his family, Easton said that he should not leave Wayne, which had been around for 30 years to move to a new company and take a chance; that Easton asked him if he had done any research on the Power; that he told the Union representatives that he had already made his mind up and he was leaving, he wanted out; that when he said that he wanted out he was referring to the Union; that he told the Union representatives that he paid his dues out of his credit union account, he had paid months in advance, and he should be reimbursed since he quit the Union on November 1, 2006; that the three Union representatives did not respond to this; that he is not aware of any rule requiring a membership resignation be in writing; that after this meeting he went over to the credit union, which is a couple of buildings from the Union hall, and told the credit union representative that he quit the Union and he wanted them to stop taking the dues out of his credit union account; that he also asked the credit union representative if he could get reimbursed for some of the dues paid and she told him that he could but the money had already been taken out and it had already been paid; that his last day with Wayne was November 2, 2006 and his first day with Power was November 6, 2006; that with respect to Joint Exhibit 7, he was working for Power on November 6, 2006 but he did not believe that he was still a member of the Union; that he sent a response, General Counsel's Exhibit 13 dated January 4, to the charge, certified return receipt requested but he used his wife's maiden name, Martha Porcayo, and his mother-in-law's address as the sender's name and address since he had heard that letters were being rejected by the Union; and that as indicated on the return receipt requested green card, Dora Moline at the Union hall signed for the letter which was addressed to Easton, as indicated on page three of General Counsel's Exhibit 13. Guardiola's January 4 letter to Easton reads as follows: This letter is to notify you and the Trial Board of I.B.E.W., Local Union #716 that I will not be attending the hearing in regards to my alleged violation of working for a nonunion contractor, as stated in your letter to me dated December 21, 2006. Due to my right to resign from union membership at any time and the fact that resignation was given to I.B.E.W., Local Union #716 and Wayne Electric in advance, the charges filed against me are unfounded. On November 1, 2006, I received a phone call from Adrian Sauceda requesting a meeting during lunch time in order to discuss my resignation previously given to Wayne Electric, Inc. It was at this meeting on November 1, 2006, in which I gave my verbal resignation to YOU, Adrian Sauceda, and David Alley. Furthermore, under federal labor law and the state's Right to Work Law, I have the right to resign from union membership at any time. Even so, the I.B.E.W., Local Union # 716 is still trying to discipline me for my nonunion employment, even though it no longer has authority over my post-resignation conduct. On cross-examination Guardiola testified that he signed (in 1997) Respondent's Exhibit 3, which was his oath and obligation when he joined the Union. As noted above, it indicates that he agrees "to conform to and abide by the Constitution and laws of the I.B.E.W. and its Local Unions. I will further the purposes for which the I.B.E.W. is instituted. I will bear true allegiance to it and will not sacrifice its interest in any manner." Guardiola further testified that he contacted Greg Clark in early October 2006 about a job with Power; that Greg Clark told him to send him his resume and he would forward it to Asia Cameron in Florida; that he accepted the offer to work for Power on October 12, 2006; that he had not taken any action to notify the Union prior to that date; that when Sauceda telephoned he did not tell him that he was leaving Wayne or JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 7 resigning from the Union, and it was Sauceda who said that he heard that Guardiola was leaving Wayne for Power; that he did not give Wayne a written resignation and he did not bring any written resignation down to the Union hall with him; that his last day with Wayne was the day after he met at the Union hall; that he started working for Power at its Houston Mosaic jobsite on Almeda on the following Monday, November 6, 2006; that he mailed his response letter to the Union on January 13 and the Union received it on January 16; that while the letter indicates "CC: National Labor Relations Board; I.B.E.W. - Washington office," he did not send these copies and he engaged in this tactic because he believed that it would stop Local 716 from sending "these letters." (transcript page 97) On redirect Guardiola testified that he was not aware of any requirement that he notify the Union that he had been contacted or he was contacting a nonunion employer about a potential employment opportunity; that he intended to meet with someone at the Union hall on his very last day of work with Wayne because he was working at Baylor College of Medicine, which is a majority union job, and he did not want to start anything; and that he is not aware of any requirement that his resignation had to be in writing. Easton testified that he was told by a member - he could not recall who - that Guardiola had accepted a job with a nonunion contractor, and he told Sauceda to contact Guardiola to arrange a meeting; that during the meeting at the Union hall with Guardiola on November 1, 2006 Guardiola was informed that internal Union charges would have to be filed; that Guardiola said that he understood that but he had to do what was best for his family; that he did not recall whether during that meeting Guardiola ever said that he wanted to resign his membership from the Local; and that Guardiola did not hand him any papers that said that he wanted to resign. On cross-examination Easton testified that the meeting with Guardiola lasted 45 minutes; that they discussed Guardiola leaving Wayne; that he informed Guardiola that he would bring internal union charges against him; that during this 45 minute meeting Guardiola never made any statements requesting to resign from the Union; and that he believed that he found out about Guardiola's alleged violation from Wayne Smith. By separate letters dated January 18, Joint Exhibits 2 and 8, the Union advised Jeffrey Clark and Guardiola, respectively, as here pertinent, that the Executive Board, sitting as a Trial Board of Local Union 716, fined each one of them a total of $4,500.00 for violating Subsections (a), (e) and (q) of Section 1 of Article XXV of the I.B.E.W. Constitution. Jeffrey Clark testified that he received Joint Exhibit 2 in late January; that he did not receive a telephone call about the charges before he received this letter; that it was his understanding that he could resign his union membership in person or by letter; that he is not aware of any rule prohibiting union members from accepting or submitting applications of employment with a nonunion employer prior to resigning from the union; and that the only union rule he knew was that a member could not work for a nonsignatory contractor. Guardiola testified that prior to receiving Joint Exhibit 8 he was not contacted by anybody from the Union with respect to these allegations; that he is not aware of any rule that the Union has that requires a member to have submitted his resignation in writing; and that he has never seen any rule from the Union that prohibits you from applying or accepting a job offer from a nonunion employer while a member of the Union. On or about February 8 the Union sent the same letter, Joint Exhibit 3, to Dray that it sent to Clark, Joint Exhibit 1 described above, except that Dray's letter does not allege a violation of Article 19, Section 5 of the Local Union 716 Bylaws, and the date of Dray's meeting JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 8 is March 6. The attached charge refers to a violation which allegedly occurred on January 16 at McGregor and Almeda involving working for a nonsignatory contractor. Dray testified that he was a member of the Union for about 17 years; that he started in the apprenticeship program in 1989 when he went to work for Wayne, and he stayed with Wayne for 17 years; that he was a General Foreman when he left Wayne; that he accepted a position with Power in early January 2007; that he notified Mike Pesl, the Vice President of Wayne on the morning of January 8 that he would be leaving that Company; that he told Pesl that he was going to work for Power; that later on the morning of January 8 he attempted to set up a meeting with Easton by telephoning Easton's office at the Union hall and speaking to Easton's secretary; that on January 8 he was not able to set up the meeting with Easton that day and he did not tell Easton the purpose of the meeting; that he was able to meet with Easton on January 9 at 4:30 p.m.; that he, Easton, Roger Foster, who is an organizer, and Alley were present in Easton's office during the meeting; that the meeting lasted about 1 hour and Alley did most of the talking; that when he told them that he was going to resign and he did not want to give them the opportunity to "mess" with his pension, Alley said "Oh, you want your cake and eat it, too" (transcript page 56); that he was told that he owed the Union in that all that he earned came from the Union contractor Wayne; that at the end of the meeting he gave Easton a document which indicated that he was resigning from the Union; that Easton read it, pushed it back across the table, and said that he wasn't going to accept that; that he then said that he would send it certified; that he sent a letter, General Counsel's Exhibit 7, on January 10 to the Union indicating that effective January 8 he resigned from the Union; that as indicated by the third page of General Counsel's Exhibit 7, which is the envelope, the mailing, addressed to "IBEW LU. 716, 1475 NORTH LOOP WEST, HOUSTON TX. 77008, ATT: JOHN EASTON, JR." was returned to sender because it was "Refused"7; that General Counsel's Exhibit 8 is the United States Postal Service "Track and Confirm" printout that he obtained from the Internet, which corroborates that Dray's January 10 letter was "Refused"; that he then contacted the National Labor Relations Board (Board) and was advised that a verbal resignation was sufficient but that he should attempt to send another registered mail letter to the Union; that he complied with this advice mailing another resignation letter certified return receipt requested to the Union, General Counsel's Exhibit 9, on January 188; that the January 18 letter to the Union was also returned to him "Refused"; that that General Counsel's Exhibit 10 is the United States Postal Service "Track and Confirm" printout that he obtained from the Internet, which corroborates that Dray's January 18 letter was "Refused"; that his last day working for Wayne was January 19; that General Counsel's Exhibit 11 is the "VERIFICATION OF CONDITIONAL JOB OFFER" he filled out and signed for Power on "1-16-07"; that General Counsel's Exhibit 12 is the Form W-4 he filled out and signed for Power on "1-16-07"; that he began working for Power on January 24 on the Houston Mosaic job; that he received Joint Exhibit 3 in the mail; that the attached charge alleges that he worked for a nonsignatory contractor on January 16 at 8 a.m.; that he was working for Wayne on January 16 at 8 a.m.; and that Wayne did not have a jobsite at McGregor and Almeda. On cross-examination Dray testified that he received his electrical training through the IBEW Local 716 sponsored apprenticeship program; that when this fact was brought up at the meeting he had at the Union hall on January 9, he indicated that he had more than repaid his debt to the Union; that he found out about Power from Greg Clark, whom he contacted at home at the end of December 2006; that when he telephoned the Union hall on January 8 he spoke 7 The envelope has Dray's name and address on the upper left hand corner. 8 The envelope does not have Dray's name and address in the upper left hand corner but the green return receipt attached to the envelope does have Dray's name and address. JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 9 with a secretary and Easton, who told him that he was not available on January 8 but he was available on January 9 at 4:30 p.m. and he definitely wanted to talk to him; that on January 8 he did not tell Easton why he wanted to meet with him; that Pesl asked him if he was leaving Wayne to work for Power; that while he figured that the resignation letter he gave to Easton on January 9 would end up in the trash if he left it on the table, he is not sure that he did not leave it on the table after Easton read it and pushed it back at him; that he did not send a copy of his resignation letter to International Vice President Jonathan Gardner, as he indicated he would in General Counsel's Exhibit 9, because he decided, after speaking with someone at the Board, that there was no need for that; and that when he signed General Counsel's Exhibits 11 and 12 he was at his home, and Power had mailed these two documents to him. Easton testified that he met with Dray on January 9; that he found out about Dray's situation on January 8 from a member who notified the Union that Dray accepted a job with a nonunion employer; that while he recalled meeting with Dray, he did not recall Dray saying during that meeting that he wanted to resign his membership; that he did not recall Dray "hav[ing] some piece of paper or hand[ing] you a resignation or leav…[ing] it there in the hall" (transcript page 108); and that Dray did not say he was going to send him a certified letter, nothing was discussed about resignation. On cross-examination Easton testified that during his 30 - 45 minute meeting with Dray there was no discussion at all regarding Dray resigning from the Union; that Dray just spoke about resigning from Wayne; that they also discussed other things such as pension and training; that a member contacted him to report this alleged violation; and that he did not recall the name of the member who reported the alleged violation by Dray covered in Joint Exhibit 3. By letter dated March 12, Joint Exhibit 4, the Union, as here pertinent, advised Dray as follows: "Please be advised all charges filed against you by Brother John E. Easton, Jr. were withdrawn by Brother Easton at the Trial Board meeting held on Tuesday, March 6, 2007." By letter dated March 23, Joint Exhibit 5, the Union sent the same letter to Dray that it sent to Clark, Joint Exhibit 1 described above, except that Dray's letter does not allege a violation of Article 19, Section 5 of the Local Union 716 Bylaws, Subsections (f) and (j) are added,9 and the date of Dray's meeting is April 18. The attached charge refers to a violation which allegely occurred on February 19 at McGregor and Almeda involving working for a non- signatory contractor. Dray testified that it was his understanding that on February 19 he was not still a member of the Union. On cross-examination Easton testified and that he did not recall, regarding Joint Exhibit 5, who reported to him that there was a violation going on with respect to Dray; that his evidence was that Dray had been seen at the nonunion jobsite at McGregor and Almeda; and 9 The two additional subsections read as follows: (f) Working for, or on behalf of, any employer, employer-supported organization, or other union, or the representatives of any of the foregoing, whose positions is adverse or detrimental to the I.B.E.W. …. (j) Making known the business of a L.U., directly or indirectly, to any employer, employer-supported organization, or other union, or to the representatives of any of the foregoing. JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 10 that he also relied on the knowledge that, as here pertinent, Dray had accepted a job with a nonunion contractor. By letter dated March 23, Joint Exhibit 9, the Union advised Guardiola, as here pertinent, that the Executive Board, sitting as a Trial Board of Local Union 716, expelled him for violating Subsections (a), (e), (f), (j), and (q) of Section 1 of Article XXV of the I.B.E.W. Constitution. Guardiola testified that prior to receiving Joint Exhibit 9 he was not contacted by anybody from the Union with respect to these allegations. By letter dated April 26, Joint Exhibit 6, the Union advised Dray, as here pertinent, that the Executive Board, sitting as a Trial Board of Local Union 716, expelled him for violating Subsections (a), (e), (f), (j), and (q) of Section 1 of Article XXV of the I.B.E.W. Constitution. Dray testified that no one from the Union telephoned him or spoke to him before he received Joint Exhibit 6; that he is not aware of any rule requiring that his membership resignation must be in writing, and no one ever told him this; and that while it was his understanding that he could be disciplined by the Union for applying for a job with a nonunion employer, he never read any rule stating that a member could be sanctioned for applying for a job. On cross-examination Dray testified that he signed (in 1991) Respondent's Exhibit 2, which indicates that he agrees "to conform to and abide by the Constitution and laws of the I.B.E.W. and its Local Unions. I will further the purposes for which the I.B.E.W. is instituted. I will bear true allegiance to it and will not sacrifice its interest in any manner." On redirect Easton testified, with respect to the unclaimed or refused certified, return receipt letters described above, that: The only explanation I could have is I do have a policy that if it's addressed to my name and I'm not available by phone or can be contacted, that they're not to accept it, because it could start time lines as far as I've got 18 different contracts. It could establish a time line, and I might not be back in town for another week and a half, and so, therefore, that's why it's not accepted. [Transcript pages 129 and 130] Easton further testified that he travels frequently to various points in the United States. Analysis Paragraphs 9(a), 10, and 11(a) of the complaint collectively allege that on or about January 18 Respondent unlawfully imposed a fine on employee Guardiola after the Respondent became aware that the employee resigned membership and accepted work with a nonunion employer; and that Respondent engaged in this conduct even though Guardiola had previously tendered to Respondent a valid membership resignation and was not a member of Respondent. On brief Counsel for General Counsel contends that Guardiola resigned his union membership prior to working for Power; that there is no rule requiring Guardiola to submit his membership resignation in writing, citing Iron Workers Local 627 (National Steel), 298 NLRB 29 (1990) in which the Board held that without an established method for resignation, a member may communicate to the union his intent to resign in any reasonable way so long as the intent to resign is clearly conveyed; that Guardiola orally submitted his membership resignation to the Union on November 1 during a meeting with Easton and two other Union officials, telling them JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 11 that he had accepted employment with a nonunion employer, he wanted out, he quit, and he wanted to be reimbursed for his prepaid union dues from the date of his resignation; that an oral resignation is effective when delivered, and a fine applied after the effective resignation for working for a nonunion company after the effective resignation is invalid, Machinists Local 758 (Menasco, Inc.), 275 NLRB 755, 759-760 (1985); that since he did not begin working for Power until November 6, 2006, his November 1, 2006 resignation was effective prior to the date he began working for Power; that retaliating against a former union member for resigning from the union is a violation of Section 8(b)(1)(A) of the Act; that contrary to the assertions of Easton, the involved employees were not disciplined for merely applying for work with a nonunion employer prior to resigning their union membership, rather they were disciplined for their post-resignation conduct of actually working for a nonunion contractor in view of (1) the nature of the violation identified on the charges filed by Easton, namely working for a nonunion or a nonsignatory contractor (There is no mention in the charges of applying for or accepting an employment offer from a nonunion contractor.), (2) the date of the alleged incidents identified on the charges by Easton (The dates of the alleged violation for Guardiola and Dray were after they had effectively resigned from the Union and began working for Power.), (3) the plain meaning of the constitutional provisions cited by Easton in the charges he filed against the employees, and (4) the enforcement of a rule restricting employees from applying for work with nonunion firms is contrary to the public policy underlying the Act since (a) Section 8(b)(1)(A) of the Act declares that it shall be an unfair labor practice for a union to restrain or coerce employees in the exercise of their rights guaranteed in Section 7, (b) Section 7 of the Act accords employees the right to form, join or assist unions and the right to engage in concerted activities, and also the right to refrain from any an all of such activities, and (c) the enforcement of a rule which prohibits union members from giving consideration to non-union employment opportunities prior to resigning their union membership places an undue burden on the employees' exercise of their right to refrain from Section 7 activities; that the date of Guardiola's alleged violation is November 6 while Guardiola resigned his Union membership on November 1 and actively began working for Power on November 6; that it is 'nonsensical' for Easton to maintain that he filed disciplinary charges against Guardiola for anything other that "working" for a nonunion contractor as specified in the internal union charge Easton filed; that the involved Constitutional provisions speak to a situation when a member is "working" for an employer with an interest adverse to the Union; that the Union has a legitimate interest in prohibiting a member from working for a nonunion company while retaining the benefits of unionization; that the Constitution does not prohibit members from seeking employment with a nonunion company and then resigning their membership prior to actually working for that nonunion company; that none of the members involved herein sought to retain the benefits of their union membership while working for Power; that Easton is not credible as his testimony was disputed by the credible testimony of multiple witnesses, disputed by documentary evidence received herein, and uncorroborated by admitted union agents with knowledge of key events; that an adverse inference may be drawn regarding the Union's failure to call other union officials (Alley, Sauceda, and Foster) to corroborate Easton's testimony on key disputed factual issues, Queen of the Valley Hosp., 316 NLRB 721 (1995); and that such an inference is warranted in the instant proceeding where the Union had notice well in advance of the trial that Alley and Sauceda were relevant witnesses and it did not call them to corroborate Easton's testimony. On brief Respondent argues that Easton credibly testified that Guardiola at no time submitted a resignation, either in writing or orally; that even if Guardiola's testimony that he orally resigned his union membership on November 2, 2006 is credited, Guardiola accepted an offer from Power on October 12, 2006 and advised Wayne on October 23, 2006 that he was leaving that Company; that seeking employment with a nonunion company and accepting an offer with that company during the time he was member of the Union gives rise to a violation of Article XXV, Sections 1(a) and (e) of the Constitution; and that if Guardiola resigned on JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 12 November 2, 2006, the Order should only require rescission of that portion of the fine which could be concluded was attributable to post-resignation conduct, as the alleged violations of Article XXV, Section 1(a) and (e) are fully supported by the conduct in which Guardiola admittedly engaged prior to November 2, 2006, Newspaper Guild, Local 3, 272 NLRB 338 (1984). I do not find Easton to be a credible witness. The internal union charges he filed contradict the positions he took while testifying at the trial herein. He lied under oath about Guardiola's oral resignation to him and the two other union officials present at the above- described meeting with Guardiola at the Union hall. Easton lied under oath about Dray's January 9 written resignation which Dray gave to Easton at the Union hall with two other union officials present. With respect to both of these meetings, the Respondent chose not to call the other two other union officials present notwithstanding the fact that the testimony of Easton was challenged by Guardiola and Dray. Counsel for General Counsel requests an adverse inference to be drawn regarding the Union's failure to call the other union officials to corroborate Easton's testimony on key disputed factual issues. In the circumstances of this case such an adverse inference is warranted. When a party fails to call a witness who may reasonably be assumed to be favorably disposed to the party, an adverse inference may be drawn regarding any factual question on which the witness is likely to have knowledge. It may be inferred that the witness, if called, would have testified adversely to the party on that issue. While an adverse inference is unwarranted when both parties could have confidence in an available witness' objectivity, it is warranted where the missing witnesses are officials of the Respondent. International Automated Machines, 285 NLRB 1122 (1987). It has been demonstrated that Respondent violated the Act as alleged in paragraphs 9(a), 10, and 11(a) of the complaint. I find Guardiola to be a credible witness. I credit his testimony that on November 1, 2006, while he met with Easton, Alley, and Sauceda at the Union hall, he told them that he had already made his mind up and he was leaving, he wanted out, he paid his dues out of his credit union account, he had paid months in advance, and he should be reimbursed since he quit the Union on November 1, 2006. As pointed out by Counsel for General Counsel on brief, without an established method for resignation, a member may communicate to the union his intent to resign in any reasonable way so long as the intent to resign is clearly conveyed. Here, the intent was clearly conveyed. Guardiola resigned from the Union on November 1, 2006, well before he began working for Power on November 6, 2006. Easton's internal union charge refers to Guardiola working for a nonunion contractor on November 6, 2006. The Union knew that Guardiola resigned from the Union before he began working for Power. There was no basis in fact for Easton's internal union charge against Guardiola. The fine that was imposed on Guardiola was unlawful. It violated Section 8(b)(1)(A) of the Act. Paragraphs 9(b), 10, and 11(a) of the complaint collectively allege that on or about January 20 Respondent unlawfully imposed a fine on employee Jeff Clark after the Respondent became aware that the employee resigned membership and accepted work with a nonunion employer; and that Respondent engaged in this conduct even though Jeff Clark had previously tendered to Respondent a valid membership resignation and was not a member of Respondent. On brief Counsel for General Counsel contends that Jeff Clark resigned his union membership prior to working for Power; and that Jeff Clark submitted his resignation in writing via certified mail on December 5, 2006 specifying the effective date of his resignation as December 9, 2006, which was 2 days prior to the date he began working for Power. On brief Respondent argues that although the employment acceptance document JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 13 (General Counsel's Exhibit 4) post-dates his December 9, 2006 resignation of membership in the Union, the facts make it clear that Jeffrey Clark solicited and "accepted nonunion employment prior to his request to resign from Union membership" (Respondent's brief page 9 with emphasis in original); that "[s]olicitation and acceptance of work with a nonunion contractor constitutes a frontal attack on … [one of the purposes of its Constitution, namely to organize all workers in the entire electrical industry in the United States and Canada] and, therefore, violate the first prong of Article XXV, Section 1(e)" (Id. at page 10); that Jeffrey Clark's actions interfered with the performance by the Union of its contractual obligations to provide Wayne with a highly qualified and stable work force; that since the charge against Jeffrey Clark refers to his conduct on December 6, 2006 and Jeffrey Clark's resignation was not effective until December 9, 2006, the charge made no effort to penalize Clark for his post resignation conduct; that a union needs only to show some evidence to justify discipline; and that Respondent had some evidence in support of its allegation in that Jeffrey Clark resigned from Wayne and he was at the Mosiac jobsite of Power on December 6, 2006. First, contrary to Respondent's assertion on brief, Jeffrey Clark did not accept an offer to work for Power "prior to his request to resign from Union membership." One cannot accept an offer before it is made. Power made the offer on December 11, 2006. Jeffrey Clark accepted the offer after it was made on December 11, 2006. Jeffrey Clark resigned his Union membership effective December 9, 2006. Consequently, Jeffery Clark did not accept an offer to work for Power "prior to his request to resign from Union membership." Second, Jeffrey Clark did not accept "work" with Power until after he resigned his union membership. Indeed, Jeffery Clark did not even accept an offer to work for Power until after he resigned his union membership. Third, while Easton's charge refers to Jeffrey Clark's conduct on December 6, 2006, Easton's testimony that he filled out the form on December 6, 2006, must be viewed in light of the fact that Easton is not a credible witness. Also it is noted that the charge form did not, at that time, have a line for the date when the charge was drafted. As demonstrated by General Counsel's Exhibit 5, the form, which was updated "02/08/2007," has a line at the top of the form for the "Date." Like the prior form, it also has a line for the date of the violation. And finally, it is noted that the Union refused the acceptance of Jeffery Clark's certified, return receipt requested letter which explained and documented that he was working for Wayne on December 6, 2006. From a common sense standpoint, the fact that Jeffery Clark, while still on the payroll of Wayne, made an after Wayne work hours visit to a Power's jobsite where his brother was working is not evidence which would warrant, in the mind of a reasonable person without an agenda, internal union charges and discipline. And when one considers the fact that the Union denied Jeffrey Clark the right to explain his conduct by refusing to accept his certified, return receipt requested letter, it can only be concluded that the Union did not act in a reasonable manner.10 Easton had an agenda, and he carried it out. While the totally innocent conduct Easton cited in his charge occurred before Jeffery Clark's resignation from the Union was effective, Jeffrey Clark was punished by the Union for his post resignation conduct, namely 10 Easton is not a credible witness. The Union did not call anyone who would have been in the position to refuse acceptance of a certified, return receipt requested letter pursuant to the instructions of Easton to corroborate Easton's testimony. Additionally, while Easton testified in general about having to travel, no attempt was made to corroborate Easton's testimony with documents showing that he was not in Houston when the letters were refused. Surely, the Union reimburses Easton for travel on its behalf. Surely there are Union records of his expenditures during his travels for the Union. Such records would give the dates of his travel. Easton's testimony, unless corroborated by a reliable witness or reliable documentation, is not credited. JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 14 going to work for Power, which did not occur until after Jeffery Clark's resignation from the Union was effective. The Respondent violated the Act as alleged in paragraphs 9(b), 10, and 11(a) of the complaint. Paragraphs 9(c), 10, and 11(a) of the complaint collectively allege that on or about March 23 Respondent unlawfully expelled employee Guardiola after the Respondent became aware that the employee resigned membership and accepted work with a nonunion employer; and that Respondent engaged in this conduct even though Guardiola had previously tendered to Respondent a valid membership resignation and was not a member of Respondent. In view of the finding above that Respondent unlawfully fined Guardiola, it logically follows that when the Respondent expelled Guardiola for the same false reason it again acted unlawfully. Respondent violated the Act as alleged in paragraphs 9(c), 10, and 11(a) of the complaint. Paragraphs 9(d) and 11(b) of the complaint alleges that on or about January 9, 11, and 17 Respondent unlawfully failed to accept a valid union resignation from Dray; and that Respondent engaged in this conduct to preclude employee Dray from resigning union membership and accepting work with a nonunion employer. On brief Counsel for General Counsel contends that Dray submitted his resignation personally on December 9, 2006 and then via certified mail on January 10 and 18; that although Easton attempted to thwart Dray's resignation efforts on January 9 by returning Dray's resignation letter to Dray after he, Easton, read it, the Board, in Pattern Makers (Michigan Model Mfrs.), 310 NLRB 929, 930 (1993), held that "[w]hen a member personally serves an agent at the member's work place, as well as at the union hall, with a notification of resignation, the resignation shall be effective upon receipt"; that in his January 10 and 18 certified letters to Easton, Dray reiterated his request to resign his membership and chronicled his prior attempts to personally hand deliver his resignation to Easton on December 9, 2006; that Easton's refusal to accept delivery of Dray's certified letters of January 10 and 18 was a continuation of Easton's effort to undermine the effectiveness of Dray's resignation; and that the two mailed resignations were effective upon their deposit in the mail, Pattern Makers, supra. On brief Respondent argues that the written resignation which Dray testified he passed to Easton on January 9 for his signature, and which Easton passed back to him after reading it was not produced at trial; that Easton credibly testified that no Dray written resignation was shown or offered to him on January 9 by Dray; that Easton further testified that Dray made no oral request to resign in that meeting; that with respect to Dray's two refused certified, return receipt requested letters, contrary to the complaint allegation, it was not possible for the refusal to accept valid resignations from Dray "to preclude employee Dray from … accepting work with a nonunion employer" in that Dray had already accepted work from Power on January 3; that while it is possible to argue that the refusal could have constituted an effort to preclude Dray from resigning his Union membership, there was no indication on the envelopes that they contained resignations; that Easton testified that the mail was refused because, as Business Manager, he travels extensively and cannot be responsible for time-sensitive mail sent to him personally during his absences from the office; and that since the evidence fails to establish that Respondent's failure to accept General Counsel's Exhibits 7 and 9 was for the two discriminatory reasons alleged, this allegation should be dismissed. Contrary to Respondent's assertion on brief that Dray already accepted work from Power on January 3, Dray did not sign his "VERIFICATIOIN OF CONDITIONAL JOB OFFER" and Form W-4 for Power until January 16 and he did not report for work at Power's Mosiac jobsite JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 15 until January 24. Easton is not a credible witness. I do not credit his testimony regarding what happened at the meeting in the Union hall on January 9 with Dray. Additionally, I grant the request of Counsel for General Counsel for an adverse inference regarding the Union's failure to call the other two union officials who were present at the January 9 Union hall meeting with Dray. I credit the testimony of Dray. Dray testified that when he told the three Union officials who were present at the January 9 meeting at the Union hall that he was going to resign and he did not want to give them the opportunity to "mess" with his pension, Alley said "Oh, you want your cake and eat it, too" (transcript page 56). Alley did not testify and, therefore, he did not deny making this statement. Dray also testified that at the end of the meeting he gave Easton a document which indicated that he was resigning from the Union, Easton read it, pushed it back across the table, and said that he wasn't going to accept that. And Dray testified that he then told Easton that he, Dray, would send his written resignation certified. As pointed out by the Board in Pattern Makers (Michigan Model Mfrs.), supra at 930, When the member personally serves an agent of the labor organization, including the business agent at the member's work place, as well as at the union hall, with a notification of resignation, the resignation shall be effective upon receipt. When service of the resignation is by mail, the effective time and date of the resignation shall be 12:01 a.m. local time on the day following the deposit in the mail. The day regarded as the date of deposit shall be determined by postmark. This shall apply to all methods of mail delivery, including but not limited to regular mail, certified mail, registered mail, and special delivery. Here Dray on January 9 gave the Union both oral and written notification of his resignation from the Union. Here Dray on January 9 placed Easton on notice that since Easton would not accept his written resignation tendered to and read by Easton on January 9, Dray was going to send the written resignation to the Union by certified mail. That is exactly what Dray did. And again Easton refused to accept the written resignation that was sent by certified letters, return receipt requested. As noted above, I do not find Easton to be a credible witness. I do not credit Easton's testimony about why certified, return receipt letters were refused. Respondent violated the Act as alleged in paragraphs 9(d) and 11(b) of the complaint. Paragraphs 9(e), 10, and 11(a) of the complaint collectively allege that on or about April 26 Respondent unlawfully expelled employee Dray after the Respondent became aware that the employee resigned membership and accepted work with a nonunion employer; and that Respondent engaged in this conduct even though Dray had previously tendered to Respondent a valid membership resignation and was not a member of Respondent. On brief Counsel for General Counsel contends that Dray resigned his union membership on January 9, 10 and 18 and, therefore, his resignation was effective prior to being hired by Power on January 22 (Dray signed the "VERIFICATION OF CONDITIONAL JOB OFFER," General Counsel's Exhibit 11 on January 16 and he filled out and signed a Form W-4 for Power on January 16, General Counsel's Exhibit 12.) and beginning work on Power's Mosiac jobsite on January 24; that for the reasons described above, the assertion by Easton that the employees were disciplined for applying or accepting a job with a nonunion company vis-à -vis for working for a nonunion contractor is belied by Easton's own internal union charges against the involved employees; that while Easton charged that Dray committed the violation on February 19, Dray resigned his membership on January 9 and began working for Power on January 24; that in view of Easton's charge it is simply not credible for the Union to argue that the disciplinary action was targeted toward Dray's pre-resignation conduct; and that rather the record establishes that Easton clearly sought to punish Dray for his post-resignation conduct. JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 16 On brief Respondent argues that even if it is assumed that Dray effectively resigned from Respondent on January 9, Counsel for General Counsel has failed to demonstrate that a part of the charge against him relates in any way to Dray's conduct after January 9 (Easton's charge, page 2 of Joint Exhibit 5, refers only to conduct which occurred on "February 19, 2007 FEB.19, 2007."); that since Dray never effectively resigned, the charges against him were permissible; that Dray chose to send his letters addressed personally to the Local's top official, a men who does not normally handle such matters and who travels extensively, does not establish that the effort was effective; and that Counsel for General Counsel has failed to demonstrate that any of the internal union charges against Dray impermissibly penalized him for conduct in which he engaged after he allegedly resigned his Union membership. Contrary to Respondent's assertion on brief, Dray's two refused letters were not sent to Easton personally. The addressee on both was "IBEW L.U. 716." It is noted that below the address "ATT: JOHN EASTON, JR." appears. This hardly constitutes mail sent to him personally. As found above, Dray resigned his union membership both orally and in writing on January 9 during his meeting with Easton and two other union officials at the Union hall. That resignation was reiterated in Dray's two subsequent certified, return receipt requested letters which Respondent refused to accept because Dray placed the union officials on notice that since Easton did not accept his written resignation on January 9 Dray would send it to the Union by certified letter. The charge which allegedly resulted in Dray's expulsion from the Union refers to Dray's conduct on February 19, well over a month after Dray resigned from the Union. It has been demonstrated that Respondent violated the Act as alleged in paragraphs 9(e), 10, and 11(a) of the complaint. Remedy Having found that the Respondent has engaged in certain unfair labor practices, I find that it must be ordered to cease and desist and to take certain affirmative action designed to effectuate the policies of the Act. Counsel for General Counsel requests that since all of the involved discipline seeks to retaliate against employees for conduct they engaged in after the effective date of their union membership resignations, Respondent should post an appropriate notice regarding its unfair labor practices, rescind all of the disciplinary fines and expulsions levied against the involved employees, restore all privileges and benefits affected by the discipline, and notify the employees in writing when it has done so. This request is reasonable and should be granted. On these findings of fact and conclusions of law and on the entire record, I issue the following recommended11 ORDER The Respondent, International Brotherhood of Electrical Workers, Local 716, of Houston, Texas, its officers, agents, and representatives, shall 11 If no exceptions are filed as provided by Sec. 102.46 of the Board’s Rules and Regulations, the findings, conclusions, and recommended Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the Board and all objections to them shall be deemed waived for all purposes. JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 17 1. Cease and desist from (a) Unlawfully imposing fines on employees after the Respondent became aware that the employees resigned membership and accepted work with a nonunion employer, and even though the employees had previously tendered to Respondent a valid membership resignation and were not a member of Respondent. (b) Unlawfully expelling employees after the Respondent became aware that the employees resigned membership and accepted work with a nonunion employer, and even though the employees had previously tendered to Respondent a valid membership resignation and were not a member of Respondent. (c) Unlawfully failing to accept a valid union resignation from an employee so as to preclude the employee from resigning union membership and accepting work with a nonunion employer. (d) In any like or related manner restraining or coercing employees in the exercise of the rights guaranteed them by Section 7 of the Act. (2) Take the following affirmative action necessary to effectuate the policies of the Act. (a) Within 14 days from the date of this of this Order, rescind all of the disciplinary fines and expulsions levied against the involved employees, restore all privileges and benefits affected by the discipline, and within 3 days thereafter notify Jeff Clark, Arnold Guardiola, and Dale Dray in writing that it has done so and that it will not use the unlawful disciplinary action against them in any way. (b) Within 14 days after service by the Region, post at its union hall in Houston, Texas, copies of the attached notice marked “Appendix.â€12 Copies of the notice, on forms provided by the Regional Director for Region 16, after being signed by the Respondent’s authorized representative, shall be posted by the Respondent and maintained for 60 consecutive days in conspicuous places including all places where notices to employees and members are customarily posted. Reasonable steps shall be taken by the Respondent to ensure that the notices are not altered, defaced, or covered by any other material. In the event that, during the pendency of these proceedings, the Respondent has gone out of business or closed the facility involved in these proceedings, the Respondent shall duplicate and mail, at its own expense, a copy of the notice to all current employees and members and former employees and members who had been members at any time since January 9, 2007. (c) Sign and return to the Regional Director sufficient copies of the notice for posting by Wayne Electric, Inc., if willing, at all places where notices to employees are customarily posted. 12 If this Order is enforced by a judgment of a United States court of appeals, the words in the notice reading “Posted by Order of the National Labor Relations Board†shall read “Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board.†JD(ATL)-27-07 5 10 15 20 25 30 35 40 45 50 18 (d) Within 21 days after service by the Region, file with the Regional Director a sworn certification of a responsible official on a form provided by the Region attesting to the steps that the Respondent has taken to comply. Dated, Washington, D.C., September 25, 2007. ____________________ John H. West Administrative Law Judge JD(ATL)-27-07 Houston, TX APPENDIX NOTICE TO EMPLOYEES AND MEMBERS Posted by Order of the National Labor Relations Board An Agency of the United States Government The National Labor Relations Board has found that we violated Federal labor law and has ordered us to post and obey this Notice. FEDERAL LAW GIVES YOU THE RIGHT TO Form, join, or assist a union Choose representatives to bargain with on your behalf with your employer Act together with other employees for your benefit and protection Choose not to engage in any of these protected activities WE WILL NOT unlawfully impose fines on you after we become aware that you resigned membership and accepted work with a nonunion employer, and even though you had previously tendered to us a valid membership resignation and you were not a member of Respondent. WE WILL NOT unlawfully expel you after we become aware that you resigned membership and accepted work with a nonunion employer, and even though you had previously tendered to us a valid membership resignation and you were not a member of Respondent. WE WILL NOT unlawfully fail to accept a valid union resignation from you so as to preclude you from resigning union membership and accepting work with a nonunion employer. WE WILL NOT in any like or related manner restrain or coerce you in the exercise of the rights guaranteed you by Section 7 of the Act. WE WILL within 14 days from the date of the Board's Order, rescind all of the disciplinary fines and expulsions levied against the employees involved herein, restore all privileges and benefits affected by the discipline, and WE WILL, within 3 days thereafter, notify Jeff Clark, Arnold Guardiola, and Dale Dray in writing that we have done so and that we will not use the unlawful disciplinary action against them in any way. International Brotherhood of Electrical Workers, Local 716 Dated By (Representative) (Title) The National Labor Relations Board is an independent Federal agency created in 1935 to enforce the National Labor Relations Act. It conducts secret-ballot elections to determine whether employees want union representation and it investigates and remedies unfair labor practices by employers and unions. To find out more about your rights under the Act and how to file a charge or election petition, you may speak confidentially to any agent with the Board’s Regional Office set forth below. You may also obtain information from the Board’s website: www.nlrb.gov. 819 Taylor Street, Room 8A24 Fort Worth, Texas 76102-6178 Hours: 8:15 a.m. to 4:45 p.m. 817-978-2921. THIS IS AN OFFICIAL NOTICE AND MUST NOT BE DEFACED BY ANYONE THIS NOTICE MUST REMAIN POSTED FOR 60 CONSECUTIVE DAYS FROM THE DATE OF POSTING AND MUST NOT BE ALTERED, DEFACED, OR COVERED BY ANY OTHER MATERIAL. ANY QUESTIONS CONCERNING THIS NOTICE OR COMPLIANCE WITH ITS PROVISIONS MAY BE DIRECTED TO THE ABOVE REGIONAL OFFICE’SCOMPLIANCE OFFICER, 817-978-2925. Copy with citationCopy as parenthetical citation