Victor Comptometer Corp.Download PDFNational Labor Relations Board - Board DecisionsApr 29, 1976223 N.L.R.B. 1169 (N.L.R.B. 1976) Copy Citation BEAR ARCHERY 1169 Bear Archery, Division of Victor Comptometer Corpo- ration and Bear Archery Employees Association- Local No. 1903 of International Union , United Au- tomobile, Aerospace and Agricultural Implement Workers of America (UAW). Case 7-CA-11569 April 29, 1976 DECISION AND ORDER BY CHAIRMAN MURPHY AND MEMBERS FANNING AND WALTHER On August 14, 1975, Administrative Law Judge Robert Cohn issued the attached Decision in this proceeding. Thereafter, Respondent filed exceptions and a supporting brief, and Charging Party filed an answer to the Respondent's exceptions and brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs and has decided to affirm the rulings, findings, and conclusions of the Administrative Law Judge and to adopt his recommended Order. In late August 1974,' several employees of the Re- spondent, including the president and vice president of the Bear Archery Employees Association (herein called the Association),' met with a representative of the International Union, United Automobile, Aero- space and Agricultural Implement Workers of Amer- ica (herein called the UAW), to discuss the possibili- ty of the Association affiliating with the UAW. The employees, at that time, decided that a meeting of the Association's board of directors should be held on September 4, to discuss the issue of affiliation with the UAW. Each member of the board of directors was, thereupon, personally asked by an officer of the Association to attend the special meeting and was informed that this would be a very important meet- ing. Of the 30 members of the board of directors, 29 attended the September 4 meeting and, after discuss- ing the pros and cons of affiliation, voted unani- mously by secret ballot to recommend to the mem- bers that the Association affiliate with the UAW and 1 All dates hereafter are in 1974 unless otherwise noted. 2 Since 1973, the Respondent has recognized the Association, a noncerti- fied independent labor organization , as the collective- bargaining representa- tive of its production and maintenance employees. The Association's last collective-bargaining agreement with the Respondent expired December 1975. that a "special membership meeting" be held to vote on affiliation. On September 5, notices were posted throughout the plant announcing a special association member- ship meeting, to be held at the American Legion Hall on September 10, for the purpose of taking a secret ballot vote on the issue of affiliation with the UAW. Because the employees were then working on three shifts, the notice also stated the time employees on each shift were scheduled to attend the meeting. On September 10, the meeting and voting, by shifts, took place at the American Legion Hall, the usual association meeting place. Each employee, upon entering the hall, was handed a piece of paper by the Association's vice president which contained the board of directors' resolution and recommenda- tion in favor of affiliation. The employee was then told by the Association's president, Gary Swanson, that if he or she had any questions or comments be- fore voting, he or she should go to another part of the hall, removed from the voting area, where about 200 chairs had been set up for the members' comfort. The Association's president repeated this statement a number of times so that all employees who entered the hall were aware of the opportunity for discussion. Subsequently, Swanson and the UAW representa- tive, Walter Schultze, conducted a meeting in this area. During the first two voting shifts, all of the em- ployees went to the discussion area, where they lis- tened to Schultze and Swanson speak on the advan- tages of affiliation and asked questions. During the last shift, however, only about 20 of the approximate- ly 200 employees participated in the meeting. The others went directly to the voting area to cast their ballots. It is not clear how long the meetings lasted. How- ever, at the conclusion of said meetings, each voter was directed to a table where the Association's secre- tary and treasurer checked to see if the employee's name was on the Employer's official seniority list which was used as the voter eligibility list. If the employee's name was on the list, he or she was given a ballot, the voter's name was checked off the list, and he or she was directed to a long table facing the wall about 20 feet away from the officers' table where, back turned toward the officers, he or she would mark the ballot, fold it twice, and deposit it in a locked ballot box which was situated at the end of the officers' table. The ballot box was never removed from the table and was guarded at all times by either the Association's secretary or treasurer. At 6 p.m., the polls were closed and the ballots were counted by a special committee of six employee volunteers which included officers and nonofficers of the Association. Of 519 eligible voters on the senior 223 NLRB No. 191 1170 DECISIONS OF NATIONAL LABOR RELATIONS BOARD ity list, 329 voted for, and 67 voted against, affilia- tion.' The following day, September 11, Respondent was notified by letter from the association officers of the affiliation vote and the fact that the Association would henceforth be known as Local 1903 of the UAW. The letter expressly advised Respondent that all officers and functions of the Union would remain the same; that there would be change in the day-to- day relationship between the employees' designated representative and the Company; and that Local 1903 of the UAW would honor all existing contractu- al obligations between the Association and the Com- pany. By letter to the Association dated September 13, Respondent stated that it would continue to rec- ognize only the Association. Based on the foregoing, we agree with the Admin- istrative Law Judge's finding that the affiliation elec- tion was valid and accurately reflected the wishes of the employees. Therefore, we also agree with the Ad- ministrative Law Judge's further finding that Re- spondent, by refusing to recognize and bargain with Local 1903 of the UAW, violated Section 8(a)(5) and (1) of the Act. Unlike our dissenting colleague, we find that the affiliation election was conducted with sufficient procedural and substantive safeguards to insure a democratic vote, the results of which accurately re- flected the wishes of the employee-members of the Association. Not a single employee in a unit of over 500 has been heard to complain that the election was other than fair and regular. It strikes us as odd, in- deed, that only the Respondent Company and our colleague have come forward to attack the election procedures as denying employees their due process of law. Our dissenting colleague argues that the affiliation election failed to meet minimum standards of due process because: (1) the employees were not given an adequate opportunity to discuss and consider the question of affiliation before voting; (2) the notice of the special meeting of the board of directors did not conform to the formal requirements of the Association's bylaws; (3) no impartial party was present during the election; (4) the polling area failed to assure secrecy of the ballot; and (5) about 30 pro- bationary employees were not permitted to vote. We 3 While all of the Respondent 's employees are named on the seniority list. together with their dates of hire , sec. 8 of the current collective-bargaining agreement between Respondent and the Association provides that "the first 90 days of employment shall be considered probationary and without se- niority ." The contract also contains a union -security clause requiring em- ployees to join the Union after 90 days of employment . Because of these contract provisions , about 30 probationary employees were not permitted to vote . See discussion of this, infra. find that the above do not provide grounds for set- ting the election aside. Our colleague states that there was no real oppor- tunity for the members to discuss and consider the question of affiliation . This ignores the uncontrovert- ed facts that all voters were given full opportunity to ask questions and make statements for or against af- filiation before the voting began and that a majority of the employees on the first and second voting shifts took advantage of this opportunity . The fact that only about 20 of about 200 voters on the third voting shift took advantage of the opportunity for discus- sion cannot be construed as a denial of their right to such discussion . There is no testimony that any em- ployee was denied the right to speak against affilia- tion. Moreover , the employees had ample notice of the special meeting and its purpose and , therefore, had an opportunity to discuss among themselves the issue of affiliation before the September 10 meeting. This is all that the Board or courts have required in the past . In light of the foregoing facts, we find our colleague 's reliance on American Bridge Division, United States Steel Corporation v. N. L. R. B.,a and Peco, Inc.,5 misplaced. Thus, unlike the facts in the present case , in Ameri- can Bridge 100 employees had signed a petition re- questing a special meeting in advance of the affilia- tion election in order to discuss the issue fully, which request was denied by the officers of the incumbent association; neither a seniority nor membership list was used to determine eligibility or to check off the name of each employee who was handed a ballot and, thus , there was no way to insure that each em- ployee received only one ballot ; there was no desig- nated voting area and members of the association marked their ballots wherever they desired; and members of the association , as well as officers , testi- fied that they could and did , in fact , see how employ- ee-members voted. The facts in Peco are also strikingly different from those in the instant case . There, the incumbent asso- ciation which was the certified representative of the production and maintenance employees conducted two separate membership meetings to vote on the question of affiliating with Marine Engineers Benefi- cial Association (MEBA). The first meeting , in Feb- ruary 1974, was held at. a time which precluded atten- dance by all employees who worked the afternoon shift and, hence ,, only 20-30 employees or at best 30 percent of the membership attended and the election was admittedly not by secret ballot . The second meeting, held in September of that year, was attend- ed by only 11 of the employer 's approximately 100 4457 F.2d 660 (C.A. 3, 1972). '204 NLRB 1036 (1973). BEAR ARCHERY 1171 unit employees. The 11 employees adopted an affilia- tion resolution and agreed to submit the resolution to the full membership for ratification. The president of the association, Jerry Winfrey, thereupon sent out ballots to all employees and a letter endorsing the "name change." Although 37 employees signed a pe- tition requesting that a meeting be held to discuss this issue and although Winfrey agreed to hold this meeting and to stop the balloting, he continued with the referendum. Subsequently, at a meeting allegedly held for the purpose of discussing affiliation, the as- sociation president, without allowing the requested discussion, announced the results of the referendum stating that the proposal to change the association's name had won. The Board found that this affiliation procedure did not meet a minimum standard of due process on the grounds that (1) the association's president re- fused the employees' request for discussion; (2) many members apparently did not participate in the refer- endum because they believed the voting was discon- tinued pending a meeting to discuss the issue; (3) the September meeting at which the affiliation resolution was adopted by voice vote was attended by no more than 30 percent of the association's membership; (4) the association continued to exist after the affiliation referendum and, subsequently, signed a contract with the employer; (5) there was clear evidence that at least 37 members were dissatisfied with the elec- tion procedures and intervened in the Board action claiming that they had been denied due process; and (6) members who opposed affiliation were- subse- quently elected to a majority on the association's board of directors. It is clear from the record that the employees here, unlike those in either Peco or American Bridge, had adequate opportunity to discuss and consider the question of affiliation before the voting began. The employees had ample notice of the meeting and its purpose and the polls were open throughout the day so that all employees had ample opportunity to at- tend the meeting and to vote. Both the UAW repre- sentative and the president of the Association were present at the meeting and all members were accord- ed an opportunity to raise questions or make com- ments for or against the proposed affiliation. There- after, the election was conducted by secret ballot and, most significantly, no employee has objected to the procedures followed, challenged the validity of the election, or claimed that he or she was denied due process. We also cannot agree with our colleague that the election was marred by irregularities merely because the special meeting. of the Association's board of di- rectors was not called in accordance with the formal requirements of the Association's bylaws, which re- quire that notices of special meetings must be in writ- ing and state the purpose of the meeting. We agree with the Administrative Law Judge's finding that the failure to give written notice of the special director's meeting was merely a technical deficiency which cannot be relied upon to overturn the election. In any event, this deficiency was cured by the facts that all 30 members of the board of directors were noti- fied of the meeting and informed of its great impor- tance; that all but 1 of the directors attended the meeting; and that the vote of the board of directors was unanimous in favor of affiliation and of calling a special membership meeting for the purpose of vot- ing on affiliation. We note, too, that no member of the board of directors has protested the procedures used in calling the special meeting of the directors. As the Board stated in The Hamilton Tool Company, 190 NLRB 571, fn. 8 (1971), "the Board . . . does not normally concern itself with determining whether a membership meeting was held in strict conformity with a union's constitution and bylaws absent a clear showing . . . of substantial irregularity." See also East Dayton Tool and Die Company, 190 NLRB 577, 579 (1971). In any event, the important thing is that the employees had advance notice of the purpose of their meeting. Our dissenting colleague also questions the validity of the election procedure on the ground that no im- partial party was present during the voting. In de- termining whether an affiliation vote meets the mini- mum standards of due process, the Board has never required that an impartial third party be present dur- ing the election or that such vote meet the standards of a Board election .6 Rather, the test is whether the election is conducted in an orderly fashion and in an atmosphere free from restraint- or coercion. This re- quirement, in our view, was fully met here. The bal- loting was carried on in an orderly fashion without any evidence of pressure from either the Company, the Association, or the UAW representative. Our col- league has not cited a single Board or court case which requires that an impartial observer must be present in order to find an affiliation election valid. Also, contrary to our colleague's assertion, there is no evidence here that the balloting was not secret. Employees voted at a table some 20 feet away from where the ballots were handed out and with their backs to the officials. There is no testimony that any employee was able to see, or saw, how another em- ployee voted. To the contrary, the Association's sec- 6 The strictures of Peerless Plywood, cited and relied on by our dissenting colleague, are clearly inapplicable to the situation before us and are totally out of their proper context. They apply only to Board-conducted elections and have no relevance to affiliation elections. 1172 DECISIONS OF NATIONAL LABOR RELATIONS BOARD retary testified that she could not see how the em- ployees were voting.' Finally, we disagree with our colleague that the election was invalid because some 30 probationary employees were denied the right to vote. The disen- franchisement of these employees was grounded in a contract provision which states that "the first 90 days of employment shall be probationary or without se- niority." Additionally, the contract provided that employees are not required to join the Association until they have completed their 90-day probationary period. Although probationary employees are clearly included in the bargaining unit, we do not view their disenfranchisement as critical here. For we note that even if all 30 probationary employees had unani- mously voted against affiliation, their votes would not have affected the results of the election which was overwhelmingly in favor of affiliation. As the Board observed in Hamilton Tool Company, supra at 575, under similar circumstances "when adequate opportunity to vote is provided to all those . . . eligi- ble to vote, the decision of the majority actually vot- ing is binding on all." In conclusion, we find that while the procedures followed in the instant affiliation election may not have measured up to the standards the Board de- mands for conducting its own elections, we are un- willing to find that the procedures were so lax or so "substantially irregular" as to negate the validity of the election, especially in the absence of any com- plaint from an employee or member of the Associa- tion. In our opinion the vote accurately reflected the desires of the vast majority of the member-employees and we find no reason to require a Board-conducted election to redetermine the choice already made by the employees. Rather, we are satisfied that regular procedures under appropriate safeguards have been followed to determine the employees' wishes on the question of affiliation. We find that none of the argu- r Our dissenting colleague asserts that the balloting procedure failed to meet the requirement of a "secret ballot" as defined in sec . 3(k) of the Labor Management Reporting and Disclosure Act, 29 USC §402(k). The question of whether or not the balloting here met the foregoing requirements is, of course , not for this Board to determine inasmuch as the Department of Labor, not the National Labor Relations Board , administers the Labor Management Reporting and Disclosure Act. Since we know of no ruling by the Department of Labor that the balloting procedure here did not meet the "secret ballot" requirements of 29 USC § 402(k)-nor do we know that the question has been presented to that forum-we are unwilling to say whether or not under that statute the balloting procedure was defective. We are satisfied, however, that it met the criteria of our statute , thus preserving the Union's statutory right to represent these employees. Our dissenting colleague 's insistence that the most stringent rules be applied by the Board in judging whether or not a small union has affiliated lawfully with a larger body is not, in our opinion , justified on the ground of a failure of due process. Where , as here, reasonable steps were taken to assure a fair vote, we do not believe that microscopic examination of the voting procedure is warranted if, in the end, the employees are thereby deprived of their bar- gaining representative and denied their right to join with other union em- ployees for their mutual aid and protection. ments advanced by our dissenting colleague warrants setting aside the employees' wishes. Accordingly, we agree with the Administrative Law Judge that Respondent by refusing to recognize that the Charging Party is the collective-bargaining representative for the production and maintenance employees has violated Section 8(a)(1) and (5) of the Act. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Re- lations Board adopts as its Order the recommended Order of the Administrative Law Judge and hereby orders that Respondent, Bear Archery, Division of Victor Comptometer Corporation, Grayling, Michi- gan, its officers, agents, successors, and assigns, shall take the action set forth in the said recommended Order. MEMBER WALTHER, dissenting: I do not agree with my colleagues' adoption of the Administrative Law Judge's finding that the Respon- dent violated Section 8(a)(5) of the Act by refusing to recognize the Charging Party following an affiliation election. In my view, the minimal standards of due process were not met by the circumstances surround- ing the affiliation vote, and, hence, the Respondent did not violate the Act by refusing to honor the re- sults of such a vote. The record reveals that the bargaining unit em- ployees were not given the opportunity to collectively discuss and consider the question of affiliation. Rath- er, each employee was presented with only the execu- tive board's resolution favoring affiliation 8 and indi- vidually given the opportunity to question a representative of the UAW, the Union with whom affiliation was sought. No impartial party was pres- ent at any time during the voting procedure nor was there a "special membership meeting" as had been announced. Indeed, there was no membership meet- ing providing any opportunity for discussion in which questions or opposition could be expressed from the floor.' 8 The resolution favoring affiliation was passed at a "special meeting" of the board of directors of the Bear Archery Employees' Association. Howev- er, contrary to the requirements of the Association's constitution and by- laws, there was no written notification of the special meeting nor were the board members informed in advance of the purpose of such meeting. 9 The balloting procedure cannot be characterized as a "meeting." Only 20 members out of 200 to 250 voting in the first shift heard the "speech" or discussion by the UAW representative: others voted after receiving only the resolution favoring affiliation . Similarly. some of the members voting in the remaining shifts did not hear the "discussion" by the UAW representative. Evidently a majority of voters did not take part in any discussion. In any event, such biased presentations to scattered groups of employees do not constitute a meeting , nor do such hit-or-miss conversations provide any opportunity for members to express opposition, even less to raise relevant questions before fellow members. BEAR ARCHERY 1173 The question of affiliation undeniably raises vital issues which affect the employees and require thoughtful consideration. Here, however, the voters were presented with only one side of the affiliation issue and voted immediately. Such an unbalanced presentation cannot qualify as an open discussion providing an opportunity for questions or dissent and consideration. And such an unbalanced presen- tation followed immediately by the voting surely had "an unwholesome and unsettling effect and tend[ed] to interfere with that sober and thoughtful choice which a free election is designed to reflect." 10 The Board sought in Peerless Plywood Co., supra, to elimi- nate such an unsettling effect by prohibiting last- minute speeches. In American Bridge Division, United States Steel Corporation v. N.L.R.B.," the court refused to en- force a Board bargaining order 12 which was based on an affiliation vote even though, unlike the instant case , the employees had been permitted to discuss the affiliation issue at a membership meeting just be- fore the vote. The court said that a "period of reflec- tion was certainly an element of the `opportunity to consider' " an issue of such vital importance to the members. No such "period of reflection" was permit- ted here either." While internal union elections are, of course, not required to follow Board electoral procedures, due process requires that the basic safeguards of a free and fair election cannot be ignored it those elections are to serve as the basis for Board sanctions. As Member Jenkins observed in his joint dissent with Member Zagoria in North Electric Company:14 If the Board is to accept privately conducted elections as a basis for amending Board certifi- cations, it should be certain that minimal stan- dards of due process be observed lest the very validity of Board certifications and elections be undermined. As in Peco, Inc.,15 wherein the Board refused to grant an amendment of certification because the members were not given an adequate opportunity prior to the vote to discuss the proposed name change, the mem- bers here were also denied the opportunity to discuss and consider the proposed affiliation. The proce- dures thus fail to meet the minimal standards of due process. Further, the "election" was marred by other irreg- 10 Peerless Plywood Co., 107 NLRB 427 (1953). 11 457 F.2d 660, 666 (C.A. 3, 1972). 1z 189 NLRB 119 (1971). 13 In making this finding , I need not and do not rely on any other portion of the Third Circuit's opinion in American Bridge, supra. 14 165 NLRB 942 , 944 (1967). 1s 204 NLRB 1036, 1037 (1973). ularities.16 The vote, for example, was not in reality secret. The ballots were marked at an open table within feet of the officers of the Association who ac- knowledged their open support for affiliation. Often several employees marked ballots at the open voting table at the same time. The facts put in the record by the General Counsel are clear and uncontradicted regarding the voting. All the activities took place in one room, 69-1/2 by 34 feet. In one corner was the only entrance used. Most of the voters came after leaving work, but the polls were open to stragglers all day. As voters en- tered, they were handed a copy of the executive board's resolution favoring affiliation and told they could ask questions or go directly to vote. Approxi- mately 200 chairs were set up in the room and in the center at the far end the UAW representative and president of the Union sat at a table to answer ques- tions. The two officials of the Union checking the eligibility list stood next to them behind another ta- ble which the potential voters faced, then turned with their ballots and walked a few feet to a table against the wall and voted openly for all to see. While one of the observers estimated she was 20 feet from the bal- loting, the room was only 34 feet wide. Within a space of at most 17 feet to the side of the two officials answering questions were the vote observers and ta- bles. If the voting table was 3 feet wide and the ob- servers only 3 feet from the speakers, this means bal- lots were marked openly at most 11 feet from the observers with other voters in between the tables or voting at the same time. Clearly, this balloting procedure does not meet the requirement of a "secret ballot" as defined in section 3(k) of the Labor Management Reporting and Dis- closure Act, 29 USC § 402(k).17 The Department of Labor, charged with enforcing the secret ballot pro- visions with regard to internal union elections, inter- prets section 3(k) as requiring "that there be no possi- bility that any one would be able to determine how a member's vote was cast." 18 The balloting here falls far short of meeting this test. As in American Bridge, supra, the voting proce- dures utilized in this case were deficient in providing 16 Approximately 30 unit employees were disenfranchised based on their status as "probationary employees." 17 Sec. 3(k).defines secret ballot as "the expression of a choice with respect to any election or vote taken upon any matter, which is cast in such a manner that the person expressing such choice cannot be identified with the choice expressed." is American Bridge, supra at 666, citing Shultz v. Local 420 Aluminum Workers Union, 74 LRRM 2281 (N.D.N.Y., 1970). My colleagues ' argument that the question is whether the Department of Labor would approve the balloting here misses the mark . The provisions of sec. 3(k) provide a fair standard against which to measure the validity of the balloting in this case. The court in American Bridge was of this view, and applied the Department of Labor's "secret ballot" definition to a similar affiliation vote on which this Board had predicated its bargaining order, and concluded , inter alia, that the vote did not meet this test and refused to enforce the Board's bargaining order. 1174 DECISIONS OF NATIONAL LABOR RELATIONS BOARD a fair opportunity for the members to consider the vital issues confronting them. In my view, the proce- dure followed here could only have had a stifling effect on any employee inclined to oppose affilia- tion." In the absence, therefore, of an opportunity for the unit employees to openly and collectively dis- cuss and consider the impact of the proposed affilia- tion-and to cast truly secret ballots-I do not be- lieve that the affiliation election can be accepted as representing the true desires of the unit employees. In these circumstances, I am unwilling to confer rep- resentaive status on the basis of such an election and would not find that the Respondent violated the Act by refusing to recognize the Charging Party. Accord- ingly, I would dismiss the complaint in its entirety. FINDINGS OF FACT 1. THE BUSINESS OF THE RESPONDENT Respondent, a Michigan corporation, has at all times material maintained its principal office and place of busi- ness in Grayling, Michigan, where it has been engaged in the manufacture, sale, and distribution of archery equip- ment and related products. During the calendar year 1973, a representative period, Respondent, in the course and conduct of its business operations, manufactured, sold, and distributed products valued in excess of $500,000, of which products valued in excess of $50,000 were shipped from its Grayling facility directly to points located outside the State of Michigan. I find, as the Respondent admits, that it is an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 19 The majority seems surprised that the Respondent and I should con- cern ourselves with defects in the affiliation election procedure when no employees have publicly objected. Frankly. it surprises me that after all these years it should appear odd to anyone that the Board , in the absence of employee objections , concerns itself with matters involving the propriety of election procedures . After all , due process is always a matter of Board con- cern. This case arises out of a privately conducted election to determine what labor organization is to be the statutory bargaining representative of the employees . The Board is being asked , in effect, to enforce the election victo- ry of the UAW . Through the years, the Board has consistently sought to guarantee that elections conducted under its auspices are run in accordance with the requirements of due process . At no point have employee objections been deemed to be a condition precedent to such an examination. 11. THE LABOR ORGANIZATION INVOLVED The complaint alleges, the answer admits, and I find that at all times material Bear Archery Employees Associa- tion-Local No. 1903 of International Union, United Au- tomobile, Aerospace and Agricultural Implement Workers of America (UAW), is a labor organization within the meaning of Section 2(5) of the Act. Ill, THE ALLEGED UNFAIR LABOR PRACTICES A. The Facts DECISION STATEMENT OF THE CASE ROBERT COHN , Administrative Law Judge : This case, heard at Grayling, Michigan, on April 28, 1975, pursuant to a charge filed November 6, 1974,1 and a complaint is- sued December 27, presents the question whether Bear Archery, Division of Victor Comptometer Corporation (herein the Respondent or Company), violated Section 8(a)(5) and ( 1) of the National Labor Relations Act, as amended (herein the Act) when, on or about September 13, it refused to recognize Bear Archery Employees Associa- tion-Local No. 1903 of International Union, United Au- tomobile, Aerospace and Agricultural Implement Workers of America (UAW), Charging Party, following an affilia- tion election. Upon the entire record, including my observation of the demeanor of the witnesses , and after full consideration of the posthearing briefs filed by counsel for the General Counsel and by counsel for the Respondent , I make the following: 1 All dates hereinafter refer to the calendar year 1974. unless otherwise indicated. 2 The Association was apparently recognized by the Company as a result of an election conducted by a disinterested third party ; however, such third party was not the National Labor Relations Board , and the NLRB has never issued a certification to that labor organization. Since December 1969, the Company has recognized as its production and maintenance employees' collective-bar- gaining representative an independent labor organization known as the Bear Archery Employees' Association (herein the Association).2 Since recognition was granted to the As- sociation, there have been three collective-bargaining agreements negotiated, the current one running from Janu- ary 1, 1974, through December 31, 1975. In late August, several employees of the Company met at the home of Joan Rasmussen, vice president of the Asso- ciation, for the purpose of discussing possible affiliation with the International Union, United Automobile, Aero- space and Agricultural Implement Workers of America (UAW) (herein called UAW). Present at that meeting were (in addition to Rasmussen), Gary Swanson, president of the Association, and three other employees along with Walter Schultze, an international representative of the UAW. It was determined at that meeting that Schultze would meet with the Association's board of directors to explain to them the steps necessary to affiliate with the UAW. Accordingly, such a meeting was scheduled to be held, and was held, on September 4 at the home of Gary Swanson, about 7:30 p.m. Present at the September 4 meeting were 29 of the 30 board of directors of the Association.3 At that meeting, 3 The board of directors is comprised of at least one representative from each of the several departments in the Company's plant. Some departments have more than one representative , depending upon the number of employ- ees in the department. BEAR ARCHERY 1175 Schultze explained the advantages of and procedures nec- essary to affiliate with the UAW. Since it was necessary that the membership of the Association vote on such affili- ation, and since a "special membership meeting" was re- quired for that purpose, the board of directors voted by secret ballot at the September 4 meeting to decide whether such a "special membership meeting" should be called for such purpose. The vote of the board of directors present at the meeting was unanimous to hold such a "special mem- bership meeting." The following day, September 5, a "notice of special meeting" was posted by the officers of the Association on all employee bulletin boards at the plant notifying all members of the Association that a special meeting of the Association would be held at the American Legion Hall in Grayling on September 10 for the purpose of taking a se- cret ballot vote on the issue of affiliation with the UAW. Since the employees were working on three shifts at that time, it was also displayed on the notice what time each shift was scheduled to attend the meeting. On September 10, the meeting and voting commenced at 7 a.m. and continued until 6 p.m. at the American Legion Hall. As a prospective voter came into the hall, he was handed a piece of paper which contained the resolution of the officers and board of directors of the Association rec- ommending affiliation with the UAW. Such resolution pointed out, in essence, that the structure of the Associa- tion would remain essentially the same but that affiliation was desired primarily "to provide expert technical assis- tance and advice to the officers and membership of this organization." Any prospective voter who desired to ask questions of Schultze was directed to a part of the hall, segregated from the voting , where Schultze was stationed. Following that (or if the voter did not care to avail himself of this prerogative), the voter proceeded to approach Ras- mussen or Jackson Harney, secretary of the Association, who had custody of a seniority list of employees. Said se- niority list constituted an eligibility list to vote in the elec- tion. Assuming that the prospective voter's name appeared on the seniority list, he would be given a ballot, and his r,.tne would be checked off the list. The voter would then proceed to a table located approximately 20 feet away from Rasmussen and Harney where he would, with his back turned to them, mark his ballot. After marking his ballot, the voter would deposit it in a locked ballot box and proceed out of the hall. According to Harney, there were approximately 519 eli- gible voters. The tabulation of the balloting, which oc- curred on the evening of September 10, indicated that there were 119 "yes" votes and 6T "no" votes 4 The following day, September 11, the Company was no- tified by letter of the vote on affiliation with the UAW, as follows: The only employees in the unit who were not considered eligible to vote were probationary employees , i.e., employees who had not completed 90 days of employment with the Company. This apparently stems from section 8 of the current collective -bargaining agreement which provides that "the first 90 days of employment shall be considered probationary and without seniority ." (G.C. Exh. 2). Mr. Alan Beatty Bear Archery Company Grayling, Michigan Dear Mr. Beatty: At a meeting of the members of the Bear Archery Employees Association Union which, as you know, is the exclusive collective bargaining representative of your employees and is under contract with your com- pany, the membership, after special notice of the pur- pose of the meeting, voted to affiliate with the Interna- tional UAW. A copy of the resolution of affiliation is attached. From this date on the name of the union has been changed to Local 1903 of United Automobile-Aero- space-Agricultural Implement Workers of America (UA W). All officers and functional leaders remain the same, and we anticipate no change in our day-to-day relationship with the company. The continuity of or- ganization in the local union has been completely pre- seved and we intend to honor fully all contractual commitments with the company. Please note for your records the change in name of the contracting union. (Emphasis in original.) (signed by officers of the Association) By letter dated September 13, the Company responded, as follows: Mr. Gary Swanson, President Bear Archery Employees Association Box 111 Grayling, Michigan 49738 Dear Mr. Swanson: Please be advised that the undersigned is in receipt of your letter dated September 11, 1974. It is the posi- tion of the Company that we are obligated, under a Collective Bargaining Agreement, between Bear Arch- ery and the Bear Archery Employees Association. The Company intends to fully comply and honor such Col- lective Bargaining Agreement. Further, you should be advised that with respect to the employee's collective bargaining representative, the Company will continue to recognize only the rep- resentative entitled to such recognition as determined by the appropriate law pertaining thereto. Very truly yours, Alan E. Beatty, Executive Vice President Joseph Schrader, personnel director for the Company, testified that he was present on the morning of September 11 along with Beatty when Swanson, Rasmussen, and Har- ney presented the Union's letter to the Company. He testi- fied that they requested the Company to recognize the UAW but that since that meeting the Company has not recognized the UAW nor has it changed "any of its records to show the UAW represents the bargaining unit employ- 1176 DECISIONS OF NATIONAL LABOR RELATIONS BOARD ees." Schrader further testified that since September I I the Company has had grievance meetings with the Association and that an International representative of the UAW has been present at such meetings ; however, Schrader testified that he told such representative that "the Company would permit him to engage in our talks , but he would not be recognized as a UAW representative." 5 B. Analysis and Concluding Findings The Respondent defends this case on two grounds: (1) "the special general membership meeting , without ques- tion , failed to meet minimum standards of due process;" and (2) "the International UAW has yet to demand of the Employer, bargaining in any form." 6 In my judgment, af- ter a careful consideration of all the evidence in the record, Respondent 's contentions should be rejected. It is true , as Respondent points out , that the meeting of the board of directors on September 4 was not strictly in compliance with the requirements of the constitution and bylaws of the Association. Section 5 of article 4 of the bylaws requires that "A special meeting of the Board shall be called at any time on the written request of the President or any three (3) of its members." [Emphasis supplied] 7 The record reflects that notice of the special meeting of the board of directors was not in written form , but was orally passed by word of mouth. The record also discloses that the purpose of the meeting was not disclosed prior to the meeting . The reason for omitting both of the above factors was, as testified to by Rasmussen, "because we didn't want it to get back to the employer." However, this technical deficiency would seem to have been cured by the fact that an overwhelming majority of the board of directors attend- ed the meeting , and the vote was unanimous to call the special membership meeting for the purpose of voting on affiliation. There is no contention that sufficient notice of the special membership meeting did not comply with the bylaws, nor that ample notice thereof was not disseminated to all interested personnel. The circumstances of the voting itself appears clearly to comply with all criteria regarding secrecy and freedom from restraint by either representatives of the UAW, or the Association, or the Company. Thus the balloting was car- ried on by the officers of the Association, entirely separate from the single representative of the UAW who was not in the area of the balloting. None of the company supervisors were present. Respondent argues in its brief that "there was no procedure established to prevent a non -employee from voting in the affiliation vote of Bear Archery employ- ees." 9 However the record shows that the seniority list fur- nished by the employer was utilized as the eligibility list for the election . It is difficult to see how a nonemployee could have voted therein, and there is clearly no evidence that 5 Prior to the affiliation , the Association sometimes had a local Grayling attorney present at the grievance meetings. 6 Resp. br. G.C. Exh. 3. s As above indicated , 29 out of the 30 members of the board attended the meeting . Attempts were made to contact the remaining member , without success. 9 Resp. br. such occurred. Indeed, there is no evidence that any indi- vidual or group of individuals, either during the voting or subsequent thereto represented to either the Association or to the employer that anyone eligible to vote had been dis- enfranchised.10 In sum, the record discloses that a majority of the em- ployees in the bargaining unit indicated in a properly con- ducted election to affiliate with the UAW. In such circum- stances , the Board has seen fit to sanction the employees' wishes on the question of affiliation, and not to require the formality of a Board-conducted election to redetermine the choice already made." Finally, the record reflects that the Union here, as in the Pearl Book Binding case,12 underwent no change at all apart from the change of name and affiliation: "It did not merge with any other local. There was no structual or ad- ministrative change without the Union. Its officers and their duties and functions remained the same , its assets were unaffected, the membership remained the same, the Union's autonomy and by-laws remained the same, and the size and territorial jurisdiction of the Union remained the same." 13 It continued to administer the collective-bar- gaining agreement with the Company, and in all respects was a mere continuation of the Association except for a technical change in name and the change in affiliation. Under all of the foregoing circumstances, there were no "unusual circumstances" which would terminate the duty of the Company to bargain." But the Company argues that "there can be no violation of 8(a)(5) of the Act until, (1) a bargaining demand is made, and (2) the employer refuses and rejects such de- mand." 15 However, the record clearly shows that following the vote on affiliation, the officers of the Association re- quested that the Company recognize the UAW, and that all times since September 11 the Company has declined to so recognize the UAW. In view of the existence of the current collective-bargaining agreement, there have been no demands for "bargaining" except to the extent of the grievance meetings. Here again, the record discloses that the Company has declined to recognize the UAW repre- sentative as such in its grievance meetings. Personnel Director Schrader testified as follows as re- spects the company position regarding bargaining with the UAW: Q. Since being informed of the affiliation vote, and having been demanded to recognize the UAW, have you, in any way, bargained with the UAW? A. No. 10 It is true that, had the election been held pursuant to procedures of the NLRB, probationary employees probably would have been allowed to vote. However, there was a basis grounded on a contractual provision which supplied the reasoning for disenfranchisement of the probationary employ- ees. In any event, even if all of them had voted against affiliation, such would not have affected the results of the election. 11 See North Electric Company, 165 NLRB 942 (1967). See also The Hamil- ton Tool Company, 190 NLRB 571 (1971). Although the cited cases arose in a context of a request to amend a certification , the rationale would appear to be the same. 12 Pearl Book Binding Company, Inc., 206 NLRB 834, enfd . 517 F.2d 1108, (C.A. I. 1975). 1S Pearl Book Binding Company, Inc., supra. 14 N. L. R. B. v. Pearl Book Binding Company, Inc., supra. 15 Resp. br. BEAR ARCHERY Finally, I note that in its answer to the complaint the Respondent states: In answer to paragraph 14, Respondent admits its continued willingness to recognize and bargain with the Bear Archery Employees Association and further states it has refused to recognize and bargain with the Charging Party because such organization lacks enti- tlement under all provisions of the Act. I have found, contrary to the Respondent's contention, that the Charging Party has complied with all the necessary procedures which entitle it to be recognized as the employee's collective-bargaining representative under the provisions of the Act. Moreover, the Board's orders oper- ate, at least in part, in futuro, and it could be reasonably expected that the Charging Party may wish to open the collective-bargaining agreement near its termination date in December 1975. Should it choose to do so, it would clearly be in accordance with the principles of the Act that its status as collective-bargaining representative be clearly defined. Based upon all of the foregoing, I find and conclude that at all times since September 11, the Respondent has failed and refused to recognize the Charging Party as the collec- tive-bargaining representative of its production and main- tenance employees, in violation of Section 8(a)(1) and (5) of the Act, and I will recommend an appropriate remedy. IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of Respondent set forth in section III, above, occurring in connection with the operations of Re- spondent set forth in section I, above, have a close, inti- mate , and substantial relationship to trade, traffic, and commerce among the several States, and tend to lead to labor disputes burdening and obstructing commerce and the free flow thereof. V. THE REMEDY Having found that Respondent had engaged in unfair labor practices prohibited by Section 8(a)(1) and (5) of the Act, I shall recommend that it be ordered to cease and desist therefrom and take certain affirmative action de- signed to effectuate the policies of the Act. 16 Upon the basis of the foregoing findings of fact and upon the entire record herein, I make the following: CONCLUSIONS OF LAW 1. Respondent is an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. Local No. 1903 of International Union, United Auto- mobile, Aerospace and Agricultural Implement Workers of 16 Since I have found that Local No. 1903 of International Union, United Automobile , Aerospace and Agricultural Implement Workers of America (UAW) is the same organization as, and a continuation of, Bear Archery Employees Association , and that the membership of such organization has indicated its desire to be known as the former, I shall so designate it in the Conclusions of Law, Order, and Notice to Employees. 1177 America (UAW), is a labor organization within the mean- ing of Section 2(5) of the Act. 3. All production and maintenance employees employed by the employer at its Grayling, Michigan, plant including shipping and receiving employees and truckdrivers; but ex- cluding office clerical employees, executive, administrative, professional, salaried, plant protection employees, and su- pervisors constitute a unit appropriate for the purpose of collective bargaining within the meaning of Section 9(b) of the Act.l' 4. By refusing to recognize Local No. 1903 of Interna- tional Union, United Automobile, Aerospace and Agricul- tural Implement Workers of America (UAW), as the col- lective-bargaining representative of Respondent's employees in the aforesaid appropriate unit, Respondent has engaged in and is engaging in unfair labor practices within the meaning of Section 8(a)(1) and (5) of the Act. 5. The aforesaid unfair labor practices affect commerce within the meaning of Section 2(6) and (7) of the Act. Upon the basis of the foregoing findings of fact and con- clusions of law, and upon the entire record, and pursuant to Section 10(c) of the Act, I recommend the following: ORDER18 Respondent , Bear Archery , Division of Victor Comp- tometer Corporation, its officers , agents, successors, and assigns, shall: 1. Cease and desist from: (a) Refusing to recognize , or bargain collectively, upon request , with Local No. 1903 of International Union, Unit- ed Automobile, Aerospace and Agricultural Implement Workers of America (UAW), as the exclusive bargaining representative of the employees in the following appropri- ate unit: All production and maintenance employees employed by the employer at its Grayling , Michigan , plant in- cluding shipping and receiving employees and truck- drivers ; but excluding office clerical employees, exec- utive , administrative , professional , salaried, plant protection employees , and supervisors constitute a unit appropriate for the purpose of collective bargain- ing within the meaning of Section 9(b) of the Act. (b) Engaging in any like or related unfair labor practices proscribed by the National Labor Relations Act, as amended. 2. Take the following affirmative action to effectuate the policies of the Act: (a) Recognize and bargain collectively , upon request, with Local 1903 of International Union, United Automo- bile, Aerospace and Agricultural Implement Workers of 17 The foregoing unit description is alleged in the complaint , and is admit- ted in the answer of Respondent. 18 In the event no exceptions are filed as provided by Sec. 102.46 of the Rules and Regulations of the National Labor Relations Board, the findings, conclusions , and recommended Order herein shall, as provided in Sec. 102.48 of the Rules and Regulations , be adopted by the Board and become its findings , conclusions , and Order, and all objections thereto shall be deemed waived for all purposes. 1178 DECISIONS OF NATIONAL LABOR RELATIONS BOARD America (UAW), and embody any understanding reached in a signed agreement." (b) Post at its Grayling, Michigan, plant copies of the attached notice marked "Appendix ." 26 Copies of the no- tice, on forms provided by the Regional Director for Re- gion 7, after being duly signed by an authorized represen- tative of Respondent, shall be posted by Respondent immediately upon receipt thereof , and be maintained for 60 consecutive days thereafter , in conspicuous places, in- cluding all places where notices to employees are custom- arily posted . Reasonable steps shall be taken by Respon- dent to insure that said notices are not altered , defaced, or covered by any other material. (c) Notify the said Regional Director, in writing , within 20 days from the date of this Order , what steps Respondent has taken to comply herewith. 19 In view of the currency of a collective-bargaining agreement between the Respondent and the Association , nothing in this Order should be con- strued to require the Respondent to bargain with the Charging Party con- cerning the alteration of any terms of such agreement prior to the date established by such agreement for the reopening or renegotiation of the same. 20 In the event that the Board 's Order is enforced by a Judgment of the United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board." APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT refuse to recognize , or bargain collec- tively, upon request , with Local No. 1903 of Interna- tional Union , United Automobile , Aerospace and Ag- ricultural Implement Workers of America (UAW) as the exclusive bargaining representative of the employ- ees in the appropriate unit described below: All production and maintenance employees em- ployed by the employer at its Grayling , Michigan, plant including shipping and receiving employees and truckdrivers ; but excluding office clerical em- ployees , executive, administrative , professional, sal- aried, plant protection employees , and supervisors constitute a unit appropriate for the purpose of col- lective bargaining within the meaning of Section 9(b) of the Act. WE WILL NOT engage in any like or related unfair labor practices. WE WILL recognize and bargain collectively, upon request , with the above-named Union as the exclusive representative of the above described employees. BEAR ARCHERY, DIVISION OF VICTOR COMPTOMETER CORPORATION Copy with citationCopy as parenthetical citation