Walter J. Bailey, Jr., Appellant,v.William J. Henderson, Postmaster General, United States Postal Service, Agency.

Equal Employment Opportunity CommissionOct 6, 1999
01990286 (E.E.O.C. Oct. 6, 1999)

01990286

10-06-1999

Walter J. Bailey, Jr., Appellant, v. William J. Henderson, Postmaster General, United States Postal Service, Agency.


Walter J. Bailey, Jr. v. United States Postal Service

01990286

October 6, 1999

Walter J. Bailey, Jr., )

Appellant, )

)

v. ) Appeal No. 01990286

) Agency No. 1-D-297-0009-98

William J. Henderson, )

Postmaster General, )

United States Postal Service, )

Agency. )

______________________________)

DECISION

On October 13, 1998, appellant filed an appeal with this Commission from

a final agency decision (FAD) dated September 8, 1998, pertaining to his

complaint of unlawful employment discrimination in violation of Title

VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. �2000e et

seq.<1> In his complaint, appellant alleged that he was subjected to

discrimination on the bases of race (African-American) and in reprisal

for prior EEO activity when:

On April 4, 1998 and April 24, 1998, appellant was denied a copy of

his disciplinary file in its entirety (both active and inactive); on

April 24, 1998, appellant was denied a request to observe the individual

processing of his request (duplication of the file);

Appellant's request of May 2, 1998, for an agency employee to remove

documents from his file was denied; and

On May 5, 1998, appellant learned that a Seven (7) Day Notice of

Suspension remained in appellant's files although an arbitrator's

award dated May 26, 1997 stipulated that it must be removed from all

of appellant's files.

The agency dismissed appellant's complaint pursuant to EEOC Regulation

29 C.F.R. �1614.107(a), for failure to state a claim. Specifically,

the agency found that appellant failed to establish harm to a term,

condition, or privilege of employment. The agency also noted that

management removed the suspension notice from appellant's files, and that

the notices were not used or cited in any disciplinary action prior to

removal of the records.

On appeal, appellant contends that the information was still in his

records on May 5, 1998, although an arbitrator ordered that it be

removed in 1997. Further, appellant claims for the first time that

he was denied many things during the months that the record remained

in his file, including the denial of Family Medical Leave, and loss of

appellant's position. Appellant also cites to the Freedom of Information

Regulations at 39 C.F.R. �265 et seq. to support his argument that he

has a right to view his records.

In response, the agency contends that it removed the documents

in question from appellant's files. The agency also asserts that

appellant's removal is the subject of a pending EEO complaint, and,

thus, should not be considered in the present case.

The record includes a copy of an arbitrator's union grievance award,

dated May 26, 1997, which requires the agency to remove copies of a

7-Day Notice of Suspension from appellant's records.

EEOC Regulation 29 C.F.R. �1614.107(a) provides, in relevant part, that

an agency shall dismiss a complaint, or portion thereof, that fails to

state a claim. An agency shall accept a complaint from any aggrieved

employee or applicant for employment who believes that he or she has been

discriminated against by that agency because of race, color, religion,

sex, national origin, age or disabling condition. 29 C.F.R. �1614.103;

�1614.106(a). The Commission's federal sector case precedent has long

defined an "aggrieved employee" as one who suffers a present harm or loss

with respect to a term, condition, or privilege of employment for which

there is a remedy. Diaz v. Department of the Air Force, EEOC Request

No. 05931049 (April 21, 1994).

Regarding allegations (1) and (2), the Commission finds that appellant is

alleging that the agency improperly denied his requests for information

pursuant to the Federal Freedom of Information Act (FOIA). The Commission

has held that it does not have jurisdiction over the processing of FOIA

requests. Instead, persons having a dispute regarding such requests

should bring any appeals about the processing of his or her FOIA requests

under the appropriate FOIA regulations. Gaines v. Department of the Navy,

EEOC Request No. 05970386 (June 12, 1997). Further, the Commission

does not have jurisdiction over the enforcement of 39 C.F.R. �265.

In the instant case, therefore, appellant's allegation that the agency

improperly denied his FOIA request fails to state a claim within the

purview of the EEOC regulations at 29 C.F.R. �1614.

Regarding allegation (3), the Commission has held that an employee

cannot use the EEO complaint process to lodge a collateral attack on

another proceeding. See Wills v. Department of Defense , EEOC Request

No. 05970596 (July 30, 1998); Kleinman v. United States Postal Service,

EEOC Request No. 05940585 (Sept. 22, 1994); Lingad v. United States

Postal Service, EEOC Request No. 05930106 (June 24, 1993). In the case

at hand, the proper forum for appellant to have raised his allegation

of dissatisfaction with the implementation of the arbitration decision

was within the negotiated grievance process itself and/or with the

Arbitrator. Since the allegation is a dispute with the implementation

of the determination rendered in another administrative dispute

resolution process, the allegation fails to state a claim. See Suchil

v. United States Postal Service, EEOC Appeal No. 01982943 (Mar. 10, 1999)

(allegation that the agency failed to provide back pay as ordered by an

arbitrator's award fails to state a claim). It is inappropriate for

appellant to attempt now to use the EEO process to enforce an action

taken or ordered through another forum.

Appellant is advised that if he wishes to pursue, through the EEO

process, the additional reprisal allegations he raised for the first

time on appeal, he shall initiate contact with an EEO counselor within

fifteen (15) days after he receives this decision. The Commission

advises the agency that if appellant seeks EEO counseling regarding

the new allegations within the above 15 day period, the date appellant

filed the appeal statement in which he raised these allegations with

the agency shall be deemed to be the date of the initial EEO contact,

unless he previously contacted a counselor regarding these matters, in

which case the earlier date would serve as the EEO counselor contact date.

Cf. Qatsha v. Department of the Navy, EEOC Request No. 05970201 (Jan. 16,

1998).

CONCLUSION

Accordingly, the agency's dismissal is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0795)

The Commission may, in its discretion, reconsider the decision in this

case if the appellant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. New and material evidence is available that was not readily available

when the previous decision was issued; or

2. The previous decision involved an erroneous interpretation of law,

regulation or material fact, or misapplication of established policy; or

3. The decision is of such exceptional nature as to have substantial

precedential implications.

Requests to reconsider, with supporting arguments or evidence, MUST

BE FILED WITHIN THIRTY (30) CALENDAR DAYS of the date you receive this

decision, or WITHIN TWENTY (20) CALENDAR DAYS of the date you receive

a timely request to reconsider filed by another party. Any argument in

opposition to the request to reconsider or cross request to reconsider

MUST be submitted to the Commission and to the requesting party

WITHIN TWENTY (20) CALENDAR DAYS of the date you receive the request

to reconsider. See 29 C.F.R. �1614.407. All requests and arguments

must bear proof of postmark and be submitted to the Director, Office of

Federal Operations, Equal Employment Opportunity Commission, P.O. Box

19848, Washington, D.C. 20036. In the absence of a legible postmark,

the request to reconsider shall be deemed filed on the date it is received

by the Commission.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely. If extenuating circumstances

have prevented the timely filing of a request for reconsideration,

a written statement setting forth the circumstances which caused the

delay and any supporting documentation must be submitted with your

request for reconsideration. The Commission will consider requests

for reconsideration filed after the deadline only in very limited

circumstances. See 29 C.F.R. �1614.604(c).

RIGHT TO FILE A CIVIL ACTION (S0993)

It is the position of the Commission that you have the right to file

a civil action in an appropriate United States District Court WITHIN

NINETY (90) CALENDAR DAYS from the date that you receive this decision.

You should be aware, however, that courts in some jurisdictions have

interpreted the Civil Rights Act of 1991 in a manner suggesting that

a civil action must be filed WITHIN THIRTY (30) CALENDAR DAYS from the

date that you receive this decision. To ensure that your civil action

is considered timely, you are advised to file it WITHIN THIRTY (30)

CALENDAR DAYS from the date that you receive this decision or to consult

an attorney concerning the applicable time period in the jurisdiction

in which your action would be filed. In the alternative, you may file a

civil action AFTER ONE HUNDRED AND EIGHTY (180) CALENDAR DAYS of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, YOU MUST NAME AS THE DEFENDANT

IN THE COMPLAINT THE PERSON WHO IS THE OFFICIAL AGENCY HEAD OR DEPARTMENT

HEAD, IDENTIFYING THAT PERSON BY HIS OR HER FULL NAME AND OFFICIAL TITLE.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1092)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. �2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. ��791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

October 6, 1999

__________________________________

DATE Carlton M. Hadden, Acting Director

Office of Federal Operations

1The agency was unable to supply a copy of a certified mail return receipt

or any other material capable of establishing the date appellant received

the agency's final decision. Accordingly, since the agency failed to submit

evidence of the date of receipt, the Commission presumes that appellant's

appeal was filed within thirty (30) days of receipt of the agency's final

decision. See, 29 C.F.R. �1614.402.