Veeva Systems Inc.Download PDFPatent Trials and Appeals BoardApr 26, 20212020004731 (P.T.A.B. Apr. 26, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/885,656 01/31/2018 Arno Sosna V0054 8964 125563 7590 04/26/2021 Veeva Systems Inc. 4280 Hacienda Drive Pleasanton, CA 94588 EXAMINER CHAMPAGNE, LUNA ART UNIT PAPER NUMBER 3627 NOTIFICATION DATE DELIVERY MODE 04/26/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): USPTO@dockettrak.com donald.wilson@veeva.com lin.deng@veeva.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte ARNO SOSNA Appeal 2020-004731 Application 15/885,656 Technology Center 3600 Before ST. JOHN COURTENAY III, LARRY J. HUME, and JENNIFER L. McKEOWN, Administrative Patent Judges. HUME, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision rejecting claims 1–20, which are all claims pending in the application. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the term “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as VEEVA SYSTEMS INC. Appeal Br. 3. Appeal 2020-004731 Application 15/885,656 2 STATEMENT OF THE CASE2 The claims are directed to a system and method for managing visual product placement. See Spec. (Title). In particular, Appellant’s disclosed embodiments and claimed invention relate to retail product placement. Spec. ¶ 1. Exemplary Claim Claim 1, reproduced below, is representative of the subject matter on Appeal: 1. A computer-implemented method for managing visual product placement, the method comprising: obtaining a real-time image of a place with a camera in a local computing device; detecting a shelf in the real-time image of the place by a visual product placement controller with a first machine learning model stored in the local computing device; dividing an image of the shelf into a plurality of small boxes with the visual product placement controller in the local computing device, wherein each of the small boxes corresponds to an image of a product on the shelf; detecting an image of a first target product in the plurality of small boxes by the visual product placement controller with a second machine learning model stored in the local computing device; and comparing actual product placement information of the first target product with a set of contractual planogram 2 Our decision relies upon Appellant’s Appeal Brief (“Appeal Br.,” filed Mar. 4, 2020); Reply Brief (“Reply Br.,” filed June 8, 2020); Examiner’s Answer (“Ans.,” mailed Apr. 8, 2020); Final Office Action (“Final Act.,” mailed June 4, 2019); and the original Specification (“Spec.,” filed Jan. 31, 2018). Appeal 2020-004731 Application 15/885,656 3 requirements for displaying the first target product on the shelf with the visual product placement controller in the local computing device. REFERENCES The prior art relied upon by the Examiner as evidence is: Name Reference Date Barrett et al. (“Barrett”) US 2017/0161105 A1 June 8, 2017 Skaff et al. (“Skaff”) US 2017/0286901 A1 Oct. 5, 2017 Teig et al. (“Teig”) US 2018/0025268 A1 Jan. 25, 2018 Opalach et al. (“Opalach”) WO 2009/027836 A2 Mar.5, 2009 Hemed et al. (“Hemed”) WO 2018/002709 A2 Jan. 4, 2018 REJECTIONS R1. Claims 1–8, 10–14, and 17–20 stand rejected under 35 U.S.C. § 103 as being unpatentable over the combination of Opalach, Skaff, Hemed, and Teig. Final Act. 2. R2. Claims 9, 15, and 16 stand rejected under 35 U.S.C. § 103 as being unpatentable over the combination of Opalach, Skaff, Hemed, and Teig in further view of Official Notice as evidenced by Barrett. Final Act. 9. CLAIM GROUPING Based on Appellant’s arguments (Appeal Br. 11–14) and our discretion under 37 C.F.R. § 41.37(c)(1)(iv), we decide the appeal of obviousness Rejection R1 of claims 1–8, 10–14, and 17–20 on the basis of representative claim 1. Appeal 2020-004731 Application 15/885,656 4 Remaining claims 9, 15, and 16 in Rejection R2, not argued separately, stand or fall with the respective independent claim from which they depend.3 ISSUES AND ANALYSIS In reaching this decision, we consider all evidence presented and all arguments actually made by Appellant. To the extent Appellant has not advanced separate, substantive arguments for particular claims, or other issues, such arguments are waived. 37 C.F.R. § 41.37(c)(1)(iv). We disagree with Appellant’s arguments with respect to claims 1–20 and, unless otherwise noted, we incorporate by reference herein and adopt as our own: (1) the findings and reasons set forth by the Examiner in the action from which this appeal is taken, and (2) the reasons and rebuttals set forth in the Examiner’s Answer in response to Appellant’s arguments.4 We highlight and address specific findings and arguments regarding claim 1 for emphasis as follows. 3 “Notwithstanding any other provision of this paragraph, the failure of appellant to separately argue claims which appellant has grouped together shall constitute a waiver of any argument that the Board must consider the patentability of any grouped claim separately.” 37 C.F.R. § 41.37(c)(1)(iv). In addition, when Appellant does not separately argue the patentability of dependent claims, the claims stand or fall with the claims from which they depend. In re King, 801 F.2d 1324, 1325 (Fed. Cir. 1986). 4 See Icon Health and Fitness, Inc. v. Strava, Inc., 849 F.3d 1034, 1042 (Fed. Cir. 2017) (“As an initial matter, the PTAB was authorized to incorporate the Examiner’s findings.”); see also In re Brana, 51 F.3d 1560, 1564 n.13 (Fed. Cir. 1995) (upholding the PTAB’s findings, although it “did not expressly make any independent factual determinations or legal conclusions,” because it had expressly adopted the examiner’s findings). Appeal 2020-004731 Application 15/885,656 5 1. § 103 Rejection R1 of Claims1–8, 10–14, and 17–20 Issue 1 Appellant argues (Appeal Br. 11–14; Reply Br. 3–7) the Examiner’s rejection of claim 1 under 35 U.S.C. § 103 as being obvious over the combination of Opalach, Skaff, Hemed, and Teig is in error. These contentions present us with the following issues: Did the Examiner err in finding the cited prior art combination teaches or suggests the method of claim 1 because, as argued by Appellant, (a) Skaff is not a proper reference in a § 103 rejection because it allegedly teaches away from the claimed invention; and (b) there is no suggestion or motivation to combine Teig with Opalach, Hemed, and Skaff to reconstruct the claimed invention in the manner suggested by the Examiner? Principles of Law “[O]ne cannot show non-obviousness by attacking references individually where . . . the rejections are based on combinations of references.” In re Keller, 642 F.2d 413, 426 (CCPA 1981) (citation omitted). “The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference . . . . Rather, the test is what the combined teachings of those references would have suggested to those of ordinary skill in the art.” Id. at 425. In KSR, the Court stated, “[t]he combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). Appeal 2020-004731 Application 15/885,656 6 When a work is available in one field of endeavor, design incentives and other market forces can prompt variations of it, either in the same field or a different one. If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability. For the same reason, if a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its actual application is beyond his or her skill . . . . [A] court must ask whether the improvement is more than the predictable use of prior art elements according to their established functions. Id. at 417. Further, the relevant inquiry is whether the Examiner has set forth “some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) (cited with approval in KSR, 550 U.S. at 418). “A reference may be said to teach away when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant.” Ricoh Co., Ltd. v. Quanta Computer, Inc., 550 F.3d 1325, 1332 (Fed. Cir. 2008) (citations omitted). A reference does not teach away if it merely expresses a general preference for an alternative invention from amongst options available to the ordinarily skilled artisan, and the reference does not discredit or discourage investigation into the invention claimed. In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004). Appeal 2020-004731 Application 15/885,656 7 Analysis (a) Skaff is a Proper Reference in a § 103 Rejection Appellant contends “Skaff is directed to a system for building a product library without requiring a planogram (Skaff, Abstract). Skaff teaches away from the claimed invention.” Appeal Br. 11. Appellant further argues, “[a]lthough the features do not mention planogram explicitly, a skilled artisan would appreciate that ‘the small boxes corresponding to an image of a product on the shelf’ in the recited features are used for planogram.” Id. Appellant further contends that Skaff “expressly criticizes, discredits and discourages the use of planogram . . . at least in” paragraphs 4, 8, 17, and 19, the Abstract, and claims 10 and 22. Appeal Br. 11–12. We disagree with Appellant’s characterization that Skaff discredits the use of a planogram, as found by the Examiner. We disagree because, as the Examiner explains: [T]he fact that Skaff teaches of segmenting images of product bounding boxes using a relogram [sic] as input does not mean that Skaff teaches against using a planogram or that its way of segmenting images cannot be applied to a system with a planogram. In fact, Skaff et al. teach “A segmented image can include multiple product bounding boxes. . . . Products within product bounding boxes can be manually identified, identified using crowd source or paid reviewer image identification systems, identified with or without the aid of an initial planogram,[”] (see e.g.[,] paragraph 0038). In the current field, both a relogram [sic] and a planogram represent the layout of goods/products in a retail environment. The only difference is the relogram [sic] represents real time information and the planogram represents the planned information (data as it should be). The images of Appeal 2020-004731 Application 15/885,656 8 products on the shelves whether from the relogram [sic] or the planogram can be used and parsed/divided by the same tool for further analysis. As taught in paragraph 0008, Skaff combines data from the planogram to aid in realogram construction and proceeds to segment the images (see e.g.[,] paragraph 0008). Again, the fact that the Skaff reference uses a relogram [sic] instead of a planogram does not impact the system that segments or divides the images. Ans. 3–4. We agree with the Examiner’s finding that Skaff is a proper reference under 35 U.S.C. § 103 because, as disclosed in paragraph 38 of Skaff, “[p]roducts within product bounding boxes can be manually identified, identified using crowd source or paid reviewer image identification systems, identified with or without the aid of an initial planogram.” Skaff ¶ 38 (emphasis added). Although it may be true that certain embodiments of Skaff do not rely upon use of a planogram, other portions of Skaff teach reliance upon a planogram to aid in realogram construction, and thus do not disparage the use of planograms. For example, “[r]ealograms can be locally stored with a data storage module connected to the processing module. A communication module can be connected to the processing module to transfer realogram data to remote locations, including store servers or other supported camera systems, and additionally receive inventory information including planograms to aid in realogram construction.” Skaff ¶ 8 (emphasis added).5 5 “All of the disclosures in a reference must be evaluated for what they fairly teach one of ordinary skill in the art.” In re Boe, 355 F.2d 961, 965 (CCPA 1966)). “‘The use of patents as references is not limited to what the patentees describe as their own inventions or to the problems with which Appeal 2020-004731 Application 15/885,656 9 Accordingly, in agreement with the Examiner, we determine that Skaff does not teach away from the reference combination. See Fulton, 391 F.3d at 1201. (b) Motivation to Combine Teig with Opalach, Hemed, and Skaff is Proper Appellant’s argument is essentially that Teig is non-analogous art. Appellant contends, “Teig is directed to systems which implement machine learning based on neural networks that draw low power for use in smart phones. Teig is irrelevant to visual product management or planogram, is not a proper §[ ]103 reference of the claimed invention, and there is no suggestion or motivation to combine Teig with Opalach, Hemed[ ], and Skaff to reconstruct the claimed invention.” Appeal Br. 14. The Examiner summarizes findings related to Teig by reiterating: In short, [Teig] et al. teach at least two operating machine learning models residing in a local computing device and performing visual object recognition in images and live camera feeds, as claimed by Appellant. [Teig’s] teaching can be applied to any type of object recognition analysis via machine learning, including the systems of OPALACH which performs analysis on product images obtained from shelves but lacks the teaching of placing both machine learning models in a local computing device. Ans. 5. they are concerned. They are part of the literature of the art, relevant for all they contain.’” In re Heck, 699 F.2d 1331, 1333 (Fed. Cir. 1983) (quoting In re Lemelson, 397 F.2d 1006, 1009 (CCPA 1968)). In re Fritch, 972 F.2d 1260, 1264 (Fed. Cir. 1992) (A reference is good for all it teaches to one of ordinary skill in the art); In re Fracalossi, 681 F.2d 792, 794 n.1 (CCPA1982); In re Lamberti, 545 F.2d 747, 750 (CCPA 1976) (References must be considered in their entirety and not limited to its specific examples). Appeal 2020-004731 Application 15/885,656 10 Whether a reference in the prior art is “analogous” is a fact question. In re Clay, 966 F.2d 656, 658 (Fed. Cir. 1992) (citing Panduit Corp. v. Dennison Mfg., 810 F.2d 1561, 1568 n.9 (Fed. Cir. 1987), cert. denied, 481 U.S. 1052 (1987)). Two criteria have evolved for determining whether prior art is analogous: (1) whether the art is from the same field of endeavor, regardless of the problem addressed, and (2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved. Id. (citing In re Deminski, 796 F.2d 436, 442 (Fed. Cir. 1986); In re Wood, 599 F.2d 1032, 1036 (CCPA 1979)). A reference is reasonably pertinent if, even though it may be in a different field from that of the inventor’s endeavor, it is one which, because of the matter with which it deals, logically would have commended itself to an inventor’s attention in considering his problem. Thus, the purposes of both the invention and the prior art are important in determining whether the reference is reasonably pertinent to the problem the invention attempts to solve. If a reference disclosure has the same purpose as the claimed invention, the reference relates to the same problem, and that fact supports use of that reference in an obviousness rejection. In re Clay, 966 F.2d at 659. In this case, we find that, although Teig is not in the same field of endeavor as the claimed invention, in agreement with the Examiner, we further find that Teig’s solution is reasonably pertinent to the problem with which the inventor is involved. As determined by the Examiner, “applying the teaching of TEIG allows the processing elements to work in unison (use of machine learning models residing in one local computing device to detect Appeal 2020-004731 Application 15/885,656 11 images on shelves) to solve a specific problem (comparing images to determine fulfillment of contractual agreement).” Ans. 5. Based upon the findings above, on this record, we are not persuaded of error in the Examiner’s reliance on the cited prior art combination to teach or suggest the disputed limitation of claim 1, nor do we find error in the Examiner’s resulting legal conclusion of obviousness. Therefore, we sustain the Examiner’s obviousness rejection of independent claim 1, and grouped claims 2–8, 10–14, and 17–20, which fall therewith. See Claim Grouping, supra. 2. Rejection R2 of Claims 9, 15, and 16 In view of the lack of any substantive or separate arguments directed to obviousness Rejection R2 of claims 9, 15, and 16 under § 103, we sustain the Examiner’s rejection of these claims. Arguments not made are waived.6 REPLY BRIEF To the extent Appellant may advance new arguments in the Reply Brief (Reply Br. 3–8) not in response to a shift in the Examiner’s position in the Answer, arguments raised in a Reply Brief that were not raised in the Appeal Brief or are not responsive to arguments raised in the Examiner’s Answer will not be considered except for good cause (see 37 C.F.R. § 41.41(b)(2)), which Appellant has not shown. 6 Appellant merely argues, “[e]ven assuming that the Official Notice is not improper, Barrett does not supply any deficiency of Opalach, Skaff, Hemed Nir or Teig. Accordingly, Appellant[] respectfully submit[s] that claims 9, 15[,] and 16 are patentable for this additional reason.” Appeal Br. 14. Appeal 2020-004731 Application 15/885,656 12 CONCLUSION Appellant has not persuasively argued that the Examiner erred with respect to obviousness Rejections R1 and R2 of claims 1–20 under 35 U.S.C. § 103 over the cited prior art combinations of record, and we sustain the rejections. DECISION SUMMARY Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–8, 10–14, 17–20 103 Opalach, Skaff, Hemed, Teig 1–8, 10–14, 17–20 9, 15, 16 103 Opalach, Skaff, Hemed, and Teig, Official Notice (evidenced by Barrett) 9, 15, 16 Overall Outcome 1–20 FINALITY AND RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). See 37 C.F.R. § 41.50(f). AFFIRMED Copy with citationCopy as parenthetical citation