Warp Mechanics, Ltd.Download PDFTrademark Trial and Appeal BoardJul 17, 2013No. 85183788 (T.T.A.B. Jul. 17, 2013) Copy Citation Mailed: 7/17/2013 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re Warp Mechanics, Ltd. ________ Serial No. 85183788 _______ Ashok Tankha of Lipton, Weinberger & Husick for Warp Mechanics, Ltd. Deborah Meiners, Trademark Examining Attorney, Law Office 110 (Chris A.F. Pedersen, Managing Attorney). _______ Before Quinn, Gorowitz and Hightower, Administrative Trademark Judges. Opinion by Quinn, Administrative Trademark Judge: Warp Mechanics, Ltd. filed, on November 23, 2010, an application to register the mark WARP MECHANICS (in standard characters) for “computer hardware; computer hardware for upload, storage, retrieval, download, transmission and delivery of digital content; computer networking hardware” in International Class 9. The application was filed under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), with applicant alleging first use anywhere and first use in commerce on November 17, 2010. THIS OPINION IS NOT A PRECEDENT OF THE TTAB Serial No. 85183788 2 The trademark examining attorney refused registration under Section 2(d) of the Trademark Act, 15 U.S.C. §1052(d), on the ground that applicant’s mark, when used in connection with applicant’s goods, so resembles the previously registered mark WARP (in typed form) for “computer software for creating, designing and/or simulation of programmable integrated circuitry; semi conductor; computer hardware; integrated circuit devices and programmable integrated circuit devices” in International Class 9,1 as to be likely to cause confusion. When the refusal was made final, applicant appealed. Applicant and the examining attorney filed briefs. Before turning to the substantive merits of the appeal, we direct our attention to an evidentiary matter. Applicant attached numerous exhibits to its brief (Exs. A-P). The examining attorney, in her brief, objected to Exhibits A and B (excerpts of two websites wherein registrant’s goods are described) because they were not timely made of record prior to the appeal. The objection is sustained. Trademark Rule 2.142(d) provides that the application record should be complete prior to the filing of an appeal, and the Board will ordinarily not consider additional evidence filed with the Board after the appeal is filed. Because Exhibits A and B were not timely introduced during the prosecution of the application, this 1 Registration No. 2394590, issued October 17, 2000; renewed. Serial No. 85183788 3 evidence is stricken from the record, and it has not been considered in making our decision. Given the nature of this evidence, however, we hasten to add that consideration of it would not have changed the result in this case. Applicant states “[a]lthough there is some relation between the goods of the parties” (Brief, p. 10), it argues that its goods are directed to sophisticated purchasers in specific niche markets such as media, entertainment and health sciences, whereas registrant’s goods are marketed to different industries. Applicant also points out that its goods are expensive, while registrant’s goods are relatively inexpensive. According to applicant, these factors mitigate against the likelihood of confusion. As to the marks applicant contends that they are “entirely different.” (Brief, p. 12). In urging that the refusal to register be reversed, applicant introduced literature about applicant’s and registrant’s respective products; a price quote and invoice for applicant’s goods; copies of third-party registrations; a client “testimonial”; a copy of registrant’s specimen; and photographs of applicant’s product packaging. The examining attorney maintains that the marks are highly similar and that the goods are identical in part as to “computer hardware,” and are otherwise closely related. In support of the refusal the examining attorney submitted excerpts of third-party websites, and third-party registrations. Serial No. 85183788 4 Our determination under Section 2(d) is based on an analysis of all of the probative facts in evidence that are relevant to the factors bearing on the issue of likelihood of confusion. In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973). See also, In re Majestic Distilling Company, Inc., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by §2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks”). We first consider the du Pont factor regarding the similarity/dissimilarity between the goods. Contrary to the gist of some of applicant’s arguments and evidence on this point, when comparing the goods, the respective identifications in the application and the cited registration control the analysis. In re Giovanni Food Co., 97 USPQ2d 1990, 1991 (TTAB 2011). Applicant’s identification of goods includes “computer hardware,” which is legally identical to registrant’s “computer hardware.” Not only do the goods specifically overlap as to “computer hardware,” but the broadly worded terminology “computer hardware” in registrant’s identification of goods Serial No. 85183788 5 encompasses the more specific type of computer hardware also identified in applicant’s identification of goods. See, e.g., In re Thor Tech, Inc., 90 USPQ2d 1634, 1638 (TTAB 2009). See also TMEP § 1207.01(a)(iii) (2013) (“If the cited registration describes goods or services broadly, and there is no limitation as to their nature, type, channels of trade, or class or purchasers, it is presumed that the registration encompasses all goods or services of the type described, that they move in all normal channels of trade, and that they are available to all classes of purchasers.”). Further, the goods are otherwise closely related computer hardware (and software) items. See, e.g., Octocom Systems Inc. v. Houston Computers Services Inc., 918 F.2d 937, 16 USPQ2d 1783 (Fed. Cir. 1990) (likelihood of confusion found between marks for computer hardware and computer software); and In re Teradata Corp., 223 USPQ 361 (TTAB 1984). Because the goods identified in the application and the cited registration are in-part identical, we must presume that the channels of trade and classes of purchasers are the same. We also note that there are no limitations in either applicant’s or registrant’s identification of goods. See Genesco Inc. v. Martz, 66 USPQ2d 1260, 1268 (TTAB 2003) (“Given the in-part identical and in-part related nature of the parties’ goods, and the lack of any restrictions in the identifications thereof as to trade channels and purchasers, these clothing items could be Serial No. 85183788 6 offered and sold to the same classes of purchasers through the same channels of trade.”); and In re Smith and Mehaffey, 31 USPQ2d 1531, 1532 (TTAB 1994) (“Because the goods are legally identical, they must be presumed to travel in the same channels of trade, and be sold to the same class of purchasers.”). In the face of well-established case law, applicant makes several feeble attempts to distinguish the goods, which the examining attorney ably dismisses in her brief. (Brief, pp. 9- 11). Principally, applicant relies upon extrinsic evidence to differentiate between the goods; however, an applicant may not restrict the scope of the goods covered in the cited registration by argument or extrinsic evidence. In re Bercut- Vandervoort & Co., 229 USPQ2d 763, 764 (TTAB 1986). Thus, any specific differences between the actual nature of the goods, or the prices of the goods (applicant’s goods assertedly are expensive whereas registrant’s goods are significantly less expensive), are irrelevant in our analysis. Absent any limitation, we presume that applicant’s and registrant’s “computer hardware” encompasses all types, including lower-cost hardware. Lest there be any question on the close relationship between the involved goods, the examining attorney’s evidence of several use-based third-party registrations show that the same entity has registered the same mark for goods of the types Serial No. 85183788 7 identified in the application and cited registration. “Third- party registrations which cover a number of differing goods and/or services, and which are based on use in commerce, although not evidence that the marks shown therein are in use on a commercial scale or that the public is familiar with them, may nevertheless have some probative value to the extent that they may serve to suggest that such goods or services are of a type which may emanate from a single source.” In re Mucky Duck Mustard Co., 6 USPQ2d 1467, 1470 n.6 (TTAB 1988), aff’d, 864 F.2d 149 (Fed. Cir. 1988). See also In re Albert Trostel & Sons Co., 29 USPQ2d 1783, 1785-86 (TTAB 1993). The examining attorney also submitted excerpts of third- party websites showing that it is common for the same entity to offer the types of goods and services at issue in this appeal, often under the same mark. The legal identity between the goods in part (or otherwise close relationship), and the presumed overlap in trade channels and classes of purchasers are factors that weigh heavily in favor of a finding of likelihood of confusion. We next turn to the du Pont factor focusing on the similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression. In re E. I. du Pont De Nemours & Co., 177 USPQ at 567. In comparing the marks, we are mindful that the test is not whether Serial No. 85183788 8 the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression so that confusion as to the source of the goods offered under the respective marks is likely to result. San Fernando Electric Mfg. Co. v. JFD Electronics Components Corp., 565 F.2d 683, 196 USPQ 1, 3 (CCPA 1977); Spoons Restaurants Inc. v. Morrison Inc., 23 USPQ2d 1735, 1741 (TTAB 1991), aff’d unpublished, No. 92-1086 (Fed. Cir. June 5, 1992). Moreover, in comparing the marks, we are mindful that where, as here, the goods are legally identical in part, the degree of similarity necessary to find likelihood of confusion need not be as great as where there is a recognizable disparity between the goods. Century 21 Real Estate Corp. v. Century Life of America, 970 F.2d 874, 23 USPQ2d 1698, 1700 (Fed. Cir. 1992); Jansen Enterprises Inc. v. Rind, 85 USPQ2d 1104, 1108 (TTAB 2007); and Schering-Plough HealthCare Products Inc. v. Ing-Jing Huang, 84 USPQ2d 1323, 1325 (TTAB 2007). It is well settled that one feature of a mark may be more significant than another, and it is not improper to give more weight to this dominant feature in determining the commercial impression created by the mark. In re National Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985) (“There is nothing improper in stating that, for rational reasons, more or less Serial No. 85183788 9 weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on consideration of the marks in their entireties. Indeed, this type of analysis appears to be unavoidable.”). With respect to applicant’s mark, purchasers in general are inclined to focus on the first word or portion in a trademark, in this case, WARP. Presto Products, Inc. v. Nice-Pak Products, Inc., 9 USPQ2d 1895, 1897 (TTAB 1988) (“it is often the first part of a mark which is likely to be impressed upon the mind of a purchaser and remembered”). See Palm Bay Imports, Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 73 USPQ2d at 1692. Lest there be any doubt, applicant itself often refers to its mark by the shortened form WARP (see product literature at Brief, exs. F-M). Applicant has adopted the entirety of registrant’s mark and merely added a suggestive word. The addition of MECHANICS in applicant’s mark does not distinguish the marks, especially when the marks are applied to identical goods. See, e.g., In re Mighty Leaf Tea, 601 F.3d 1342, 94 USPQ2d 1257, 1260-61 (Fed. Cir. 2010); In re Chatam Int’l Inc., 380 F.3d 1340, 71 USPQ2d 1944, 1946 (Fed. Cir. 2004); and In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1271 (TTAB 2009). In sum, the marks are very similar in sound, appearance, meaning and overall commercial impression. The similarity Serial No. 85183788 10 between the marks WARP and WARP MECHANICS is a factor that weighs in favor of a finding of likelihood of confusion. In an attempt to show that the cited mark is weak, applicant submitted four third-party registrations of WARP formative marks, only one of which is currently subsisting, and one third-party application for the mark WARP, which stands abandoned. This evidence does not prove that WARP is a weak mark in the computer industry. Absent evidence of actual use, third-party registrations have little probative value because they are not evidence that the marks are in use on a commercial scale or that the public has become familiar with them. Smith Bros. Mfg. Co. v. Stone Mfg. Co., 476 F.2d 1004, 177 USPQ 462, 463 (CCPA 1973) (the purchasing public is not aware of registrations reposing in the U.S. Patent and Trademark Office); and Productos Lacteos Tocumbo S.A. de C.V. v. Paleteria La Michoacana Inc., 98 USPQ2d 1921, 1934 (TTAB 2011). See also Olde Tyme Foods Inc. v. Roundy’s Inc., 961 F.2d 200, 22 USPQ2d 1542, 1545 (Fed. Cir. 1992) (“As to strength of a mark, however, registration evidence may not be given any weight.”); In re Brown-Forman Corp., 81 USPQ2d 1284, 1286 n.3 (TTAB 2006) (expired or cancelled registrations are evidence only of the fact that the registrations issued); and Glamorene Prods. Corp. v. Earl Grissmer Co., Inc., 203 USPQ 1090, 1092 n.5 (TTAB 1979) (applications are evidence only of the fact that the Serial No. 85183788 11 applications were filed and nothing else). This factor is neutral. Applicant contends that its goods are bought by sophisticated purchasers, as evidenced by the nature and cost of its goods. Even assuming that a careful selection is involved, it is settled that even sophisticated purchasers are not immune from source confusion, especially in cases such as the instant one involving very similar marks and in part identical goods. See In re Research Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986), citing Carlisle Chemical Works, Inc. v. Hardman & Holden Ltd., 434 F.2d 1403, 168 USPQ 110, 112 (CCPA 1970) (“Human memories even of discriminating purchasers...are not infallible.”). See also In re Decombe, 9 USPQ2d 1812 (TTAB 1988). We find that the similarity between the marks and the identity or otherwise close relationship between the goods sold thereunder outweigh any presumed sophisticated purchasing decision. See HRL Associates, Inc. v. Weiss Associates, Inc., 12 USPQ2d 1819 (TTAB 1989), aff’d, Weiss Associates, Inc. v. HRL Associates, Inc., 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990) (similarities of goods and marks outweigh sophisticated purchasers, careful purchasing decision, and expensive goods). Applicant states that there is no evidence of any actual confusion. Applicant’s assertion, in this ex parte proceeding, is entitled to little weight. See In re Majestic Distilling Serial No. 85183788 12 Co., Inc., 65 USPQ2d at 1205 (“uncorroborated statements of no known instances of actual confusion are of little evidentiary value”). See also In re Bisset-Berman Corp., 476 F.2d 640, 177 USPQ 528, 529 (CCPA 1973) (stating that self-serving testimony of applicant’s corporate president’s unawareness of instances of actual confusion was not conclusive that actual confusion did not exist or that there was no likelihood of confusion); In re Binion, 93 USPQ2d 1531, 1536 (TTAB 2009); In re 1st USA Realty Professionals Inc., 84 USPQ2d 1581, 1588 (TTAB 2007); and In re Kangaroos U.S.A., 223 USPQ 1025, 1026-27 (TTAB 1984). In any event, the record is devoid of probative evidence relating to the extent of use of applicant’s and registrant’s marks and, thus, whether there have been meaningful opportunities for instances of actual confusion to have occurred in the marketplace. See Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1847 (Fed. Cir. 2000). Accordingly, the du Pont factor of the length of time during and conditions under which there has been contemporaneous use of the marks without evidence of actual confusion is considered neutral. We have carefully considered all of the evidence made of record pertaining to the issue of likelihood of confusion, as well as all of the arguments related thereto, including any evidence and arguments not specifically discussed in this opinion. We conclude that purchasers, even sophisticated ones, Serial No. 85183788 13 familiar with registrant’s “computer software for creating, designing and/or simulation of programmable integrated circuitry; semi conductor; computer hardware; integrated circuit devices and programmable integrated circuit devices” sold under the mark WARP would be likely to mistakenly believe, upon encountering applicant’s mark WARP MECHANICS for “computer hardware; computer hardware for upload, storage, retrieval, download, transmission and delivery of digital content; computer networking hardware,” that the goods originated from or are associated with or sponsored by the same entity. Lastly, to the extent that any of the points raised by applicant raise a doubt about likelihood of confusion, that doubt is required to be resolved in favor of the prior registrant. In re Hyper Shoppes (Ohio), Inc., 837 F.2d 840, 6 USPQ2d 1025 (Fed. Cir. 1988); and In re Martin’s Famous Pastry Shoppe, Inc., 748 F.2d 1565, 223 USPQ 1289 (Fed. Cir. 1984). Decision: The refusal to register is affirmed. Copy with citationCopy as parenthetical citation