W. C. Richards Co.Download PDFNational Labor Relations Board - Board DecisionsOct 27, 1972199 N.L.R.B. 1069 (N.L.R.B. 1972) Copy Citation W. C. RICHARDS CO. 1069 W. C. Richards Co. and James Whaley and ' Beryle Garside and United Steelworkers of America, AFL- CIO., Cases 13-CA-11092 and 13-CA-11133 October 27, 1972 DECISION AND ORDER BY MEMBERS JENKINS , KENNEDY, AND PENELLO On June 15, 1972, Administrative Law Judge I Eugene George Goslee issued the attached Decision in this proceeding. Thereafter, Respondent filed ex- ceptions and a supporting brief and counsel for the General Counsel and the Charging Party each filed an answering brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the attached Decision in light of the exceptions and briefs and has decided to affirm the rulings, findings, and conclusions of the Administrative Law Judge and to adopt his recommended Order. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Rela- tions Board adopts as its Order the recommended Order of the Administrative Law Judge and hereby orders that Respondent, W. C. Richards Co., Blue Island, Illinois, its officers, agents, successors, and assigns, shall take the action set forth in the said rec- ommended Order. ted Section 8(a)(1), (3) and (5) of the National Labor Rela- tions Act, as amended, by acts and conduct hereinafter detailed. At the conclusion of the hearing all parties waived oral argument, but briefs have been received from the Gen- eral Counsel, the Respondent, and the Charging Parties, and the briefs have been duly considered. Upon the entire record in this proceeding, and from my observation of the testimony and demeanor of the witness, I hereby make the following: FINDINGS OF FACT AND CONCLUSIONS I THE BUSINESS OF THE RESPONDENT The Respondent is an Illinois corporation, maintains an office and place of business at Blue Island, Illinois, and is engaged in the manufacture of paints and industrial fin- ishes. During the past calendar or fiscal year, the Respon- dent sold goods and purchased materials, to and from sources situated outside the State of Illinois, each in an amount in excess of $1 million. The complaint alleges, the answer admits, and I find that the Respondent is an employ- er engaged in commerce within the meaning of Section 2(6) and (7) of the Act. II THE LABOR ORGANIZATION INVOLVED By its answer the Respondent alleges lack of knowl- edge to admit or deny that United Steelworkers of America, AFL-CIO , hereinafter called the Union or the Steelwork- ers, is a labor organization within the meaning of the Act. Upon the uncontradicted testimony of Samuel E. Parish, subdistrict director of the Union , I find that the United Steelworkers of America , AFL-CIO, admits employees to membership and exists for the purpose , in whole or in part, of bargaining with employers concerning wages , hours, and other terms and conditions of employment. Accordingly, I further find that the Union is a labor organization within the meaning of Section 2(5) of the Act. I The title of "Trial Examiner" was changed to "Administrative Law Judge" effective August 19, 1972. TRIAL EXAMINER'S DECISION STATEMENT OF THE CASE EUGENE GEORGE GOSLEE, Trial Examiner : These cases came on to be heard before me at Chicago, Illinois on February 29 through March 3, 1972, on a consolidated com- plaint I issued by the General Counsel of the National La- bor Relations Board and an answer filed by W. C. Richards Co., hereinafter called the Respondent. The issues raised by the pleadings relate to whether or not the Respondent viola- 1 The charge in Case 13-CA-11092 was filed on December 14, 1971, and served on the Respondent on December 15, 1971. The charge in Case 13- CA-11133 was filed on December 29, 1971, and served on the Respondent on January 3, 1972. On January 24, 1972, the Regional Director for Region 13 issued an order consolidating cases , complaint, and notice of hearing, thereby consolidating said cases for hearing. III. THE RESPONDENT 'S SUPERVISORS AND AGENTS The complaint alleges and the Respondent's original answer admitted that W. C. Richards, Lawrence D. Bums, Arthur Gay, and Robert Cooley, who are, respectively, its president, plant superintendent, technical director and as- sistant to the president, and its production supervisor, are the Respondent's supervisors and agents within the meaning of Section 2(11) and (13) of the Act. After the conclusion of 2 days of hearing, however, the General Counsel amended the complaint to additionally allege that Roy Wulatin, Donald Habich, Homer Cooley, Ricardo Flores, and Ralph Quint are also supervisors and agents of the Respondent. The Respondent amended its answer to deny the additional allegations, and simultaneously retract- ed its prior admission that Robert Cooley is its supervisor and agent. As related above, the Respondent is engaged in the manufacture of paints and industrial finishes. On December 10, 1971,2 a crucial date in this proceeding, the Respondent 2 All dates recited hereinafter are in 1971 , unless otherwise specified. 199 NLRB No. 173 1070 DECISIONS OF NATIONAL LABOR RELATIONS BOARD had a complement of 23 production, maintenance, and ship- ping and receiving personnel. Lawrence Bums is the Respondent's plant superintendent, and he is directly re- sponsible for all manufacturing and shipping and receiving functions on a three-shift operation. Reporting to Bums are five supervisors, including production supervisors Robert Cooley, Homer Cooley, and Ricardo Flores; shipping su- pervisor Roy Wulatin; and warehouse supervisor Donald Habich. In addition, the Respondent employs one mainte- nance mechanic, Ralph Quint, who is assisted by a single helper. According to the testimony of Bums , whose testimony I credit to the extent it relates to the issues of supervisory authority, he spends from 30 to 45 percent of his worktime in the plant proper, and Bums communicates with the five supervisors through both verbal and written instructions. The five supervisors have authority to assign employees to work and to transfer them from task to task. The supervisors are responsible for the maintenance of order and discipline in their respective work areas, they wain employees of in- fractions of the Respondent's rules , and they can report such infractions to Bums with recommendations for disci- plinary action. According to Bums, the supervisors have authority to recommend hire, discharge, discipline, and wage increases, and Bums accepts these recommendations unless his personal observations indicate that a contrary result is warranted. Bums solicits the supervisors' opinions concerning the work of the employees assigned to them, they have the responsibility to inform Bums of the employ- ees' progress, and have a particular responsibility for proba- tionary employees. For purposes of retention and periodic wage increases, the employees are rated by Bums and their respective supervisors. In addition, the supervisors have au- thority to grant time off, and they maintain and have au- thority to correct the employees' timecards. The supervisors, moreover, unlike other production, maintenance, and ship- ping and receiving personnel, are salaried, and according to the documentary evidence in the record have been accorded the title of "supervisor" by the Respondent. On two occa- sions at times relevant to these cases, the Respondent fur- nished the General Counsel with lists of its employees appropriate for a prospective bargaining unit, and on both occasions the Respondent designated Wulatin, Habich, Robert and Homer Cooley, and Ricardo Flores as "supervi- sors." On the basis of Bum's testimony, and all the pertinent evidence in the record, I find that the five individuals de- nominated by the Respondent as "supervisors," possess and exercise some, even if not all, of the indicia of supervisor authority designated in Section 2(11) of the Act .3 In arriving at this findings, I have discredited the testimony of Robert Cooley, Roy Wulatin, and Donald Habich, whose conclu- sionary answers to conclusionary questions contradicts Bums' testimony in all pertinent respects. I have also reject- ed the Respondent's contention that a finding that the five individuals are 2(11) supervisors is unwarranted on grounds of an inordinately high ratio of supervisors to supervised. The Respondent's operations extend over three shifts and, 3 N L R B v. Edward G Budd Mfg Co, 169 F.2d 571, 576 (C.A. 6), cert denied 335 U S 908. in any event, the test of the ratio of supervisors to supervised is not a factor for consideration where the possession and exercise of supervisory authority is as clear as in the instant cases. I find, accordingly, that W. C. Richards, Arthur Gay, Lawrence Bums, Robert Cooley, Homer Cooley, Roy Wul- atin, Donald Habich, and Ricardo Flores are supervisors of the Respondent within the meaning of Section 2(11) of the Act and are, and have been, its agents within the meaning of Section 2(13) of the Act. As to Ralph Quint, I find he is not a supervisor but a leadman. There is only one other employee in Quint's department, and his authority over this other employee extends only to routine matters . Unlike those found above to be supervisors, Quint is paid an hourly wage rather than a salary. The only evidence of Quint's alleged authority is that, like the supervisors and unlike the production, maintenance , and other employees, Quint wears a yellow hard hat. Although the color of the hat may be symbolic in a degree of his identification with manage- ment, it does not, without more, constitute him as a supervi- sor within the meaning of the Act. IV THE UNFAIR LABOR PRACTICES ALLEGED The complaint alleges that the Respondent violated Section 8(a)(1), (3), and (5) of the Act. More specifically, it is alleged that the Respondent violated Section 8(a)(3) by the discharge of its employees James Whaley and Beryle Garside on December 10 because they had engaged in un- ion and concerted activities. The complaint alleges that the Respondent further violated Section 8(a)(3) on the same date by the discharge of 13 additional employees because these employees had engaged in union and protected con- certed activities. The complaint also alleges that the Re- spondent engaged in additional violations of Section 8(a)(3) when it refused on and after December 15 to reinstate its striking employees who had made an unconditional appli- cation to return to work. As to independent violations of Section 8(a)(1), it is alleged that on December 31 and again on January 6 and 13, 1972, the Respondent harrassed its employees by photographing them on the picket line. Final- ly, the complaint alleges that the Respondent violated Sec- tion 8(a)(5) of the Act by failing and refusing on and after December 10 to recognize and bargain with the Union as the majority representative of its employees. In its answer the Respondent admitted to certain alle- gations of the complaint, but generally denied that it had engaged in any unfair labor practices within the meaning of the Act. Accordingly, the Respondent prays that the com- plaint be dismissed with prejudice. The evidence in support of the several allegations of the complaint, and the Respondent's defenses thereto, are considered below in an order proximately related to the chronology of events. A. The Discharges of Whaley and Garside James Whaley testified that at the time of his discharge on December 10, he had been employed by the Respondent for 2-1/2 or 3 months. Whaley was employed as a shipping and receiving laborer on the first shift, and his supervisor W. C. RICHARDS CO. 1071 was Roy Wulatin. One of Whaley's regular duties in the shipping and receiving department was to assist in the un- loading of solvents used in the Respondent 's manufacturing processes. The solvents are delivered to the Respondent's manufacturing premises by contract truckers, and are pumped or allowed to flow by gravity into underground storage tanks. It was Whaley's responsibility to be present during the unloading process to insure against spillage, fire, and other hazards. In November, apparently before the Thanksgiving hol- iday, Whaley was assigned to assist in unloading a tank truck of solvent. While the solvent was being unloaded the Respondent's president, W. C. Richards, observed Whaley and the truckdriver standing at the east entrance to the Respondent's premises while the truckdriver smoked a ciga- rette. A few minutes later Richards observed Whaley spill solvent on the ground while he was removing the filler hose from the standpipe. Richards left his office and summarily discharged Whaley. At a later time, however, and upon the intervention of Supervisor Wulatin, Whaley's discharge was revoked and he was given a 2-day suspension. At the time of his discharge on December 10, Beryle Garside had been employed by the Respondent for about 4 months. Garside was employed as a laborer on the first shift under the supervision of Robert Cooley. Sometime in November Garside received a bum on his side and shoulder when he fell asleep under a sun lamp. On the following day Garside was suffering some pain and left work, without notice to his supervisor, to obtain some medication for the bum. Robert Cooley discovered Garside's unauthorized ab- sence and reported the matter to Bums. Bums gave Cooley permission to exercise his discretion by either discharging Garside, or suspending him. When Garside returned to the plant about 1 p.m., Cooley questioned him about what had happened, and suspended Garside for 2 days. During the course of his testimony, Garside also admitted that he was criticized on other instances by Bums, based on Robert Cooley's reports that Garside was too often absent from work, and was taking too many breaks. As a result of Cooley's complaints, Bums denied Garside's request for a wage increase. The Respondent's employees have never been repre- sented for purposes of collective bargaining by any labor organization, although the Steelworkers had undertaken a prior but unsuccessful attempt to organize the plant in 1968. The record in these cases reflects that a revitalized interest in union representation surfaced in the fall of 1971, and there were some general discussions among some of the employees both inside and outside the plant. Whaley testified that in late November he approached Supervisor Habich and asked what could be done to get a union into the plant. Habich had been employed in the plant in a nonsupervisory capacity during the 1968 organiz- ing campaign, and Whaley asked him what steps could be taken to organize a union and who should be contacted. According to Whaley's testimony, Habich was unable to provide any specifics, but he did agree with Whaley that it was a good idea to bring a union into the plant. Whaley also testified that a few days later he encoun- tered Habich in the stock area, and Habich gave him a slip of paper with the name and telephone of the United Auto Workers. Habich told Whaley that he could contact the UAW for information, but counselled him not to mention the matter to anyone else. With some suggestion from the General Counsel, Whaley also related that in this conversa- tion Habich stated that Supervisor Wulatin had assisted in finding the UAW's telephone number. Within the next several days, Whaley visited Wulatin in his office to advise that he had been unable to contact the UAW, and to request Wulatin's permission to use the tele- phone book to find the number for the AFL-CIO organiz- ing committee. As related by Whaley, Wulatin agreed that it would be a good idea to contact the AFL-CIO for infor- mation. Whaley used the telephone book, but apparently made no call at that time. Wulatin asked that Whaley keep him advised of whatever happened. Again, on an undisclosed date characterized as a few days later, Whaley had a further conversation with Supervi- sor Habich. According to Whaley, he informed Habich that he had been able to contact a representative of the AFL- CIO, and had a tentative date set for a meeting. Whaley asked Habich for suggestions for an appropriate place for a union meeting , and Habich first suggested the Rosewood Inn. On further reflection, however, Habich cautioned that the Rosewood Inn might be frequented by company offi- cials, and recommended that Whaley hold his meeting at Carson's Restaurant. At this juncture of the conversation Supervisor Cooley approached and Habich changed the subject by informing Cooley that Whaley was asking for a good restaurant where he could take his girl friend for din- ner. Cooley made a suggestion, and the conversation ended. Whaley also recounted that on the same day as his last conversation with Habich he discussed the proposed meet- ing with the AFL-CIO with some of his fellow employees. Whaley identified Andre Baron as an employee to whom he spoke, and testified that he told Baron that there was going to be a meeting between some of the employees and a staff representative from the AFL-CIO. Baron replied that he was interested in attending, and Whaley agreed to inform him of the time and place. Whaley again talked to Baron on December 7, and informed him that the meeting would be held at Carson's Restaurant on December 9, at 7 p.m. Whaley completed his work at about 5:30 p.m. on De- cember 9, and as he was leaving the plant to attend the meeting he observed Andre Baron . According to Whaley, Baron was in W. C. Richards' office talking to Richards and Plant Superintendent Bums. Whaley did not overhear any of the conversation, and he proceeded to the union meeting. At Carson's Restaurant on the evening of December 9, Whaley met with Peter Harrison, a staff representative of the AFL-CIO, and Charles Ponce, the only other employee who attended the meeting. Whaley and Ponce asked Harri- son what steps would have to be taken to obtain union representation in the plant. Harrison explained that it would be necessary to have authorization cards signed and to ob- tain the support of the other employees. He showed the employees some charts purporting to show the benefits of union representation, and he' also showed them sample no- tices and ballots for a National Labor Relations Board elec- tion. Harrison gave the employees 17 AFL-CIO authorization cards, and instructed them to pass the cards out to the other employees on their own time with the expla- 1072 DECISIONS OF NATIONAL LABOR RELATIONS BOARD nation that the cards were a request by the employees for representation by the AFL-CIO. According to the testimo- ny of Ponce , Harrison also told the employees that when the employees had signed the authorization cards he would re- quest the Respondent to grant recognition , but if that was refused he would petition the Board for an election . Whaley and Ponce both signed cards and the meeting was terminat- ed. Beryle Garside testified that Whaley had informed him of the meeting to be held at Carson 's Restaurant , but Gar- side did not attend the meeting and he did not sign an authorization card until after his discharge on the morning of December 10. Garside did testify , however, that at unre- called times during the course of his employment with the Respondent he discussed with other employees the idea of union representation. Garside named Whaley , Baron, Ponce , and employee John larussi . On cross-examination Garside related that his conversations concerning a union started about 3 weeks after he began his employment. Gar- side characterized his conversations with other employees as "small talk," and he admitted that some of the conversa- tions took place at locations off the Respondent's premises. Aside from one incident related below , I find no evidence in the record to suggest that Garside's union activities were either extensive or conducted in such a manner as to arouse the Respondent's suspicions or place its officials on notice that Garside was in favor of unionizing the plant. Garside testified in addition , however, that about 1 week before his discharge he asked Supervisor Habich what the latter thought about the employees organizing a union in the plant . As related by Garside , Habich replied, "I hope you have more luck then we had." Habich then explained that during the prior campaign Richards had promised the employees wage increases if they voted against the union, but after the Union lost the election Richards reneged on his promise. On December 10, Whaley arrived at work at his sched- uled time of 8 a.m. and found that a truckdriver was already unloading a tank truck of solvent into the underground tanks on the Respondent 's premises . For about the next 3 hours, Whaley assisted the driver, although at the usual hour of 10 a.m. he and the driver shut off the valves and the truck engine and took a coffeebreak with other employees. Garside, however, had arrived at work about 6:45 a.m. About 8 a .m. Garside was at his work bench with employees Roger Havlick and Ray Morris . Supervisor Robert Cooley approached and instructed the employees not to engage in conversations among themselves , but to go about their work . Sometime later , apparently about I1 a.m., Cooley again approached and asked Garside if he knew the wherea- bouts of Whaley. Garside replied that he did not know, and Cooley instructed him to report to the lunch room. The record also reveals that employee John larussi was given instructions on December 10 similar to those given by Supervisor Robert Cooley to employees Garside , Havlick, and Morris . About 8 a .m. Supervisor Habich approached larussi and told him that Plant Superintendent Bums had instructed Supervisors Robert Cooley and Ricardo Flores to keep their men moving and not allow them to congregate during the day. Habich told larussi that he believed the Company had found out about the union and that he also believed employee Andre Baron had informed on the em- ployees . Habich also cautioned Iarussi to keep quiet about the union and be careful who he talked to. Garside complied with Supervisor Cooley's instruc- tions and reported to the lunch room . In the interim Whaley had completed unloading the solvent and had gone to the locker room, which adjoins the lunch room , to change his clothing . Supervisors Cooley and Wulatin arrived imme- diately thereafter and Cooley informed Garside and Wha- ley that the "unofficial word" was that the two employees were fired . The employees asked the reason and Cooley replied that the employees would have to talk to Larry Burns in the front office. Garside and Whaley proceeded to the front office and Bums spoke first to Garside . Bums told Garside that Super- visor Cooley was unhappy with Garside's production work, that Garside was not working out the way the Company desired, that his work had been slipping and lagging, and that Garside hadn't been doing his share of the work. Gar- side protested that he was being discharged because of his long hair and sideburns, but Cooley insisted that this was not the reason , and the real reason was Cooley's dissatisfac- tion with Garside's work and his failure to perform up to standards . Garside asked if he could bring Cooley in to substantiate these reasons , but Bums refused the request. Bums gave Garside his check, and Garside left the office. Bums then spoke to Whaley and told him that he had been on thin ice with the Company ever since his prior suspension , that Whaley was not up to the Company's standards, and was not working out as the Company had planned . Whaley protested that these were not the reasons for his discharge , and accused Burns of discharging him because he had been singled out as the ringleader in an attempt to organize a union in the plant. Burns denied the accusation , and stated that while the Company had heard nothing of a union , he found Whaley 's statement interest- ing. Bums spoke of what he called the "fiasco" of spilling solvent on the ground , and said that on that morning Wha- ley had left the tank truck unattended and with the hatch open while he took a coffeebreak . Bums also stated that every time he walked through the plant he saw Whaley in huddles with other employees , always talking to someone here or there. When Whaley left the office he started to return to the locker room but passed through the maintenance depart- ment where he informed employee Charles Ponce that he and Garside had been fired . Whaley then proceeded toward the locker room and Ponce asked his foreman , Ralph Quint, if he would have a few minutes to find out what was going on. Quint granted permission and Ponce proceeded into the locker room , where he found Garside talking to Supervisor Robert Cooley. Whaley was also present at the time and overheard the conversation between Cooley and Garside. As a composite of the testimony of Ponce and Whaley reflects, Garside asked Cooley why he had been fired and related Bum's remarks that Cooley had been dissatisfied with Garside 's work . Cooley denied, and persisted in his denial , that he had said anything about Garside's work being unsatisfactory . Cooley stated that Garside 's work had been fine , that he had been doing his job pretty good, and that Bums was trying to pin the whole matter of Garside's W. C. RICHARDS CO. discharge on Cooley. Cooley added that for 2 cents he would go up and tell Burns that he was a liar, to which Ponce interjected, "You ain't got the nerve." After the conversation Ponce returned to the mainte- nance department and asked Quint for a few more minutes to contact the rest of the employees because they intended to close down the plant. Quint replied, "Go ahead and do your thing." Ponce contacted some of the employees in other departments, informed them of the discharges of Whaley and Garside, and told them that the employees were going to close the plant. The employees agreed, and shut off their machines; Ponce instructed them to meet in the lunch room. Through Ponce and others, the intent to close the plant was made known to all the employees on the day shift. In the meantime Whaley had remained in the locker room and placed a call to Peter Harrison of the AFL-CIO. Whaley told Harrison of the discharges and Harrison coun- selled that Whaley and Garside should leave the plant as soon as possible, but should remain near the plant to ob- serve whatever happened. While Whaley was talking to Harrison, Ponce returned to the locker room and told Wha- ley that the employees were going to walk out. Whaley passed this information on to Harrison. Harrison agreed to come to the area as soon as possible, and instructed Whaley to make contact with him at a later time. Ponce then called employee Ray Estrada, informed him of the discharges of Whaley and Garside; and asked Estrada to contact the oth- er employees on the night shift. Ponce told Estrada that the employees intended to close the plant and asked that Estra- da and the other night shift employees meet in front of the plant. By the time Ponce had completed his conversation with Estrada, the other employees had gathered in the lunch room. About noon all of the employees on the day shift, except Andre Baron, walked out of the plant in protest of the discharges of Whaley and Garside. The events which transpired subsequent to the beginning of the strike will be related below. In defense of the allegation that it discharged Whaley and Garside for reasons prohibited by Section 8(a)(3) of the Act, the Respondent asserts that both employees were on probationary status and were discharged for good cause. The Respondent also asserts that it had absolutely no knowledge prior to the time the discharges were effectuated that Whaley, Garside, or any other of its employees were engaged in union activities, or harbored any desire for un- ion representation. Accordingly, in response to the testimo- ny of Whaley and Garside concerning their union activities within the plant, the Respondent called as its witnesses W. C. Richards, Lawrence Bums, Robert Cooley, Donald Ha- bich and Roy Wulatin. Each of these managerial and super- visory officials categorically denied any knowledge of the activities of Whaley and Garside, and similarly denied any knowledge that a union organizing campaign was in prog- ress within the plant; Habich denied any and all conversa- tions with Whaley and Garside pertaining to their interests in organizing a union in the plant, and Wulatin voiced identical denials. Having observed the demeanor of all the witnesses ap- pearing in this proceeding, and having fully reviewed their testimony, I credit the versions of events and conversations 1073 related by Whaley and Garside, and I reject the Respondent's assertion that it discharged the two employees without knowledge of their union activities, sympathies, and interests. Whaley and Garside testified credibly to conver- sations with Habich and Wulatin in which they discussed the steps necessary to secure union representation. Both employees adhered to the contents of their direct testimony throughout the course of extensive and prolonged cross- examinations. Habich and Wulatin, on the contrary, were not candid witnesses, and both equivocated in the testimony concerning their supervisory status, in direct contravention of evidence already established in the record through the testimony of Plant Superintendent Bums. Contrary to the Respondent's assertion, moreover, I fmd nothing incredible in the testimony of Whaley and Garside that they discussed their plans for a union with supervisory personnel. The Respondent's plant and complement of personnel are small, and the whole record reflects a rather casual and informal relationship between supervisors and supervised. Habich and Wulatin had recently been promoted from rank-and- file jobs to supervisory positions, and Habich, at least, had been employed as a regular employee during the course of the Steelworkers' 1968 drive to organize the plant .4 Aside from the fact that I have credited Whaley and Garside, the record contains some additional and uncon- tradicted testimony to support a finding that the Respon- dent discharged Whaley and Garside with knowledge that a union organizing campaign was in progress, and that the two employees were involved. Irrespective of whether the Respondent obtained this information from its supervisors or from some other source, it is clear the Respondent was fully aware of the facts before Whaley and Garside were discharged. As related above, about 8 a.m. on December 10, Robert Cooley cautioned Garside and two other employees to cease all conversations and attend to their work. Supervi- sor Habich gave similar instructions to employee larussi, with the additional explanation that Plant Superintendent Bums had instructed the supervisors to keep their men mov- ing and not allow them to congregate. Bums, Cooley, and Habich testified as witnesses for the Respondent, but they neither denied that such instructions were given, nor did they seek to explain what, if any considerations other than union activities, prompted the instructions. Similarly, Bums did not refute Whaley's testimony that a reason given for the latters discharge was Bums ' observation of Whaley in huddles, conversing with other employees. With respect to the good cause justification advanced by the Respondent for the discharges, W. C. Richards testi- fied that sometime prior to December 10, and because of the prior incidents which lead to the 2-day suspension, he in- structed Plant Superintendent Bums to watch Whaley. It is the Respondent's contention that Whaley again violated the Company's rules on December 10 when he left a tank truck of solvent unattended and with a hatch open on the top of 4 1 find a similar lack of ment in the Respondent's argument that Whaley should be discredited because the two preheanng statements he gave to the Board's agents contained no mention of his conversations with Habich and Wulatm. Wulatin had warned Whaley to remain silent about the information and assistance he had provided , and Whaley's explanation that he withheld the information from the Board's agents in order not to jeopardize the super- visors is both credible and reasonable 1074 DECISIONS OF NATIONAL LABOR RELATIONS BOARD the tank . The record is not clear as to who observed and reported Whaley's alleged derelictions on this occasion, but Whaley admitted that he and the driver did leave the truck after shutting off the equipment to take a coffeebreak. Wha- ley did not deny , moreover , that a hatch on the top of the tank truck may have been open , and that it was raining on the morning of December 10. On the whole of the record in these cases , I am not convinced that Whaley 's conduct on December 10 precip- itated his discharge . While the Respondent makes much of its rule requiring an employee to be present during the un- loading of solvents , the record reveals that no employee was present when the driver started the unloading process on the morning in question . Whaley testified , moreover, and with- out contradiction, that on prior occasions he had taken his regularly scheduled coffeebreak while assisting in unloading solvent, and no one had complained of the practice or repri- manded him for leaving the truck . As to the open hatch, there is no contradiction of Whaley 's testimony that he could not see the hatch from the ground , and that it was the driver's responsibility to secure the hatch . As Whaley's un- controverted testimony further reveals , he had been in- structed not to climb on top of the tank truck because of the accident risk involved . In weighing the merits of the Respondent's assertion of the dangers inherent in Whaley's conduct on December 10, I have also considered the com- plete absence of evidence in the record of any corrective action taken with respect to the truckdriver . There is no evidence that in connection with the December incident, or the one which preceded it in November , the Respondent counselled or cautioned the truckdriver , or his employer, about the rules requiring constant attendance during the unloading process. Although the Respondent contends that Whaley's mis- conduct on the morning of December 10 triggered his sum- mary discharge , the record contains no evidence of any immediate event or incident to explain the equally instanta- neous discharge of Beryle Garside. Garside had been sus- pended in November for leaving work without permission. In addition, Supervisor Robert Cooley testified that he had complained to Plant Superintendent Bums about Garside's work . Cooley 's testimony, however, is replete with inconsis- tencies and the absence of specifics as to what incidents prompted his complaints to Burns , or when they were voiced . It is clear that Cooley made no complaints about Garside during the period immediately preceding the latter's discharge . It is equally clear from Cooley 's testimo- ny that he had similar or more serious problems with other employees under his supervision , but his complaints did not result in the same summary discipline meted out to Garside. Again, in weighing the merits of the Respondent's as- serted reasons for Garside 's discharge , I have considered evidence in addition to the absence of any event or incident to explain the summary nature of the termination. Bums told Garside that his discharge was prompted by Cooley's dissatisfaction with Garside 's work and his failure to fulfill the Company's expectations . When Garside confronted Cooley after the discharge , however, Cooley denied that he had complained to Bums about Garside's work, and insist- ed that Garside's work was fine . Cooley did not deny the testimony of Whaley and Charles Ponce to this effect, and he similarly did not deny the testimony that he told Garside that Bums was trying to pin the whole matter of the dis- charge on Cooley. Accordingly , and upon all of the pertinent and ger- mane evidence in the record , I find and conclude that the Respondent discharged Whaley and Garside in violation of Section 8 (a)(3) and ( 1) of the Act . As found above, the Respondent was aware that a union organizing campaign was in progress in the plant , and it knew or urgently suspect- ed that Whaley and Garside were involved . As to timing, the discharges of the two employees coincided to a remarkable degree with the onset of the union organizing campaign. With respect to the justifications for the discharges ad- vanced by the Respondent , I reject them as not being the motivating causes for the terminations . It is granted that neither Whaley or Garside were model employees, and both had been subjected to prior discipline for infractions of the Company's rules . As reviewed above , however , the Respon- dent seized upon the prior infractions as a cause for dis- charge only after it had determined that Whaley and Garside were involved in a campaign to obtain union repre- sentation for its employees . Finally , as to animus, the Respondent 's disregard for the rights of its employees to engage in union and other protected activities is evinced by the discharges themselves , and corroborated by the Respondent 's conduct following commencement of the strike and the Union 's demand for recognition . As I have found that the discharges of Whaley and Garside violated the Act, I also find and conclude that the strike of the employees which began on December 10 was in protest of the discharges , and, accordingly , was caused and has been prolonged , at least in part, by the Respondent 's unfair labor practices. B. The Refusal to Bargain and the Discharge of the Strikers When the employees on the day shift walked out on strike at noon on December 10, they first gathered in front of the plant, and then decided to meet as a group at Chicken Unlimited-a restaurant located some distance from the plant . Whaley and Garside remained in front of the plant to await the arrival of the night shift employees and to direct them to the site of the meeting . After the first group of employees arrived at Chicken Unlimited employee Charles Ponce distributed the, authorization cards he had received from Peter Harrison on the previous evening . Ponce ex- plained to the employees that they should sign the cards if they wished to be represented by a union. To the extent Ponce had sufficient cards , the employees filled the cards out in their own handwriting and signed them. Shortly af- terwards Whaley and Garside arrived at Chicken Unlimited with the employees from the night shift ; Ralph and Ray Estrada , and Gabriel and Salvador Alvarez . Ponce obtained additional cards from Whaley , which he distributed to those employees who had not received a card , again with the explanation that they should sign the cards if they wanted union representation . The additional cards were filled out and signed by the employees , and then returned to Ponce or to Peter Harrison after he arrived at the restaurant. After Whaley arrived at Chicken Unlimited he called W. C. RICHARDS CO. 1075 Harrison to apprise him of the whereabouts of the employ- ees. Harrison arrived shortly thereafter, accepted the au- thorization cards , and informed the employees that they would be going into the Steelworkers Union. As he had on the previous evening , Harrison explained that he would demand recognition from the Company , but if this was refused he could petition for an election . Harrison then suggested that the group return to the plant to demand recognition and the reinstatement of Whaley and Garside. Harrison and the employees, or at least some of them, returned to the Respondent's plant. Accompanied by em- ployees Whaley, Garside, and Ponce, Harrison entered the plant and asked to speak to W. C. Richards. Richards was not available, but Assistant to the President Arthur Gay came out. Harrison informed Gay that the United Steel- workers represented a majority of the Respondent's em- ployees , requested the Respondent to recognize the Union as the representative of its production and maintenance employees, and demanded the reinstatement of Whaley and Garside. Gay replied that the Respondent had been unable to contact its lawyer , and there was no one at the plant with authority to make a decision. Gay stated that he could not make such a decision, and Harrison replied, "Well, the plant won't work Monday [and] I will have the pickets up." Harrison and the employees left the plant and congre- gated at the edge of the parking lot. While Harrison was instructing the employees on the details of the picketing which was to begin on Monday, December 13, Gay came out of the building and approached the group. Gay told the employees that if they wanted to return to work the Respon- dent would be glad to have them, but if they did not return they would have to leave the Company's premises. The picketing of the Respondent's plant began at 6 a.m. on December 13, and the strike and picketing were still in progress at the time these cases were heard . Between 8 and 10 a.m. on December 13, Harrison , again accompanied by employees Whaley, Garside, and Ponce, entered the plant and asked to talk to W. C. Richards. The group was informed that Richards was not available, but they were ushered into an office where Gay and Bums were seated. Harrison explained that the Union represented a majority of the Respondent's employees, and he demanded recogni- tion and the reinstatement of Whaley and Garside. Harri- son also explained that if the Respondent doubted his claim of majority representation, the Union would agree to a check of the authorization cards by a neutral third party. Gay who was taking notes, replied, "I understand, but I can't make a decision ... Mr. Richards is meeting with the lawyer now." Harrison repeated that the picketing would continue until the Respondent granted recognition to the Union, and he and the employees left the plant. Harrison, accompanied by employees Garside, Ponce, larussi, Havlich, and Rudy Ortiz again entered the plant on December 15. Harrison told Arthur Gay that the group wanted to speak to W. C. Richards. Gay replied that Rich- ards didn't want to speak to the group, and in fact didn't even want to speak to Gay. Accordingly, Harrison asked Gay to deliver a message to Richards to the effect that the employees were willing to come back to work. Gay left and returned in a short while with the message that the employ- ees had quit and were no longer employed by the Company. Harrison protested that the employees had not quit, but were striking for recognition, and the group then left the plant .5 In the interim, on December 14, the Union formal- ized its demand for recognition and bargaining by a letter directed to W. C. Richards by Samuel E. Perish, subdistrict director of the United Steelworkers. In the letter Perish notified the Respondent of the Union's majority status, and demanded recognition and a prompt meeting for bargain- ing. In the letter Perish also agreed to submit the authoriza- tion cards signed by the employees to a representative of the Federal Mediation and Conciliation Service as a means of verifying the Union's claim of majority status . Insofar as the record reflects the Respondent made no reply to Perish's letter. ThieRespondent did, however, on December 20 send a letter to Peter Harrison, in which it attacked the legality of the picketing of its premises and threatened a lawsuit against the Union to recover damages. The record also contains other correspondence perti- nent to the Union's demand for recognition and the dis- charge and refusal to reinstate the strikers which was sent or received by the parties after the last face-to-face confron- tation on December 15. On December 21, Miguel Arias, a staff representative for the AFL-CIO, directed a letter to W. C. Richards, and Anas followed this correspondence with a second letter to Richards on the same date. In these letters the Union repeated its claim of majority status and its de- mand for recognition and bargaining, and again informed the Respondent that the strike had been caused by the discharges of Whaley and Garside. In the second letter Arias related the cause of the picketing for recognition, but also informed the Respondent that the 15 striking employ- ees had not quit their employment and were ready and willing to return to work. Again, there is no evidence that the Respondent replied to either letter, but on January 4, 1972, the Respondent directed individual letters to the strik- ing employees, informing them that they had been dis- charged on December 10, and enclosing a form pertinent to the continuation of their insurance coverage . In response, on January 21, 1972, the attorney for the Union directed a letter to the Respondent's attorney advising that the 13 employees engaged in the strike unconditionally offered to return to work. Insofar as the record reflects the Respon- dent did not reply to the letter, but during the course of the hearing it again expressed its position that the striking em- ployees had been discharged and would not be reinstated. C. The Appropriate Bargaining Unit and The Union's Majority Status The complaint alleges, the answer admits , and I find that the following described unit of the Respondent's em- ployees constitute a unit appropriate for the purposes of collective bargaining within the meaning of Section 9(b) of the Act: All production and maintenance employees employed at Respondent's Blue Island , Illinois facility, but ex- 5 On December 16, the Union filed a petition for a representation election, but the petition was withdrawn on January 24, 1972, with the approval of the Regional Director for Region 11 1076 DECISIONS OF NATIONAL LABOR RELATIONS BOARD cluding office clerical and professional employees, guards and supervisors as defined in the Act. The record reflects that on December 10, the date of the Union's initial request for recognition and bargaining, the Respondent employed a total complement of 23 produc- tion and maintenance employees. This figure includes em- ployees Whaley and Garside, who are found above to have been discriminatorily discharged prior to the Union's re- quest for recognition. The figure of 23 also includes Ralph Quint, who, I have found above to be a leadman and not a supervisor, but excludes supervisors Homer Cooley, Rob- ert Cooley, Roy Wulatin, Donald Habich, and Ricardo Flores. At the time that Peter Harrison requested recognition from Arthur Gay on the afternoon of December 10, the Union had in its possession 15 authorization cards, includ- ing two signed by employees Whaley and Ponce on Decem- ber 9, and 13 signed by employees who were present at the meeting at Chicken Unlimited on December 10. I find that the cards, which contain the following statement, are valid authorizations for collective bargaining representation, and for the reasons related below I also find that they were duly executed by the employees with knowledge that they would be used to demand recognition and bargaining from the Respondent: AUTHORIZATION FOR REPRESENTATION BY AMERICAN FEDERATION OF LABOR and CONGRESS Of INDUSTRIAL ORGANIZATION I desire to be represented by a Union which is part of the AFL-CIO and/or its appropriate affiliates as my Bargaining Agent in matters of wages , hours and other conditions of employment. When Harrison met with employees Whaley and Ponce on the evening of December 9, he responded to their ques- tions about the necessary steps to secure union representa- tion by informing them that it would be necessary for the employees to sign authorization cards. Harrison furnished Whaley and Ponce with 17 blank cards and instructed them to secure the signatures of other employees by explaining that the execution of the cards constituted a request by the employees for representation by the AFL-CIO. Harrison also informed Whaley and Ponce that when the employees had signed the cards he would request recognition from the Respondent, but if the request was refused he would file a petition for an election with the Board. After the employees left work in protest of the dis- charges of Whaley and Garside, they met at Chicken Un- limited and Ponce distributed the cards in his possession with the explanation that the employees should sign the cards if they desired to be represented by the Union. After Whaley and Garside arrived at the meeting with the em- ployees from the night shift, Ponce obtained and distributed additional cards with the identical explanation that the em- ployees should sign if they wanted union representation. Harrison arrived shortly thereafter, the cards were turned over to'him, and he informed the employees that they would be represented by the Steelworkers Union. Harrison also told the employees that he would demand recognition from the Company, but if the demand was refused he would petition for an election. Harrison suggested that the group return to the plant to demand recognition, and the rein- statement of Whaley and Garside. Harrison demanded rec- ognition within the next few minutes, and the demand was repeated and again rejected by the Respondent on Decem- ber 13, 14, and 21 and January 21, 1972. In contest of the authenticity of the authorization cards and the Union's demand for recognition, the Respondent has advanced several contentions. First, the Respondent argues that the Union did not represent a majority of the employees in the unit because all of the employees on the day shift had been terminated before they signed the cards and before Harrison's demand for recognition. In support of this argument the Respondent relies on the testimony of Bums and Richards that the employees who walked out of the plant at noon on December 10 were discharged in ac- cordance with its long established policy of summary termi- nation of any employee who fails to report to work, and that the discharges were made without knowledge to the Re- spondent that the employees had gone on strike in protest of the discharges of Whaley and Garside. According to Bums' testimony, he discharged the day-shift employees shortly after he discovered that they had failed to return to work at the conclusion of the lunch period, and that he did so without knowledge of the reasons which prompted the employees to absent themselves from work. Bums also testi- fied that simultaneously with the discharges of the day-shift employees, he instructed the Respondent's supervisory per- sonnel that the employees were not to be rehired. As to the four employees on the night shift, Burns testified that he discharged them when they failed to report for work at the regularly scheduled time on the afternoon of December 10. Accordingly, on the basis of its established employment rules and Bums' testimony concerning the timing of the discharges of the day-shift employees, the Respondent con- tends that the Union lacked a majority when the demand for recognition was made on the afternoon of December 10. Further, the Respondent asserts that the walkout of the employees on December 10 was not protected concerted activity, and that the employees did not undertake any pro- tected concerted conduct until they began picketing on De- cember 13 in support of their demand for recognition. For the reasons related below, I reject each of the Respondent's contentions, assertions and arguments. I have found above on the basis of clear and uncon- tradicted evidence in the record that the strike which began on December 10 was undertaken by the employees in pro- test of the discharges of Whaley and Garside. As the dis- charges of Whaley and Garside contravened the provisions of Section 8(a)(3) of the Act, the strike was an unfair labor practice strike ab initio, and the Respondent's discharges and subsequent refusals to reinstate the strikers because they engaged in this form of protected concerted activity constitute additional violations of Section 8(a)(3). However, even if, contrary to my finding above, the discharges of Whaley and Garside were determined to have been for non- discriminatory reasons, the strike of the employees in pro- test of the discharges would still constitute concerted activity protected by Section 7 of the Act, and the Respondent's termination and refusals to reinstate the strik- W. C. RICHARDS CO. ers would still constitute violations of the Act .6 As the Board and the courts have held, "the determination of whether a `labor dispute' exists does not depend on the manner in which the employees choose to press the dispute, but rather on the matter they are protesting. Where a `labor dispute' exists, the employees may engage in a peaceful primary strike or any other lawful manner of protest and still retain the protection of the Act."' As for the Respondent's rule requiring summary discharge of employees who absent themselves from work, whatever its efficacy for other pur- poses the rule cannot serve to justify the discharge of em- ployees because they have engaged in activities protected by Section 7 of the Act.8 "When a `labor dispute' exists, the Act allows employees to engage in any concerted activity which they decide is appropriate for their mutual aid and protec- tion, including a strike, unless, unlike the situation here, that activity is specificially banned by another part of the stat- ute, or unless it falls within certain other well-established proscriptions." 9 Inasmuch as the employees engaged in protected concerted activity in conjunction with a "labor dispute," the strike was protected, and the Respondent vio- lated Section 8(a)(3) by discharging them. Accordingly, I find that all of the 15 employees who designated the Union as their bargaining representative enjoyed employment sta- tus at the time the cards were executed, as well as at the times the Union made its demand on the Respondent for recognition and bargaining. I also reject the Respondent's assertion that it had no knowledge of the reason why the employees walked out on December 10, as I reject its assertion that the employees were discharged as soon as Bums determined that they had failed to return from lunch. Considering the activities of the employees in the plant which immediately preceded their departure on December 10, it is incredible to suggest that the strike and the reason which prompted it were unknown to the Respondent's agents . Even if it were the fact, howev- er, that the employees undertook a strike without notice to the Respondent, this fact would neither detract from the protection afforded their concerted activity nor justify the Respondent's actions in discharging and refusing to rein- state them.10 As to the timing of the discharges, the record contains persuasive evidence to contradict the testimony of Bums and Richards that the employees were discharged before Harrison made the demand for recognition. The rec- ord reflects that after Harrison and the employees left the plant on the afternoon of December 10, Arthur Gay ap- proached them and informed the employees that if they wished to return to work the Respondent would be glad to have them-but if not, they would have to leave the Company's premises. Considering Gay's position as an offi- cer and a responsible management official of the Respon- dent, I find it unlikely that he would have invited the employees to return to work if Richards and Bums had already promulgated an order discharging the strikers and prohibiting their rehire. Similarly, Harrison and some of the 6 N.L R B v Solo Cup Company, 237 F.2d 521, 526 (C.A. 8), enforcing 114 NLRB 121. 7 Plasuhte Corporation, 153 NLRB 180, 184 , citing N.L.R.B. v. Mackay Radio & Telegraph Co„ 304 U S. 333, 334 8 N.L.R.B. v Washington Aluminum Co., 370 U.S. 9, 16. 9 Plastihte Corporation, supra, citing N.LR B v. Solo Cup Company, supra 10 Washington Aluminum Co, supra. 1077 employees met with Gay and Bums on the morning of December 13, but the record evidence I credit reflects that no mention was made of the alleged discharges. It was not until December 15, when Harrison made an unconditional offer for the employees to return to work, that the Respondent's management informed the employees of the discharges. Finally, on January 4, 1972, after a further un- conditional offer to return to work, the Respondent notified the strikers, in writing, that they had been discharged as of December 10. The Respondent has admitted that it discharged the strikers because they walked out of the plant on December 10, and I have found that the employees were engaged in protected concerted activities and their discharges violated the Act. On the whole of the record, however, I also find that the discharges of the strikers and the Respondent's subsequent refusal to reinstate them were motivated by ad- ditional considerations, equally proscribed by the provi- sions of Section 8(a)(3) of the Act. Contrary to the Respondent's assertion, the discharges did not occur until after the employees had authorized the Union to act as their bargaining representative, the Respondent had been ap- prised of the Union's majority status, and the Union had demanded recognition and bargaining. I find, accordingly, that the employees were discharged and refused rein- statement because they engaged in union activities, as well as protected concerted activities. In contest of the Union's majority status and the validi- ty of its demand for recognition, the Respondent also relies on other contentions. It is argued, alternatively, that the employees never authorized the United Steelworkers to rep- resent them, and that the only authorizations made were to the AFL-CIO. I find no merit in this argument. On the face of the cards executed by the employees is a clear and express authorization for representation by "the AFL-CIO and/or its appropriate affiliates ...." At the meeting with the employees at Chicken Unlimited on December 10, Harrison informed all of the card signers that they would be repre- sented by the United Steelworkers, and he recommended that the Respondent be immediately approached with a demand for recognition. Although all of the employees had signed cards at this juncture, there is no evidence that any employee attempted to withdraw his authorization, and there is no evidence that any employee voiced objection to Harrison's suggestion to demand recognition from the Re- spondent. I find, therefore, that the employees voluntarily, and without coercion or misrepresentation, authorized the United Steelworkers to represent them for purposes of col- lective bargaining, with the knowledge that the cards would be used to demand recognition from the Respondent." During the course of the hearing the Respondent ob- jected to the receipt in evidence of the cards executed by employees Gabriel Alvarez, Raymond J. Morris, Marcos Garcia, and Jose Flores, on grounds that the cards were not authenticated by the signatories. More particularly, the Re- spondent argues that since at least three of the named em- ployees were present during the hearing, it was incumbent upon the General Counsel to establish the authenticity of the signatures, and the conditions under which the cards 11 Southbridge Sheet Metal Works, Inc, 158 NLRB 819, 820 , enfd . 380 F.2d 851 (G.A 1) 1078 DECISIONS OF NATIONAL LABOR RELATIONS BOARD were executed through testimony elicited from the individ- ual signers. In my view the Respondent's objection goes to the weight to be accorded the evidence, and not to the admissability of the cards. The cards signed by the four named employees were filled out and signed during the course of the meeting at Chicken Unlimited on December 10. The cards were introduced in evidence through the testi- mony of two other employees, Roger Havhck and Rudolph Ortiz, who testified to the conditions under which the cards were solicited, and who witnessed the employees as they signed the cards. On the basis of this testimony, which is unrefuted, I find that the cards of Gabriel Alvarez, Ray- mond J. Morris, Marcos Garcia, and Jose Flores were prop- erly authenticated and are valid authorizations for union representation.12 Finally the Respondent contends that there is a conflict in evidence as to whether the Union's demand for recogni- tion was made on December 10 or December 13, that at no time was there any specification of what unit was demand- ed, and no proof was offered during the course of the hear- mg with respect to the appropriateness of the unit. As to these assertions, I credit the testimony of Peter Harrison that on the afternoon of December 10 he told Arthur Gay that he was from the United Steelworkers of America, that the Union represented a majority of the Respondent's employees, and that the Union was asking for recognition for all production and maintenance employees. On this testimony I find that Harrison made a clear and concise demand for recognition on December 10 and spec- ified the unit of employees sought. Assuming, arguendo, however, that Harrison's demand of December 10 left the Respondent in some doubt as to what was demanded, Har- rison repeated the union's demand on December 13, again specifying the claim of majority, the unit sought, and of- fered to prove the Union's majority through recourse to a card check by a neutral third party. On two occasions fol- lowing December 13, the Union sent letters to the Respon- dent repeating its demand for recognition, and specifying its claim of majority in a unit of production and maintenance employees. At no time did the Respondent ever question the Union's claim of majority, and at no time did the Respon- dent question the appropriateness of the unit, which by-the- by the Respondent admitted by answer to be appropriate for the purpose of collective bargaining. As the record clear- ly reflects, Harrison's oral demands for recognition were met with the singular plea that no one was present in the Respondent's plant to entertain the Union's demand, and the Union's written communications were ignored. On the whole of the record I find and conclude that the Union represented a majority of the Respondent's employ- ees in an appropriate unit, and that the Union made a valid demand for recognition and bargaining. I also find that the Respondent refused the demand for reasons contrary to the provisions of Section 8(a)(5) and (1) of the Act. D. The Independent Violations of Section 8(a)(1) The complaint alleges that on two separate instances on December 31, through its agents Lawrence Bums and Arthur Gay, and on another occasion on January 13, 1972, 12 The Colson Corporation, 148 NLRB 827, 839-40, enfd 347 F 2d 128 (C.A 8), cert. denied 382 U.S 904. through its agent W. C. Richards, the Respondent harrassed its striking employees by photographing them on the picket line. The only witness who testified to the events surround- ing these allegations was Peter Harrison, who related that on January 6, 1972, a date suggested by the General Counsel's question, he observed Arthur Gay at a window in the office of the Respondent's plant, and that Gay was pointing a camera toward the picket line. Gay then came out a doorway and continued to point the camera at the picket line. According to Harrison, Gay repeated this con- duct on three other occasions on the same day. In addition Harrison related that on January 13, again a date suggested by the General Counsel's question, he observed W. C. Rich- ards pointing a camera at Harrison and the pickets. Harrison was cross-examined at length on the alleged camera incidents, and without contradiction denied that the picketing was attended by any violence or threats of vio- lence. Harrison also denied mass picketing, physical ob- struction of personnel or vehicles, and that the picketing was conducted on any portion of the Respondent's prem- ises. Harrison admitted that the pickets did talk to truck- drivers entering the Respondent's premises to explain the strike and solicit the drivers' cooperation not to cross the picket line, but he denied that this activity was attended by any physical force or threats to the drivers. Harrison also admitted that on one occasion a picket entered onto the Respondent's parking lot for the purpose of turning his automobile around. The Respondent adduced no testimony to controvert the version of events related by Harrison, and it offered no evidence to establish what, if any valid reason, prompted its agents Gay and Richards to photograph or appear to photo- graph the picket line. I find accordingly that the Respon- dent's agent did photograph, or leave the impression of photographing the picket line, and that the motive for this conduct is that proscribed by Section 8(a)(1) of the Act. There remains for consideration, nevertheless, the question of whether this unlawfully motivated conduct in- terfered with, restrained, or coerced the employees in the exercise of their Section 7 rights. Harrison was the only witness who testified to the camera incidents, and Harrison is not an employee cloaked with the protection. There is no direct evidence that employees witnessed the camera inci- dents, although Harrison's testimony is clear that employees were on the picket line when the incidents occurred, and the camera was directed toward the pickets. Considering the circumstances of the Respondent's photographing of the picket line, the inference is permissible that the incidents were witnessed by employees on the picket line. Assuming, however, that no employee of the Respondent directly ob- served the actual events when the picket line was photo- graphed, the photographing was conducted under such circumstances as to insure that the conduct would come to their attention.13 I find, therefore, that the conduct of the Respondent in photographing, or leaving the impression of photographing, striking employees on the picket line consti- tutes interference, restraint, and coercion of the employees in the exercise of their Section 7 rights, and violated Section 8(a)(1) of the Act.14 13 Reeves-Ely Laboratories, Inc, et at, 76 NLRB 729, 733. 14 General Engineering, Inc, etc, 131 NLRB 901, 902, and cases cited at 908 W. C. RICHARDS CO. 1079 E. The Refusal to Bargain and the Appropriateness of a Bargain Order As found above, the Union represented a majority of the Respondent's employees in an appropriate production and maintenance unit on and after December 10, 1971, and on that date and several occasions thereafter requested the Respondent to recognize the Union and bargain with re- spect to wages , hours, and other terms and conditions of employment. At no time prior to the hearing did the Re- spondent advance any reason for its failure and refusal to honor the Union's request. During the course of the hearing, however, the Respondent asserted the absence on its part of any obligation to recognize the Union on grounds that the Union lacked majority status, that the request to bargain was invalid, and the Union failed to designate an appropri- ate unit. These contentions have been disposed of above, contrary to the Respondent' s arguments . As I have also found above, by failing and refusing to honor the Union's request the Respondent violated Section 8(a)(5) and (1) of the Act. The question remains as to whether, under the circumstances of these cases , an order requiring the Respon- dent to recognize and bargain with the Union is appropri- ate, and, if so, on what rationale. In their brief arguments for the appropriateness of a bargaining order, the General Counsel and the Charging Union assert that such an order is warranted on grounds of record evidence displaying the complete absence of the Respondent's good-faith doubt of the Union's majority. More particularly, the General Counsel and the Union rely on the Respondent's failure to question the Union's claim of majority and its bad faith as evinced by its unlawful conduct, which they contend was calculated to undermine the Union and destroy its majority status. Under current precedent, however, I am persuaded to the view that the efficacy of a bargaining order in these cases is to be determined from application of the standards promulgated by the United States Supreme Court in the Gissel 1 case, rather than from application of the subjective "good-faith doubt" test.16 In Gissel the Supreme Court reaffirmed what had been long before established-a union does not have to be certi- fied as the result of a Board-conducted election to invoke a bargaining obligation. A union can "establish majority status by other means under the unfair labor practice provi- sion of Section 8(a)(5)-by showing convincing support for instance, by ... possession of cards signed by a majority of the employees authorizing the Union to represent them for collective bargaining purposes." From the findings made above, it is clear in these cases the Union established its majority status by showing convincing support in the form of valid authorizations obtained from 15 of 23 of the Respondent's employees in an appropriate unit. In discussing the appropriateness of issuing a bargain- ing order in Gissel, the Supreme Court expressed cognizance of the existing practice of the Board, approved by the courts, of imposing such an order in "exceptional cases marked by 15 N.L.R.B. v. Gusel Packing Company, 395 U.S. 575. 16Joy Silk Mills, Inc, 85 NLRB 1263, enfd . 185 F.2d 732 (C A.D.C.). `outrageous' and `pervasive' unfair labor practices ... of such a nature that their coercive effects cannot be eliminat- ed by the application of traditional remedies , with the result that a fair and reliable election cannot be had." 17 The Su- preme Court held in addition, however: The only effect of our holding here is to approve the Board's use of the bargaining order in less extraor- dmary cases marked by less pervasive practices which nonetheless still have the tendency to undermine majori- ty strength and impede the election processes. The Board's authority to issue such an order on a lesser showing of employer misconduct is appropriate, we should re-emphasize, where there is also a showing that at one point the union had a majority; in such a case, of course, effectuating ascertainable employee free choice becomes as important a goal as deterring em- ployer misbehaviour. In fashioning a remedy in the exercise of its discretion, then, the Board can properly take into consideration the extensiveness of an employer's unfair practices in terms of their past effect on election conditions and the likelihood of their recur- rence in the future. If the Board finds that the possibility of erasing the effects of past practices and of ensuring a fair election (or a fair rerun) by the use of traditional remedies, though present, is slight and that employee sen- timent once expressed through cards would, on balance, be better protected by a bargaining order, then such a order should issue. [Emphasis supplied.] In these cases the Respondent's unfair labor practices may well be characterized as egregious, if not "outrageous" and "pervasive." The Respondent discharged its employees Whaley and Garside because of their union activities, sym- pathies, and interests. When the employees undertook an unfair labor practice strike in protest of the discriminatory discharges, and thereafter authorized the Union to repre- sent them and to demand recognition and bargaining, the Respondent retaliated by discharging all of the strikers. On the heels of refusing the Union's valid request for recogni- tion and bargaining, the Respondent dishonored the em- ployees' valid and unconditional offer to abandon the strike and return to work. Thereafter, the Respondent capped off its prior unlawful conduct by photographing the employees while they were engaged in the exercise of their protected right to picket its premises. All of this conduct caused and prolonged the unfair labor practice strike which began on December 10.18 It cannot be said, of course, that the discharges of Whaley and Garside tended to undermine the Union's ma- jority, since it had no majority at the time of these dis- charges, but thereafter acquired a majority. Nor can it be said on the basis of the record before me that the Union has, in fact, lost the majority it acquired on December 10. It can be said, nevertheless, that the Respondent' s continuing course of unlawful conduct has the "tendency" to under- 17 Citing, among other cases , N.L R.B v Logan Packing Co, 386 F .2d 562, 570 (C.A. 4) 18 I am not unmindful of evidence in the record that the picketing was in part directed to the Union's demand for recognition and bargaining, i.e., economic in nature The strike, nevertheless, was clearly caused by the dis- cnmmatory discharges of Whaley and Garside, and the Respondent 's later unfair labor practices , particularly its refusal to honor the employees ' uncon- ditional requests to return to work, prolonged the strike. 1080 DECISIONS OF NATIONAL LABOR RELATIONS BOARD mine the Union's majority strength and to impede the elec- tion processes. It can also be said, to paraphrase the ration- ale of the Supreme Court, that the possibility of erasing the effects of the Respondent's unfair labor practices is not only slight, but remote, and the employees' sentiment for union representation will be, on the balance, protected by the issuance of a bargaining order, rather than by recourse to traditional remedies and the election process. I find that a bargaining order is appropriate in these cases. In summary I find and conclude that the Respondent (1) violated Section 8(a)(1) of the Act by photographing its striking employees on the picket line, thereby interfering with, restraining, and coercing them in the exercise of the rights guaranteed by Section 7 of the Act; (2) that it violated Section 8(a)(3) of the Act by discharging James Whaley and Beryle Garside because of their union sympathies, interests, and activities; (3) that the Respondent additionally violated Section 8(a)(3) of the Act by discharging its striking employ- ees because they had engaged in union and protected con- certed activities; (4) that it further violated Section 8(a)(3) of the Act by failing and refusing for the same unlawful reasons to reinstate its striking employees after they had made an unconditional offer to return to work; and (5) that the Respondent violated Section 8(a)(5) of the Act by failing and refusing to recognize and bargain with the Union as the majority representative of its employees in an appropriate bargaining unit. I also find and conclude that the strike which began on December 10, 1971, was caused and pro- longed by the Respondent's unfair labor practices. V THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondent, set forth in section IV, above, occurring in connection with its operations de- scribed in section I, above, have a close, intimate and sub- stantial relation to trade, traffic, and commerce among the several States and tend to lead to and have led to labor disputes burdening and obstructing commerce and the free flow of commerce. VI THE REMEDY Having found that the Respondent has engaged in, and is engaging in unfair labor practices in violation of Section 8(a)(1), (3), and (5) of the National Labor Relations Act, as amended, I shall recommend that it be ordered to cease and desist therefrom and to take certain affirmative actions designed to effectuate the policies of the Act. As I have found that the Respondent discharged its employees James Whaley and Beryle Garside in violation of Section 8(a)(3) of the Act, I shall recommend that it be ordered to offer them immediate and full reinstatement to their former jobs or, if those jobs no longer exist, to substan- tially equivalent positions, with seniority and all rights and privileges previously enjoyed, and to make them whole for any loss of earnings they suffered by reason of the discrim- ination, by payment to them of a sum equal to what they would have earned in the absence of the discrimination, less net earnings during such period, with backpay computed on a quarterly basis in the manner prescribed in F. W. Wool- worth Company, 90 NLRB 289, and the backpay shall carry interest at the rate of 6 percent per annum , as established in Isis Plumbing & Heating Co., 138 NLRB 716. As I have also found that the Respondent violated Section 8(a)(3) by discharging and failing to reinstate its striking employees upon their unconditional application to return to work, I shall recommend that the Respondent be ordered to offer the employees named below immediate and full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equivalent positions, dis- charging if necessary any employees hired after the com- mencement of the strike on December 10, 1971, and the Respondent shall accord to the employees ordered to be reinstated all seniority and other rights and privileges they previously enjoyed. I shall also recommend that the Re- spondent be ordered to make whole the employees it dis- charged and failed to reinstate by payment to them of a sum equal to that which they would have earned as wages, from the date of the Respondent's failure to reinstate them on the date of December 15, 1971, until the offer of reinstatement, less net earnings during such period, and said backpay shall be computed and bear interest in the manner recommended in the foregoing paragraph: Gabriel Alvarez Marcos Garcia Ignacio Alvarez Roger Havlick Salvador Alvarez John larussi Ray Estrada Raymond Morris Rafael Estrada Rudolph Ortiz Jose Flores Charles Ponce Uriel Villagomez As the record in this case reflects that on or about January 4, 1972, the Respondent terminated certain insur- ance coverage for those of its employees who were discrim- inatorily discharged and refused reinstatement, I shall recommend that it be ordered to reinstate the policy, or provide essentially similar coverage, and make the employ- ees whole for any losses they suffered or sums they were required to pay as a result of the cancellation. In order to determine the amounts of backpay due and the rights of reinstatement under these recommendations, I shall further recommend that the Respondent be ordered to preserve and make available to the Board, upon request, all payroll records, social security payment records, timecards, personnel records and reports, insurance records, and all other records necessary and useful to effectuate the rec- ommendations made above. As I have found that the Respondent violated Section 8(a)(5) of the Act by failing and refusing to recognize and bargain with the Union, and as I have also found that a bargaining order is warranted in these cases , I shall recom- mend that the Respondent be ordered to recognize and, upon request, bargain with the Union as the sole and exclu- sive bargaining representative for the Respondent's employ- ees in the bargaining unit specified in section IV, C above, with respect to wage, hours, and other terms and conditions of employment. As the unfair labor practices committed by the Re- spondent are of such nature and character as to strike at the basic rights of employees safeguarded by the Act, I shall further recommend that the Respondent be ordered to cease and desist from infringing in any other manner upon the W. C. RICHARDS CO. rights of its employees guaranteed by Section 7 of the Act.'9 CONCLUSIONS OF LAW 1. The Respondent, W. C. Richards Co., is an employ- er engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. The Union, United Steelworkers of America, AFL- CIO, is a labor organization within the meaning of Section 2(5) of the Act. 3. W. C. Richards, Arthur Gay, Lawrence Burns, Rob- ert Cooley, Homer Cooley, Roy Wulatin, Donald Habich, and Ricardo Flores are supervisors within the meaning of Section 2(11) of the Act, and agents of the Respondent within the meaning of Section 2(13) of the Act. 4. All production and maintenance employees em- ployed by W. C. Richards Co. at its Blue Island , Illinois facility, but excluding office clerical and professional em- ployees, guards and supervisors as defined in the Act, con- stitute a unit appropriate for the purpose of collective bargaining within the meaning of Section 9(b) of the Act. 5. United Steelworkers of America, AFL-CIO, is the sole and exclusive representative of the employees of the Respondent in the bargaining unit described above within the meaning of Section 9(a) of the Act. 6. By photographing, or giving the impression of photo- graphing, its employees on the picket line, the Respondent has engaged in unfair labor practices within the meaning of Section 8(a)(1) and Section 2(6) and (7) of the Act. 7. By discharging its employees James Whaley and Beryle Garside because of their union activities, sympathies, and interests, the Respondent has engaged in unfair labor practices within the meaning of Section 8(a)(3) and (1), and Section 2(6) and (7) of the Act. 8. By discharging its employees who had engaged in the strike which began on December 10, 1971, and by refusing to reinstate the employees in accordance with their uncondi- tional application to return to work on December 15, 1971, the Respondent has engaged, and is engaging in, unfair labor practices within the meaning of Section 8(a)(3) and (1) and Section 2(6) and (7) of the Act. 9. By failing and refusing on and after December 10, 1971, to recognize and bargain with the United Steelworkers of America, AFL-CIO, as the sole and exclusive bargaining representative of its employees in the unit described above, the Respondent has engaged in, and is engaging in, unfair labor practices within the meaning of Section 8(a)(5) and (1) and Section 2(6) and (7) of the Act. 10. The strike of the employees against the Respondent which began on December 10, 1971, was caused and has been prolonged by the Respondent's unfair labor practices in violation of Section 8(a)(1), (3), and (5) and Section 2(6) and (7) of the Act. Upon the foregoing findings of fact, conclusions of law, and the entire record in this proceeding, and pursuant to Section 10(c) of the Act, I hereby issue the following recommended: 19 N.LR. B. v. Entwhistle Manufacturing Co., 120 F.2d 532, 536 (C.A. 4). ORDER20 1081 The Respondent, W. C. Richards, Co., its officers, agents, successors, and assigns, shall: 1. Cease and desist from: (a) Photographing employees, or leaving the impres- sion that it is photographing employees, while they are en- gaged in concerted activities protected by Section 7 of the Act. (b) Discharging employees, or refusing to reinstate striking employees upon their unconditional application, because of the employees' interests, sympathies, or activities on behalf of the United Steelworkers of America, AFL- CIO, or any other labor organization, or because the em- ployees have engaged in concerted activities protected by Section 7 of the National Labor Relations Act, as amended. (c) Refusing to recognize and bargain with the United Steelworkers of America, AFL-CIO, as the sole and exclu- sive bargaining representative of its employees in the fol- lowing described bargaining unit: All production and maintenance employees em- ployed by W. C. Richards Co. at its Blue Island, Illi- nois, facility, but excluding office clerical and professional employees, guards and supervisors as de- fined in the Act. (d) In any other manner interfering with, restraining, or coercing its employees in the exercise of their rights to self- organization, to form, join or assist labor organizations, to bargain collectively through representatives of their own choosing, and to engage in concerted activities for the pur- pose of collective bargaining or other mutual aid or protec- tion as guaranteed by Section 7 of the Act, or to refrain from any or all such activities. 2. Take the following affirmative action designed to effectuate the policies of the Act: (a) Offer James Whaley and Beryle Garside immediate and full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equivalent positions, with- out prejudice to their seniority or other rights and privileges previously enjoyed, and make them whole for any loss of earnings they may have suffered by reason of the discrim- ination against them in the manner set forth in the section hereof entitled "The Remedy." (b) Offer the employees named below immediate and full reinstatement to their jobs or, if those jobs no longer exist, to substantially equivalent positions, discharging if necessary any employees hired after December 10, 1971, with all seniority and rights and privileges previously en- joyed, and make the employees whole for any loss of earn- ings they may have suffered by reason of the failure to reinstate them in accordance with their unconditional appli- cation of December 15, 1971, the make-whole provision to be in the manner set forth in the section hereof entitled "The Remedy:" 20 In the event no exceptions are filed as provided by Section 102.46 of the Rules and ' Regulations of the National Labor Relations Board , the findings conclusions, and recommended Order herein shall , as provided in Section 102 48 of the Rules and Regulations be adopted by the Board and become its findings, conclusions and Order , and all objections thereto shall be deemed waived for all purposes. 1082 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Gabriel Alvarez Marcos Garcia Ignacio Alvarez Roger Havlick Salvador Alvarez John larussi Ray Estrada Raymond Morris Rafael Estrada Rudolph Ortiz Jose Flores Charles Ponce Uriel Villagomez (c) Notify the employees named in subparagraphs (a) and (b), above, if presently serving in the Armed Forces of the United States, of their right to full reinstatement upon application after discharge from the Armed Forces, in ac- cordance with the Selective Service Act and the Universal Military Training and Service Act. (d) Reinstate, or provide essentially similar insurance coverage for the employees named in paragraph (b) above, and make the employees whole for the losses they suffered or costs they encountered, if any, as a result of the cancella- tion of their insurance coverage on or about January 4, 1972. (e) Preserve and, upon request, make available to the National Labor Relations Board and its agents, for exam- ination and copying, all payroll records, social security rec- ords, timecards, personnel records and reports, insurance records, and all other records relevant and necessary to determine the reinstatement rights and the amounts of backpay due under the terms of this recommended Order. (f) Recognize and, upon request, bargain collectively with the United Steelworkers of America, AFL-CIO, as the sole and exclusive representative of all employees in the unit described in paragraph 1(c) above, and, if an understanding is reached, embody such understanding in a signed agree- ment. (g) Post at its Blue Island, Illinois, facility copies of the attached notice marked "Appendix."21 Copies of said no- tice, on forms provided by the Regional Director for Region 11, after being duly signed by the Respondent's representa- tive, shall be posted by the Respondent immediately upon receipt thereof, and be maintained by it for 60 consecutive days thereafter in conspicuous places, including all places where notices to employees are customarily posted. Reason- able steps shall be taken by the Respondent to insure that said notices are not altered, defaced, or covered by other material. (h) Notify the Regional Director for Region 11, in writ- ing, within 20 days from receipt of this Decision as to what steps have been taken to comply herewith.22 21 In the event that the Board 's Order is enforced by a judgment of a United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall be changed to read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board " 22 In the event that this recommended Order is adopted by the Board after exceptions have been filed , this provision shall be modified to read : "Notify the Regional Director for Region 11, in writing, within 20 days from the date of this Order, what steps the Respondent has taken to comply herewith. APPENDIX NOTICE TO EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT photograph, or leave the impression that we are photographing our employees while they are engaged in concerted activities protected by Sec- tion 7 of the National Labor Relations Act. WE WILL NOT discharge our employees, or refuse to reinstate them upon their unconditional application because of their union activities, sympathies or inter- ests on behalf of the United Steelworkers of America, AFL-CIO, or any other labor organization , or because they have engaged in concerted activities protected by Section 7 of the Act. WE WILL NOT refuse to recognize and bargain with the United Steelworkers of America, AFL-CIO, as the sole and exclusive bargaining agent of our employees in the following appropriate bargaining unit: All production and maintenance employees em- ployed by W. C. Richards Co. at its Blue Island, Illinois facility, but excluding office clericals and professional employees, guards, and supervisors as defined in the Act. WE WILL NOT in any other manner interfere with, restain, or coerce our employees in the exercise of their rights to self-organization, to form, join or assist labor organizations, to bargain collectively through repre- sentatives of their own choosing, to engage in concert- ed activities for the purpose of collective bargaining or other mutual aid or protection as guaranteed by Sec- tion 7 of the Act, or to refrain from any and all such activities. WE WILL offer James Whaley and Beryle Garside immediate and full reinstatement to their former jobs, or if those jobs no longer exist, to substantially equiva- lent positions, without prejudice to their seniority or other rights and privileges previously enjoyed, and WE WILL make them whole for any loss of earnings they may have suffered as a result of our discrimination against them, together with interest thereon at 6 per- cent per annum. WE WILL offer the employees named below imme- diate and full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equivalent positions, discharging if necessary any employee hired after December 10, 1971, with all seniority and rights and privileges previously enjoyed, and WE WILL make the employees whole for any loss of earnings they may have suffered by reason of our refusal to reinstate them in accordance with their unconditional application of December 15, 1971; together with interest thereon at 6 percent per annum. W. C. RICHARDS CO. 1083 Gabriel Alvarez Ignacio Alvarez Salvador Alvarez Ray Estrada Rafael Estrada Jose Flores Marcos Garcia Roger Havlick John Iarussi Raymond Morris Rudolph Ortiz Charles Ponce W. C. RICHARDS CO (Employer) Uriel Villagomez WE WILL reinstate , or provide essentially similar insurance coverage for the employees named above, and make the employees whole for losses they suffered, or costs they encountered, if any , by reason of our cancellation of their insurance coverage on or about January 4, 1972. WE WILL recognize and, upon request , bargain col- lectively with the United Steelworkers of America, AFL-CIO, as the sole and exclusive representative of our employees in the unit described above, and, if an understanding is reached, embody such understanding in a signed agreement. Dated By (Representative) (Title) We will notify the above-named individuals, if pres- ently serving in the Armed Forces of the United States, of their right to full reinstatement upon application after dis- charge from the Armed Forces, in accordance with the Se- lective Service Act and the Universal Military Training and Service Act. This is an official notice and must not be defaced by anyone. This notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced, or covered by any other material. Any questions concerning this notice or compliance with its provisions may be direct- ed to the Board's Office, 1624 Wachovia Building, 301 North Main Street, Winston-Salem, North Carolina 27101, Telephone 919-723-2300. Copy with citationCopy as parenthetical citation